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person · Reporting owner

Forman Michael C.

Disclosed activity across 24 companies

Tapewire entity
19093
SEC CIK
0001438253

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Corporate Capital Trust IINONE · Entity 152961Chief Executive OfficerApril 09, 2018April 19, 2018
Corporate Capital Trust, Inc.CCT · Entity 161600Chief Executive OfficerApril 09, 2018April 17, 2018
FS Credit Income FundFCRIX · Entity 62819Director · Chief Executive OfficerSeptember 11, 2024September 13, 2024
FS Credit Opportunities Corp.FSCO · Entity 4920Director · See RemarksFebruary 26, 2026March 02, 2026
FS Credit Real Estate Income Trust, Inc.NONE · Entity 19092Director · President & CEOOctober 01, 2026October 05, 2026
FS Energy & Power FundNONE · Entity 16842Director · Chief Executive OfficerDecember 21, 2018December 27, 2018
FS Energy Total Return FundXFEYX · Entity 158908Director · President & CEO · 10% ownerDecember 21, 2018December 26, 2018
FS Global Credit Opportunities Fund - ADVNONE · Entity 144530Director · President and CEO · Investment Committee MemberDecember 31, 2016February 03, 2017
FS Global Credit Opportunities Fund - TNONE · Entity 154443Director · President and CEO · Investment Committee MemberDecember 31, 2016February 03, 2017
FS Global Credit Opportunities Fund-ANONE · Entity 16564Director · Chairman, President and CEODecember 16, 2020December 18, 2020
FS Global Credit Opportunities Fund-DNONE · Entity 154438Director · President and CEO · Investment Committee MemberDecember 31, 2016February 04, 2017
FS Global Credit Opportunities Fund-T2NONE · Entity 144532Director · Chairman, President and CEODecember 16, 2020December 18, 2020
FS KKR Capital CorpFSK · Entity 776Director · Chief Executive OfficerNovember 11, 2025November 12, 2025
FS KKR Capital Corp. IIFSKR · Entity 138043Director · Chief Executive OfficerJune 16, 2021June 22, 2021
FS MVP Private Markets FundNONE · Entity 51592Chief Executive OfficerAugust 19, 2025August 19, 2025
FS Multi-Alternative Income FundFNNIX · Entity 141048Director · President & CEO · 10% ownerJune 17, 2020June 19, 2020
FS Specialty Lending FundFSSL · Entity 5027Director · See RemarksMarch 06, 2026March 10, 2026
KKR FS Income TrustNONE · Entity 15311Director · President & CEO · 10% ownerJune 30, 2023July 05, 2023
KKR FS Income Trust SelectNONE · Entity 15233Director · President & CEO · 10% ownerMarch 26, 2024March 26, 2024
SANDRIDGE ENERGY INCSD · Entity 205410% ownerOctober 04, 2016October 04, 2016
Titan Energy, LLCNONE · Entity 1628210% ownerSeptember 01, 2016September 12, 2016
WARRIOR MET COAL, INC.HCC · Entity 383110% ownerApril 19, 2017April 21, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Corporate Capital Trust II

Report date April 09, 2018 · Filed April 19, 2018

This filing explicitly reported no securities owned.

Corporate Capital Trust, Inc.

Report date April 09, 2018 · Filed April 17, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2018-04-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

FS Credit Income Fund

Report date September 11, 2024 · Filed September 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class I Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy FSCIF SCV Feeder I LLC287,070 Reported balance After 2024-09-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-09-11 · Sale · Disposed 199,681 · Balance 287,070

F1: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class U Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy FSCIF SCV Feeder I LLC1,531 Reported balance Holding disclosure · report date 2024-09-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,531

F1: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class U-2 Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy FSCIF SCV Feeder I LLC1,511 Reported balance Holding disclosure · report date 2024-09-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,511

F1: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

FS Credit Opportunities Corp.

Report date February 26, 2026 · Filed March 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectIRA44,312 Reported balance After 2026-02-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-02-26 · Purchase · Acquired 87 · Balance 44,312

F2: The previous filing inaccurately included the 87 shares noted in this filing. The previous purchase was on 2/25/26 for 34,295 shares for a total of 44,225.

Common StockSEC Table I · non-derivativeIndirectJennifer Rice's IRA38,462 Reported balance After 2026-02-26 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-02-26 · Purchase · Acquired 38,462 · Balance 38,462

F3: Shares are indirectly owned by the reporting person's spouse.

Common StockSEC Table I · non-derivativeIndirectMCFDA SCV LLC0 Reported balance Holding disclosure · report date 2026-02-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

F1: In December 2024, MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member, transferred its shares of FS Credit Opportunities Corp. to The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: In December 2024, MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member, transferred its shares of FS Credit Opportunities Corp. to The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

F2: The previous filing inaccurately included the 87 shares noted in this filing. The previous purchase was on 2/25/26 for 34,295 shares for a total of 44,225.

F3: Shares are indirectly owned by the reporting person's spouse.

FS Credit Real Estate Income Trust, Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class I Common StockSEC Table I · non-derivativeIndirectFranklin Square Holdings, L.P.213,099.57 Reported balance After 2026-10-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 73,521.756 · Balance 213,099.57

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class I Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectFranklin Square Holdings, L.P.1,756,997.742 Reported balance After 2026-10-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-10-01 · Disposition to issuer · Disposed 73,521.756 · Balance 1,756,997.742

F3: In accordance with the Advisory Agreement between the Company and the Adviser, the Company shall pay the Adviser an administrative services fee equal to 1.0% of the Company's net asset value per annum, payable quarterly, in Class I Restricted Stock Units, subject to the terms and conditions set forth in the Class I Restricted Stock Unit Agreement (as amended) between the Company and the Adviser. The administrative services fee is split 50/50 between the Adviser and Rialto Capital Management LLC.

F4: In accordance with the Class I Restricted Stock Unit Agreement (as amended) between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock, subject to time based vesting.

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class I Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectBy: Franklin Square Holdings, L.P.1,914,843.962 Reported balance After 2026-10-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-01 · Grant · Acquired 157,846.22 · Balance 1,914,843.962

F3: In accordance with the Advisory Agreement between the Company and the Adviser, the Company shall pay the Adviser an administrative services fee equal to 1.0% of the Company's net asset value per annum, payable quarterly, in Class I Restricted Stock Units, subject to the terms and conditions set forth in the Class I Restricted Stock Unit Agreement (as amended) between the Company and the Adviser. The administrative services fee is split 50/50 between the Adviser and Rialto Capital Management LLC.

F5: The number of restricted stock units reported is an estimate based on the most recently available net asset value. The actual number of restricted stock units awarded will be determined upon calculation of the applicable grant date net asset value and may differ from the amount reported herein. Accordingly, the number of derivative securities beneficially owned following the reported transaction is also an estimate.

F4: In accordance with the Class I Restricted Stock Unit Agreement (as amended) between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock, subject to time based vesting.

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class T Common StockSEC Table I · non-derivativeIndirectBy: FSH Seed Capital Vehicle I LLC2,506.828 Reported balance Holding disclosure · report date 2026-10-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,506.828

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class M Common StockSEC Table I · non-derivativeIndirectBy: FSH Seed Capital Vehicle I LLC413.861 Reported balance Holding disclosure · report date 2026-10-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 413.861

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class S Common StockSEC Table I · non-derivativeIndirectBy: FSH Seed Capital Vehicle I LLC428.231 Reported balance Holding disclosure · report date 2026-10-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 428.231

F2: Includes shares received on account of reinvested distributions.

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2: Includes shares received on account of reinvested distributions.

F3: In accordance with the Advisory Agreement between the Company and the Adviser, the Company shall pay the Adviser an administrative services fee equal to 1.0% of the Company's net asset value per annum, payable quarterly, in Class I Restricted Stock Units, subject to the terms and conditions set forth in the Class I Restricted Stock Unit Agreement (as amended) between the Company and the Adviser. The administrative services fee is split 50/50 between the Adviser and Rialto Capital Management LLC.

F4: In accordance with the Class I Restricted Stock Unit Agreement (as amended) between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock, subject to time based vesting.

F5: The number of restricted stock units reported is an estimate based on the most recently available net asset value. The actual number of restricted stock units awarded will be determined upon calculation of the applicable grant date net asset value and may differ from the amount reported herein. Accordingly, the number of derivative securities beneficially owned following the reported transaction is also an estimate.

FS Energy & Power Fund

Report date December 21, 2018 · Filed December 27, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy Franklin Square Holdings, L.P.164,545.456 Reported balance After 2018-12-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-12-21 · Sale · Disposed 164,545.456 · Balance 164,545.456

F1: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: Includes common shares purchased through FSEP's distribution reinvestment plan.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy FSH Seed Capital Vehicle I LLC164,545.456 Reported balance After 2018-12-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-12-21 · Purchase · Acquired 164,545.456 · Balance 164,545.456

F1: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: Includes common shares purchased through FSEP's distribution reinvestment plan.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy FB Capital Partners, LP270,905.32 Reported balance After 2018-12-21 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-12-21 · Sale · Disposed 118,028.448 · Balance 270,905.32

F2: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: Includes common shares purchased through FSEP's distribution reinvestment plan.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy The 2011 Forman Investment Trust270,905.32 Reported balance After 2018-12-21 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2018-12-21 · Sale · Disposed 152,876.872 · Balance 270,905.32

F2: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: Includes common shares purchased through FSEP's distribution reinvestment plan.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy MCFDA SCV LLC270,905.32 Reported balance After 2018-12-21 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2018-12-21 · Purchase · Acquired 270,905.32 · Balance 270,905.32

F2: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: Includes common shares purchased through FSEP's distribution reinvestment plan.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy Trust FBO Minor Children9,595.029 Reported balance Holding disclosure · report date 2018-12-21 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 9,595.029

F3: Includes common shares purchased through FSEP's distribution reinvestment plan.

F4: These shares are directly owned by trusts created by Mr. Forman for the benefit of his minor children. Mr. Forman disclaims beneficial ownership of any shares held by these trusts that exceed his pecuniary interest therein

Filing footnotes · ownership attribution and instrument terms

F1: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: Includes common shares purchased through FSEP's distribution reinvestment plan.

F4: These shares are directly owned by trusts created by Mr. Forman for the benefit of his minor children. Mr. Forman disclaims beneficial ownership of any shares held by these trusts that exceed his pecuniary interest therein

FS Energy Total Return Fund

Report date December 21, 2018 · Filed December 26, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class I Common SharesSEC Table I · non-derivativeIndirectBy Franklin Square Holdings, L.P.252,418.027 Reported balance After 2018-12-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-12-21 · Sale · Disposed 252,418.027 · Balance 252,418.027

F1: In connection with a financing transaction, the Class I Common Shares were contributed by Franklin Square Holdings, L.P. to FSETR SCV Feeder I LLC ("SCV"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in SCV, at a price equal to $9.80 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class I Common SharesSEC Table I · non-derivativeIndirectFSETR SCV Feeder I LLC252,418.027 Reported balance After 2018-12-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-12-21 · Purchase · Acquired 252,418.027 · Balance 252,418.027

F1: In connection with a financing transaction, the Class I Common Shares were contributed by Franklin Square Holdings, L.P. to FSETR SCV Feeder I LLC ("SCV"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in SCV, at a price equal to $9.80 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class I Common SharesSEC Table I · non-derivativeDirect8,667.767 Reported balance Holding disclosure · report date 2018-12-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 8,667.767

Filing footnotes · ownership attribution and instrument terms

F1: In connection with a financing transaction, the Class I Common Shares were contributed by Franklin Square Holdings, L.P. to FSETR SCV Feeder I LLC ("SCV"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in SCV, at a price equal to $9.80 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

FS Global Credit Opportunities Fund - ADV

Report date December 31, 2016 · Filed February 03, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect0 Reported balance After 2016-12-23 transaction · row 1
1 source row

Row 1 · 2016-12-23 · Gift · Disposed 14,146.548 · Balance 0

F1: Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration.

FS Global Credit Opportunities Fund - T

Report date December 31, 2016 · Filed February 03, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect0 Reported balance After 2016-12-23 transaction · row 1
1 source row

Row 1 · 2016-12-23 · Gift · Disposed 14,099.753 · Balance 0

F1: Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration.

FS Global Credit Opportunities Fund-A

Report date December 16, 2020 · Filed December 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeIndirectMCFDA SVC LLC0 Reported balance After 2020-12-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-12-16 · Disposition to issuer · Disposed 405,094.364 · Balance 0

F1: Disposed of in exchange for 401,732.079 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

F2: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in exchange for 401,732.079 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

F2: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

FS Global Credit Opportunities Fund-D

Report date December 31, 2016 · Filed February 04, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect0 Reported balance After 2016-12-23 transaction · row 1
1 source row

Row 1 · 2016-12-23 · Gift · Disposed 6,803.457 · Balance 0

F1: Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration.

FS Global Credit Opportunities Fund-T2

Report date December 16, 2020 · Filed December 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeIndirectBy FSH Seed Capital Vehicle I LLC0 Reported balance After 2020-12-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-12-16 · Disposition to issuer · Disposed 13,610.795 · Balance 0

F1: Disposed of in exchange for 13,435.216 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

F2: FSH Seed Capital Vehicle I LLC is a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and FSH Seed Capital Vehicle I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in exchange for 13,435.216 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

F2: FSH Seed Capital Vehicle I LLC is a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and FSH Seed Capital Vehicle I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

FS KKR Capital Corp

Report date November 11, 2025 · Filed November 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectIRA24,220 Reported balance After 2025-11-11 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2025-11-11 · Purchase · Acquired 10,000 · Balance 24,220

F3: Includes shares received through stock distributions and shares received on account of reinvested distributions.

Common StockSEC Table I · non-derivativeIndirectFranklin Square Holdings, L.P.1,490.672 Reported balance Holding disclosure · report date 2025-11-11 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,490.672

F3: Includes shares received through stock distributions and shares received on account of reinvested distributions.

F1: The reporting person disclaims beneficial ownership of any shares held by FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectTrust130,039.246 Reported balance Holding disclosure · report date 2025-11-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 130,039.246

F2: The reporting person is a member of The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. Includes shares previously held indirectly by MCFDA SCV, LLC, a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member, that were transferred to The 2011 Forman Investment Trust.

Common StockSEC Table I · non-derivativeIndirectSpouse8,694.023 Reported balance Holding disclosure · report date 2025-11-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 8,694.023

F3: Includes shares received through stock distributions and shares received on account of reinvested distributions.

F4: Includes shares previously held in UGMA accounts for the reporting person's children that previously reported as being held By Trust FBO Minor Children. The shares are now held jointly in individual accounts with the reporting person's spouse and the non-minor children.

Common StockSEC Table I · non-derivativeIndirect401(k)7,605 Reported balance Holding disclosure · report date 2025-11-11 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 7,605

F3: Includes shares received through stock distributions and shares received on account of reinvested distributions.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of any shares held by FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

F2: The reporting person is a member of The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. Includes shares previously held indirectly by MCFDA SCV, LLC, a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member, that were transferred to The 2011 Forman Investment Trust.

F3: Includes shares received through stock distributions and shares received on account of reinvested distributions.

F4: Includes shares previously held in UGMA accounts for the reporting person's children that previously reported as being held By Trust FBO Minor Children. The shares are now held jointly in individual accounts with the reporting person's spouse and the non-minor children.

FS KKR Capital Corp. II

Report date June 16, 2021 · Filed June 22, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy MCFDA SCV LLC0 Reported balance After 2021-06-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-06-16 · Disposition to issuer · Disposed 79,019 · Balance 0

F1: Effective on June 10, 2020, FS KKR Capital Corp. II ("FSKR") effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2: Disposed of in exchange for 75,052.2462 shares of FS KKR Capital Corp. ("FSK") common stock in connection with the closing of the merger of FSK and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

F3: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Effective on June 10, 2020, FS KKR Capital Corp. II ("FSKR") effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2: Disposed of in exchange for 75,052.2462 shares of FS KKR Capital Corp. ("FSK") common stock in connection with the closing of the merger of FSK and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.

F3: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

FS MVP Private Markets Fund

Report date August 19, 2025 · Filed August 19, 2025

This filing explicitly reported no securities owned.

FS Multi-Alternative Income Fund

Report date June 17, 2020 · Filed June 19, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class L Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy FSMAIF SCV Feeder I LLC0 Reported balance After 2020-06-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-06-17 · Sale · Disposed 1,600 · Balance 0

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class M Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy FSMAIF SCV Feeder I LLC0 Reported balance After 2020-06-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-06-17 · Sale · Disposed 1,600 · Balance 0

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class T Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy FSMAIF SCV Feeder I LLC0 Reported balance After 2020-06-17 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2020-06-17 · Sale · Disposed 1,600 · Balance 0

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class A Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy FSMAIF SCV Feeder I LLC848,659 Reported balance Holding disclosure · report date 2020-06-17 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 848,659

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class I Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy FSMAIF SCV Feeder I LLC2,389,224 Reported balance Holding disclosure · report date 2020-06-17 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 2,389,224

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class I Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectBy Franklin Square Holdings, L.P.5,365 Reported balance Holding disclosure · report date 2020-06-17 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 5,365

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Class I Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect8,712 Reported balance Holding disclosure · report date 2020-06-17 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 8,712

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

FS Specialty Lending Fund

Report date March 06, 2026 · Filed March 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectIRA97,744 Reported balance After 2026-03-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-03-06 · Purchase · Acquired 19,964 · Balance 97,744

Common StockSEC Table I · non-derivativeIndirectJennifer Rice's IRA20,920 Reported balance After 2026-03-06 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-03-06 · Purchase · Acquired 20,920 · Balance 20,920

F3: Shares are indirectly owned by the reporting person's spouse.

Common StockSEC Table I · non-derivativeDirect73,234.891 Reported balance Holding disclosure · report date 2026-03-06 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 73,234.891

Common StockSEC Table I · non-derivativeIndirectFS Specialty Lending Fund, Advisor, LLC1 Reported balance Holding disclosure · report date 2026-03-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1

F1: The reporting person disclaims beneficial ownership of any shares held by FS Specialty Lending Advisor, LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectTrust8,588 Reported balance Holding disclosure · report date 2026-03-06 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 8,588

F2: The reporting person is a member of The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of any shares held by FS Specialty Lending Advisor, LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

F2: The reporting person is a member of The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

F3: Shares are indirectly owned by the reporting person's spouse.

KKR FS Income Trust

Report date June 30, 2023 · Filed July 05, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class I Common StockSEC Table I · non-derivativeIndirectBy Franklin Square Holdings, L.P377,522.2099 Reported balance After 2023-06-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-06-30 · Purchase · Acquired 183,739.09 · Balance 377,522.2099

F1: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

Class I Common StockSEC Table I · non-derivativeIndirectBy FSH Seed Capital Vehicle I LLC377,522.2099 Reported balance After 2023-06-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-06-30 · Purchase · Acquired 183,739.09 · Balance 377,522.2099

F1: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

KKR FS Income Trust Select

Report date March 26, 2024 · Filed March 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class I Common StockSEC Table I · non-derivativeIndirectBy Franklin Square Holdings, L.P400,314.9456 Reported balance After 2024-03-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-03-26 · Purchase · Acquired 228,571.4284 · Balance 400,314.9456

F1: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

Class I Common StockSEC Table I · non-derivativeIndirectBy FSH Seed Capital Vehicle I LLC400,314.9456 Reported balance After 2024-03-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-03-26 · Purchase · Acquired 228,571.4284 · Balance 400,314.9456

F1: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes59,889 Reported balance Holding disclosure · report date 2016-10-04 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 59,889

F1: Blackstone / GSO Strategic Credit Fund directly holds these securities.

F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of each of the GSO Funds. GSO Capital Partners LP is the managing member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F9: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes16,769 Reported balance Holding disclosure · report date 2016-10-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 16,769

F2: Blackstone / GSO Long-short Credit Income Fund directly holds these securities (together with Blackstone / GSO Strategic Credit Fund, the "GSO Funds").

F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of each of the GSO Funds. GSO Capital Partners LP is the managing member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F9: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes447,491 Reported balance Holding disclosure · report date 2016-10-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 447,491

F4: FS Energy and Power Fund ("FSEP") directly holds these securities.

F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes186,854 Reported balance Holding disclosure · report date 2016-10-04 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 186,854

F5: FS Investment Corporation ("FSIC") directly holds these securities.

F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes112,112 Reported balance Holding disclosure · report date 2016-10-04 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 112,112

F6: FS Investment Corporation II ("FSIC II") directly holds these securities.

F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes112,112 Reported balance Holding disclosure · report date 2016-10-04 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 112,112

F7: Burholme Funding LLC directly holds these securities. Burholme Funding LLC is a wholly owned subsidiary of FS Investment Corporation III ("FSIC III", and together with FSEP, FSIC, FSIC II and Burholme Funding LLC, the "FS Funds").

F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

0.00% Convertible Senior Subordinated Notes due 2020SEC Table II · derivative / convertible securityIndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2016-10-04 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance Not disclosed

F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020.

F1: Blackstone / GSO Strategic Credit Fund directly holds these securities.

F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of each of the GSO Funds. GSO Capital Partners LP is the managing member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F9: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

0.00% Convertible Senior Subordinated Notes due 2020SEC Table II · derivative / convertible securityIndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2016-10-04 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance Not disclosed

F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020.

F2: Blackstone / GSO Long-short Credit Income Fund directly holds these securities (together with Blackstone / GSO Strategic Credit Fund, the "GSO Funds").

F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of each of the GSO Funds. GSO Capital Partners LP is the managing member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F9: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

0.00% Convertible Senior Subordinated Notes due 2020SEC Table II · derivative / convertible securityIndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2016-10-04 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance Not disclosed

F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020.

F4: FS Energy and Power Fund ("FSEP") directly holds these securities.

F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

0.00% Convertible Senior Subordinated Notes due 2020SEC Table II · derivative / convertible securityIndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2016-10-04 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance Not disclosed

F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020.

F5: FS Investment Corporation ("FSIC") directly holds these securities.

F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

0.00% Convertible Senior Subordinated Notes due 2020SEC Table II · derivative / convertible securityIndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2016-10-04 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance Not disclosed

F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020.

F6: FS Investment Corporation II ("FSIC II") directly holds these securities.

F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

0.00% Convertible Senior Subordinated Notes due 2020SEC Table II · derivative / convertible securityIndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2016-10-04 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance Not disclosed

F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020.

F7: Burholme Funding LLC directly holds these securities. Burholme Funding LLC is a wholly owned subsidiary of FS Investment Corporation III ("FSIC III", and together with FSEP, FSIC, FSIC II and Burholme Funding LLC, the "FS Funds").

F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Blackstone / GSO Strategic Credit Fund directly holds these securities.

F2: Blackstone / GSO Long-short Credit Income Fund directly holds these securities (together with Blackstone / GSO Strategic Credit Fund, the "GSO Funds").

F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of each of the GSO Funds. GSO Capital Partners LP is the managing member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F4: FS Energy and Power Fund ("FSEP") directly holds these securities.

F5: FS Investment Corporation ("FSIC") directly holds these securities.

F6: FS Investment Corporation II ("FSIC II") directly holds these securities.

F7: Burholme Funding LLC directly holds these securities. Burholme Funding LLC is a wholly owned subsidiary of FS Investment Corporation III ("FSIC III", and together with FSEP, FSIC, FSIC II and Burholme Funding LLC, the "FS Funds").

F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III.

F9: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.

F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeIndirect(See Footnotes)29,318 Reported balance Holding disclosure · report date 2016-09-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 29,318

F1: Blackstone / GSO Strategic Credit Fund directly holds these common shares representing limited liability company interests of Titan Energy, LLC ("Common Shares").

F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of Blackstone / GSO Strategic Credit Fund. GSO Capital Partners LP is the managing manager of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F11: Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the Common Shares held by the GSO Funds.

F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3.

F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Common SharesSEC Table I · non-derivativeIndirect(See Footnotes)116,545 Reported balance Holding disclosure · report date 2016-09-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 116,545

F2: GSO Energy Market Opportunities Fund LP directly holds these Common Shares (together with Blackstone / GSO Strategic Credit Fund, the "GSO Funds").

F4: GSO Energy Market Opportunities Associates LLC is the general partner of GSO Energy Market Opportunities Fund LP. GSO Holdings I L.L.C. is the managing member of GSO Energy Market Opportunities Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Energy Market Opportunities Associates LLC.

F11: Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the Common Shares held by the GSO Funds.

F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3.

F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Common SharesSEC Table I · non-derivativeIndirect(See Footnotes)468,497 Reported balance Holding disclosure · report date 2016-09-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 468,497

F5: FS Energy and Power Fund ("FSEP") directly holds these Common Shares. Does not include the Common Shares directly held by Foxfields Funding LLC, FSEP's wholly-owned subsidiary.

F10: FSIC II Advisor, LLC, FSIC III Advisor, LLC and FS Investment Advisor, LLC are the investment advisers of FSIC II, FSIC III and FSEP, respectively, and in that respect hold discretionary investment authority for them. FSIC II is the sole member of Cobbs Creek LLC. FSEP is the sole member of Foxfields Funding LLC. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by FSEP, FSIC II and FSIC III.

F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3.

F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Common SharesSEC Table I · non-derivativeIndirect(See Footnotes)87,000 Reported balance Holding disclosure · report date 2016-09-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 87,000

F6: Foxfields Funding LLC directly holds these Common Shares. FSEP is the sole member of Foxfields Funding LLC.

F10: FSIC II Advisor, LLC, FSIC III Advisor, LLC and FS Investment Advisor, LLC are the investment advisers of FSIC II, FSIC III and FSEP, respectively, and in that respect hold discretionary investment authority for them. FSIC II is the sole member of Cobbs Creek LLC. FSEP is the sole member of Foxfields Funding LLC. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by FSEP, FSIC II and FSIC III.

F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3.

F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Common SharesSEC Table I · non-derivativeIndirect(See Footnotes)134,000 Reported balance Holding disclosure · report date 2016-09-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 134,000

F7: FS Investment Corporation II ("FSIC II") directly holds these Common Shares. Does not include the Common Shares directly held by Cobbs Creek LLC, FSIC II's wholly-owned subsidiary.

F10: FSIC II Advisor, LLC, FSIC III Advisor, LLC and FS Investment Advisor, LLC are the investment advisers of FSIC II, FSIC III and FSEP, respectively, and in that respect hold discretionary investment authority for them. FSIC II is the sole member of Cobbs Creek LLC. FSEP is the sole member of Foxfields Funding LLC. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by FSEP, FSIC II and FSIC III.

F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3.

F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Common SharesSEC Table I · non-derivativeIndirect(See Footnotes)66,040 Reported balance Holding disclosure · report date 2016-09-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 66,040

F8: Cobbs Creek LLC directly holds these Common Shares. FSIC II is the sole member of Cobbs Creek LLC.

F10: FSIC II Advisor, LLC, FSIC III Advisor, LLC and FS Investment Advisor, LLC are the investment advisers of FSIC II, FSIC III and FSEP, respectively, and in that respect hold discretionary investment authority for them. FSIC II is the sole member of Cobbs Creek LLC. FSEP is the sole member of Foxfields Funding LLC. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by FSEP, FSIC II and FSIC III.

F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3.

F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Common SharesSEC Table I · non-derivativeIndirect(See Footnotes)72,739 Reported balance Holding disclosure · report date 2016-09-01 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 72,739

F9: FS Investment Corporation III ("FSIC III") directly holds these Common Shares (together with FSEP, Foxfields Funding LLC, FSIC II and Cobbs Creek LLC, the "FS Funds").

F10: FSIC II Advisor, LLC, FSIC III Advisor, LLC and FS Investment Advisor, LLC are the investment advisers of FSIC II, FSIC III and FSEP, respectively, and in that respect hold discretionary investment authority for them. FSIC II is the sole member of Cobbs Creek LLC. FSEP is the sole member of Foxfields Funding LLC. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by FSEP, FSIC II and FSIC III.

F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3.

F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Blackstone / GSO Strategic Credit Fund directly holds these common shares representing limited liability company interests of Titan Energy, LLC ("Common Shares").

F2: GSO Energy Market Opportunities Fund LP directly holds these Common Shares (together with Blackstone / GSO Strategic Credit Fund, the "GSO Funds").

F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of Blackstone / GSO Strategic Credit Fund. GSO Capital Partners LP is the managing manager of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F4: GSO Energy Market Opportunities Associates LLC is the general partner of GSO Energy Market Opportunities Fund LP. GSO Holdings I L.L.C. is the managing member of GSO Energy Market Opportunities Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Energy Market Opportunities Associates LLC.

F5: FS Energy and Power Fund ("FSEP") directly holds these Common Shares. Does not include the Common Shares directly held by Foxfields Funding LLC, FSEP's wholly-owned subsidiary.

F6: Foxfields Funding LLC directly holds these Common Shares. FSEP is the sole member of Foxfields Funding LLC.

F7: FS Investment Corporation II ("FSIC II") directly holds these Common Shares. Does not include the Common Shares directly held by Cobbs Creek LLC, FSIC II's wholly-owned subsidiary.

F8: Cobbs Creek LLC directly holds these Common Shares. FSIC II is the sole member of Cobbs Creek LLC.

F9: FS Investment Corporation III ("FSIC III") directly holds these Common Shares (together with FSEP, Foxfields Funding LLC, FSIC II and Cobbs Creek LLC, the "FS Funds").

F10: FSIC II Advisor, LLC, FSIC III Advisor, LLC and FS Investment Advisor, LLC are the investment advisers of FSIC II, FSIC III and FSEP, respectively, and in that respect hold discretionary investment authority for them. FSIC II is the sole member of Cobbs Creek LLC. FSEP is the sole member of Foxfields Funding LLC. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by FSEP, FSIC II and FSIC III.

F11: Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the Common Shares held by the GSO Funds.

F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3.

F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

WARRIOR MET COAL, INC.

Report date April 19, 2017 · Filed April 21, 2017

Jointly reported with FS Credit Opportunities Corp., FS Global Advisor, LLC, Stahlecker Gerald, Klehr Zachary, Hoffman Robert I

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes1,661,877 Reported balance After 2017-04-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-04-19 · Sale · Disposed 975,181 · Balance 1,661,877

F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.

F2: GSO Special Situations Fund LP ("Special Situations Fund") directly holds these securities.

F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes1,466,214 Reported balance After 2017-04-19 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-04-19 · Sale · Disposed 860,366 · Balance 1,466,214

F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.

F3: GSO SSOMF Locomotive Blocker Ltd. ("SSOMF Fund") directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is the sole shareholder of SSOMF Fund.

F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes168,954 Reported balance After 2017-04-19 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-04-19 · Sale · Disposed 99,141 · Balance 168,954

F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.

F4: Steamboat Locomotive Blocker Ltd. ("Steamboat Fund") directly holds these securities. Steamboat Credit Opportunities Intermediate Fund LP is the sole shareholder of Steamboat Fund.

F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes191,190 Reported balance After 2017-04-19 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2017-04-19 · Sale · Disposed 112,189 · Balance 191,190

F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.

F5: GSO ADGM Locomotive Blocker Ltd. ("ADGM Fund") directly holds these securities. GSO Aiguille des Grands Montets Fund I LP, GSO Aiguille des Grands Montets Fund II LP and GSO Aiguille des Grands Montets Fund III LP are the shareholders of ADGM Fund.

F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes353,325 Reported balance After 2017-04-19 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-04-19 · Sale · Disposed 207,328 · Balance 353,325

F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.

F6: GSO Cactus Credit Opportunities Fund LP ("Cactus Fund") directly holds these securities.

F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes401,575 Reported balance After 2017-04-19 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2017-04-19 · Sale · Disposed 235,641 · Balance 401,575

F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.

F7: GSO Churchill Partners LP ("Churchill Fund") directly holds these securities.

F13: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC.

F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes154,269 Reported balance After 2017-04-19 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2017-04-19 · Sale · Disposed 90,523 · Balance 154,269

F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.

F8: GSO Coastline Credit Partners LP ("Coastline Fund") directly holds these securities.

F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes54,147 Reported balance After 2017-04-19 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2017-04-19 · Sale · Disposed 31,773 · Balance 54,147

F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.

F9: GSO Credit-A Partners LP ("Credit-A Fund") directly holds these securities.

F13: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC.

F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes530,171 Reported balance After 2017-04-19 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2017-04-19 · Sale · Disposed 311,101 · Balance 530,171

F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.

F10: GSO Palmetto Opportunistic Investment Partners LP ("Palmetto Fund") directly holds these securities.

F13: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC.

F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes939,550 Reported balance After 2017-04-19 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2017-04-19 · Sale · Disposed 551,322 · Balance 939,550

F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.

F11: GSO Credit Alpha Fund AIV-2 LP ("COCA AIV-2 Fund", and collectively with Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund, Churchill Fund, Coastline Fund, Credit-A Fund and Palmetto Fund, the "GSO Funds") directly holds these securities.

F13: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC.

F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes604,550 Reported balance After 2017-04-19 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2017-04-19 · Sale · Disposed 354,746 · Balance 604,550

F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.

F12: FS Global Credit Opportunities Fund ("FS Fund") directly holds these shares. FS Global Advisor, LLC ("FS Advisor") serves as the investment adviser of FS Fund, and in that respect holds discretionary investment authority for it. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Robert Hoffman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FS Fund.

F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.

F2: GSO Special Situations Fund LP ("Special Situations Fund") directly holds these securities.

F3: GSO SSOMF Locomotive Blocker Ltd. ("SSOMF Fund") directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is the sole shareholder of SSOMF Fund.

F4: Steamboat Locomotive Blocker Ltd. ("Steamboat Fund") directly holds these securities. Steamboat Credit Opportunities Intermediate Fund LP is the sole shareholder of Steamboat Fund.

F5: GSO ADGM Locomotive Blocker Ltd. ("ADGM Fund") directly holds these securities. GSO Aiguille des Grands Montets Fund I LP, GSO Aiguille des Grands Montets Fund II LP and GSO Aiguille des Grands Montets Fund III LP are the shareholders of ADGM Fund.

F6: GSO Cactus Credit Opportunities Fund LP ("Cactus Fund") directly holds these securities.

F7: GSO Churchill Partners LP ("Churchill Fund") directly holds these securities.

F8: GSO Coastline Credit Partners LP ("Coastline Fund") directly holds these securities.

F9: GSO Credit-A Partners LP ("Credit-A Fund") directly holds these securities.

F10: GSO Palmetto Opportunistic Investment Partners LP ("Palmetto Fund") directly holds these securities.

F11: GSO Credit Alpha Fund AIV-2 LP ("COCA AIV-2 Fund", and collectively with Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund, Churchill Fund, Coastline Fund, Credit-A Fund and Palmetto Fund, the "GSO Funds") directly holds these securities.

F12: FS Global Credit Opportunities Fund ("FS Fund") directly holds these shares. FS Global Advisor, LLC ("FS Advisor") serves as the investment adviser of FS Fund, and in that respect holds discretionary investment authority for it. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Robert Hoffman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FS Fund.

F13: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC.

F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.

F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.

F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FS Investment Corp III

Report date December 18, 2019 · Filed December 20, 2019

Section 16 reporting ended · disclosed 2019-12-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectMCFDA SCV LLC0 Reported balance After 2019-12-18 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-12-18 · Disposition to issuer · Disposed 81,160 · Balance 0

F1: Disposed of in exchange for 79,569 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.

F2: All shares held by MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and Mr. Forman is the manager.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in exchange for 79,569 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.

F2: All shares held by MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and Mr. Forman is the manager.

FS Investment Corp IV

Report date December 18, 2019 · Filed December 20, 2019

Section 16 reporting ended · disclosed 2019-12-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectMCFDA SCV LLC0 Reported balance After 2019-12-18 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-12-18 · Disposition to issuer · Disposed 34,764 · Balance 0

F1: Disposed of in exchange for 47,397 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.

F2: All shares held by MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and Mr. Forman is the manager.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in exchange for 47,397 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.

F2: All shares held by MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and Mr. Forman is the manager.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2018 Filed Dec 27, 2018 01:54 UTC FS Investment Corp IV NONE · Entity 152998 SaleCommon Stock 34,764.015 $10.98 $381,708.88
Disclosure

SEC source: 0001387131-18-007034 · ownership.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2011 Forman Investment Trust

Disclosed balance after: 34,764.015

F1 · kind: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $10.98 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · price: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $10.98 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $10.98 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes shares received on account of reinvested distributions.

F1 · ownership.nature: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $10.98 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 01:44 UTC FS KKR Capital Corp. II NONE · Entity 138043 PurchaseCommon Stock 189,109.111 $8.23 $1,556,367.98
Disclosure

SEC source: 0001387131-18-007032 · ownership.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By MCFDA SCV LLC

Disclosed balance after: 189,109.111

F1 · kind: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $8.23 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · price: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $8.23 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $8.23 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes shares received on account of reinvested distributions.

F1 · ownership.nature: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $8.23 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 01:44 UTC FS KKR Capital Corp. II NONE · Entity 138043 SaleCommon Stock 189,109.111 $8.23 $1,556,367.98
Disclosure

SEC source: 0001387131-18-007032 · ownership.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2011 Forman Investment Trust

Disclosed balance after: 189,109.111

F1 · kind: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $8.23 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · price: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $8.23 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $8.23 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes shares received on account of reinvested distributions.

F1 · ownership.nature: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $8.23 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 02:00 UTC FS Energy & Power Fund NONE · Entity 16842 PurchaseCommon Shares of Beneficial Interest 270,905.32 $6.58 $1,782,557.01
Disclosure

SEC source: 0001387131-18-007039 · ownership.xml · nonDerivative · entry 5

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By MCFDA SCV LLC

Disclosed balance after: 270,905.32

F2 · kind: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · price: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes common shares purchased through FSEP's distribution reinvestment plan.

F2 · ownership.nature: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 02:00 UTC FS Energy & Power Fund NONE · Entity 16842 SaleCommon Shares of Beneficial Interest 152,876.872 $6.58 $1,005,929.82
Disclosure

SEC source: 0001387131-18-007039 · ownership.xml · nonDerivative · entry 4

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2011 Forman Investment Trust

Disclosed balance after: 270,905.32

F2 · kind: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · price: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes common shares purchased through FSEP's distribution reinvestment plan.

F2 · ownership.nature: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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December 21, 2018 Filed Dec 27, 2018 02:00 UTC FS Energy & Power Fund NONE · Entity 16842 SaleCommon Shares of Beneficial Interest 118,028.448 $6.58 $776,627.19
Disclosure

SEC source: 0001387131-18-007039 · ownership.xml · nonDerivative · entry 3

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By FB Capital Partners, LP

Disclosed balance after: 270,905.32

F2 · kind: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · price: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes common shares purchased through FSEP's distribution reinvestment plan.

F2 · ownership.nature: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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December 21, 2018 Filed Dec 27, 2018 02:00 UTC FS Energy & Power Fund NONE · Entity 16842 PurchaseCommon Shares of Beneficial Interest 164,545.456 $6.58 $1,082,709.10
Disclosure

SEC source: 0001387131-18-007039 · ownership.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By FSH Seed Capital Vehicle I LLC

Disclosed balance after: 164,545.456

F1 · kind: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · price: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes common shares purchased through FSEP's distribution reinvestment plan.

F1 · ownership.nature: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 02:00 UTC FS Energy & Power Fund NONE · Entity 16842 SaleCommon Shares of Beneficial Interest 164,545.456 $6.58 $1,082,709.10
Disclosure

SEC source: 0001387131-18-007039 · ownership.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 164,545.456

F1 · kind: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · price: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes common shares purchased through FSEP's distribution reinvestment plan.

F1 · ownership.nature: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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December 21, 2018 Filed Dec 27, 2018 01:45 UTC FS Investment Corp III NONE · Entity 16526 PurchaseCommon Stock 81,160.027 $7.95 $645,222.21
Disclosure

SEC source: 0001387131-18-007033 · ownership.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By MCFDA SCV LLC

Disclosed balance after: 81,160.027

F1 · kind: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $7.95 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · price: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $7.95 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $7.95 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes shares received on account of reinvested distributions.

F1 · ownership.nature: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $7.95 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 01:45 UTC FS Investment Corp III NONE · Entity 16526 SaleCommon Stock 81,160.027 $7.95 $645,222.21
Disclosure

SEC source: 0001387131-18-007033 · ownership.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2011 Forman Investment Trust

Disclosed balance after: 81,160.027

F1 · kind: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $7.95 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · price: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $7.95 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $7.95 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes shares received on account of reinvested distributions.

F1 · ownership.nature: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $7.95 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 01:43 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 924,609 $5.15 $4,761,736.35
Disclosure

SEC source: 0001387131-18-007031 · ownership.xml · nonDerivative · entry 4

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By FSH Seed Capital Vehicle I LLC

Disclosed balance after: 924,609

F2 · kind: In connection with a financing transaction, the shares of Common Stock were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · price: In connection with a financing transaction, the shares of Common Stock were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: In connection with a financing transaction, the shares of Common Stock were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

F2 · ownership.nature: In connection with a financing transaction, the shares of Common Stock were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 01:43 UTC FS KKR Capital Corp FSK · Entity 776 SaleCommon Stock 924,609 $5.15 $4,761,736.35
Disclosure

SEC source: 0001387131-18-007031 · ownership.xml · nonDerivative · entry 3

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 924,609

F2 · kind: In connection with a financing transaction, the shares of Common Stock were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · price: In connection with a financing transaction, the shares of Common Stock were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: In connection with a financing transaction, the shares of Common Stock were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

F2 · ownership.nature: In connection with a financing transaction, the shares of Common Stock were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 01:43 UTC FS KKR Capital Corp FSK · Entity 776 PurchaseCommon Stock 197,998 $5.15 $1,019,689.70
Disclosure

SEC source: 0001387131-18-007031 · ownership.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By MCFDA SCV LLC

Disclosed balance after: 197,998

F1 · kind: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · price: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 01:43 UTC FS KKR Capital Corp FSK · Entity 776 SaleCommon Stock 197,998 $5.15 $1,019,689.70
Disclosure

SEC source: 0001387131-18-007031 · ownership.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 197,998

F1 · kind: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · price: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:40 UTC FS Credit Income Fund FCRIX · Entity 62819 PurchaseClass I Common Shares of Beneficial Interest 1,326,437.554 $13.03 $17,283,481.33
Disclosure

SEC source: 0001387131-18-002617 · forman-form4_060718.xml · nonDerivative · entry 4

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 1,326,437.554

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:40 UTC FS Credit Income Fund FCRIX · Entity 62819 OtherClass I Common Shares of Beneficial Interest 139,819.373 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-002617 · forman-form4_060718.xml · nonDerivative · entry 3

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2011 Forman Investment Trust

Disclosed balance after: 502,104.074

F2 · kind: Shares received as a limited partner of Franklin Square Holdings, L.P. pursuant to a distribution-in-kind, without consideration, by Franklin Square Holdings, L.P.

F4 · balance_after: These shares are directly owned by The 2011 Forman Investment Trust, a trust created by Mr. Forman for the benefit of his minor children. Mr. Forman disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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June 07, 2018 Filed Jun 11, 2018 20:40 UTC FS Credit Income Fund FCRIX · Entity 62819 OtherClass I Common Shares of Beneficial Interest 189,376.192 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-002617 · forman-form4_060718.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By FB Capital Partners, LP

Disclosed balance after: 680,067.114

F2 · kind: Shares received as a limited partner of Franklin Square Holdings, L.P. pursuant to a distribution-in-kind, without consideration, by Franklin Square Holdings, L.P.

F3 · balance_after: The reporting person disclaims beneficial ownership of any shares held by FB Capital Partners, LP that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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May 23, 2018 Filed May 25, 2018 21:05 UTC FS Credit Income Fund FCRIX · Entity 62819 OtherClass I Common Shares of Beneficial Interest 803,529.503 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-002383 · forman-form4_052318.xml · nonDerivative · entry 4

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 0

F5 · kind: Franklin Square Holdings, L.P. distributed 803,529.503 shares pursuant to a distribution-in-kind, without consideration, to its limited partners. The reporting person disclaimed beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceeded his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · shares: Includes shares purchased through FS Credit Income Fund's distribution reinvestment plan.

F5 · balance_after: Franklin Square Holdings, L.P. distributed 803,529.503 shares pursuant to a distribution-in-kind, without consideration, to its limited partners. The reporting person disclaimed beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceeded his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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May 23, 2018 Filed May 25, 2018 21:05 UTC FS Credit Income Fund FCRIX · Entity 62819 OtherClass I Common Shares of Beneficial Interest 362,284.701 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-002383 · forman-form4_052318.xml · nonDerivative · entry 3

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2011 Forman Investment Trust

Disclosed balance after: 362,284.701

F2 · kind: Shares received as a limited partner of Franklin Square Holdings, L.P. pursuant to a distribution-in-kind, without consideration, by Franklin Square Holdings, L.P.

F4 · balance_after: These shares are directly owned by The 2011 Forman Investment Trust, a trust created by Mr. Forman for the benefit of his minor children. Mr. Forman disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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May 23, 2018 Filed May 25, 2018 21:05 UTC FS Credit Income Fund FCRIX · Entity 62819 OtherClass I Common Shares of Beneficial Interest 490,690.922 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-002383 · forman-form4_052318.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By FB Capital Partners, LP

Disclosed balance after: 490,690.922

F2 · kind: Shares received as a limited partner of Franklin Square Holdings, L.P. pursuant to a distribution-in-kind, without consideration, by Franklin Square Holdings, L.P.

F3 · balance_after: The reporting person disclaims beneficial ownership of any shares held by FB Capital Partners, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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May 08, 2018 Filed May 10, 2018 19:25 UTC FS Energy & Power Fund NONE · Entity 16842 PurchaseCommon shares of beneficial interest 11,165.143 $6.55 $73,131.69
Disclosure

SEC source: 0001387131-18-002005 · forman-form4_050818.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 157,446.141

F1 · balance_after: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4 · balance_after: Includes common shares purchased through FSEP's distribution reinvestment plan.

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April 02, 2018 Filed Apr 3, 2018 21:21 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 100 $7.15 $715.00
Disclosure

SEC source: 0001387131-18-001394 · forman-form4_040218.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 242,455

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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March 22, 2018 Filed Mar 23, 2018 21:01 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 100 $7.05 $705.00
Disclosure

SEC source: 0001387131-18-001201 · forman-form4_032218.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 242,355

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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March 21, 2018 Filed Mar 21, 2018 22:13 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 2,380 $7.05 $16,779.00
Disclosure

SEC source: 0001387131-18-001179 · forman-form4_032018.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 242,255

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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March 20, 2018 Filed Mar 21, 2018 22:13 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 3,505 $7.05 $24,710.25
Disclosure

SEC source: 0001387131-18-001179 · forman-form4_032018.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 239,875

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 14, 2018 Filed Feb 16, 2018 00:33 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 11,295 $7.42 $83,864.25
Disclosure

SEC source: 0001387131-18-000712 · forman-form4_021418.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 236,370

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.35 to $7.5, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 13, 2018 Filed Feb 14, 2018 01:25 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 16,900 $7.36 $124,328.23
Disclosure

SEC source: 0001387131-18-000592 · forman-form4_021218.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 225,075

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from 7.3 to $7.45, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 12, 2018 Filed Feb 14, 2018 01:25 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 16,800 $7.33 $123,107.04
Disclosure

SEC source: 0001387131-18-000592 · forman-form4_021218.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 208,175

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.25 to $7.4, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 09, 2018 Filed Feb 9, 2018 22:33 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 17,100 $7.25 $124,055.37
Disclosure

SEC source: 0001387131-18-000551 · forman-form4_020818.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 191,375

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.15 to $7.4, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 08, 2018 Filed Feb 9, 2018 22:33 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 16,700 $7.41 $123,817.14
Disclosure

SEC source: 0001387131-18-000551 · forman-form4_020818.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 174,275

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.3 to $7.5, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 07, 2018 Filed Feb 7, 2018 22:25 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 16,650 $7.50 $124,810.07
Disclosure

SEC source: 0001387131-18-000527 · forman-form4_020618.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 157,575

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.45 to $7.5, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 06, 2018 Filed Feb 7, 2018 22:25 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 16,850 $7.40 $124,629.34
Disclosure

SEC source: 0001387131-18-000527 · forman-form4_020618.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 140,925

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.1 to $7.5, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 05, 2018 Filed Feb 5, 2018 22:39 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 16,456 $7.43 $122,345.42
Disclosure

SEC source: 0001387131-18-000458 · forman-form4_020218.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 124,075

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.275 to $7.5, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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February 02, 2018 Filed Feb 5, 2018 22:39 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 702 $7.50 $5,265.00
Disclosure

SEC source: 0001387131-18-000458 · forman-form4_020218.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 107,619

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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January 02, 2018 Filed Jan 3, 2018 21:24 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 6,600 $7.49 $49,443.90
Disclosure

SEC source: 0001387131-18-000036 · forman-form4_010218.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 106,917

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.45 to $7.50, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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December 29, 2017 Filed Jan 2, 2018 21:35 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 16,322 $7.42 $121,089.65
Disclosure

SEC source: 0001387131-18-000009 · forman-form4_122917.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 100,317

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.45 to $7.45, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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December 28, 2017 Filed Dec 29, 2017 22:46 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 16,531 $7.46 $123,240.26
Disclosure

SEC source: 0001387131-17-006064 · forman-form4_122817.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 83,995

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.40 to $7.50, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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November 01, 2017 Filed Nov 1, 2017 19:45 UTC FS Credit Income Fund FCRIX · Entity 62819 PurchaseClass I Common Shares 792,000 $12.50 $9,900,000.00
Disclosure

SEC source: 0001387131-17-005246 · forman-form4_110117.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 792,000

F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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August 21, 2017 Filed Aug 21, 2017 20:48 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 17 $8.35 $141.95
Disclosure

SEC source: 0001387131-17-004347 · forman-form4_081817.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,464

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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August 18, 2017 Filed Aug 21, 2017 20:48 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 100 $8.35 $835.00
Disclosure

SEC source: 0001387131-17-004347 · forman-form4_081817.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,447

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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August 17, 2017 Filed Aug 17, 2017 22:26 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 1,079 $8.35 $9,009.65
Disclosure

SEC source: 0001387131-17-004281 · forman-form4_081717.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 924,609

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

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August 17, 2017 Filed Aug 17, 2017 22:26 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 1,000 $8.35 $8,350.00
Disclosure

SEC source: 0001387131-17-004281 · forman-form4_081717.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,347

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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August 11, 2017 Filed Aug 14, 2017 20:33 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 400 $8.35 $3,340.00
Disclosure

SEC source: 0001387131-17-004184 · forman-form4_081117.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 923,530

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

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August 11, 2017 Filed Aug 14, 2017 20:33 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 400 $8.35 $3,340.00
Disclosure

SEC source: 0001387131-17-004184 · forman-form4_081117.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 66,347

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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August 10, 2017 Filed Aug 10, 2017 23:09 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 5,400 $8.35 $45,090.00
Disclosure

SEC source: 0001387131-17-004075 · forman-form4_080917.xml · nonDerivative · entry 4

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 923,130

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

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August 10, 2017 Filed Aug 10, 2017 23:09 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 5,430 $8.35 $45,340.50
Disclosure

SEC source: 0001387131-17-004075 · forman-form4_080917.xml · nonDerivative · entry 3

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 65,947

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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August 09, 2017 Filed Aug 10, 2017 23:09 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 3,170 $8.50 $26,945.00
Disclosure

SEC source: 0001387131-17-004075 · forman-form4_080917.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 917,730

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 23:09 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 3,100 $8.50 $26,350.00
Disclosure

SEC source: 0001387131-17-004075 · forman-form4_080917.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 60,517

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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June 23, 2017 Filed Jun 26, 2017 21:58 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 600 $8.93 $5,359.98
Disclosure

SEC source: 0001387131-17-003447 · forman-form4_062317.xml · nonDerivative · entry 2

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Franklin Square Holdings, L.P.

Disclosed balance after: 914,560

F2 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.90 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes shares received through stock distributions and shares received on account of reinvested distributions.

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June 23, 2017 Filed Jun 26, 2017 21:58 UTC FS KKR Capital Corp FSIC · Entity 776 PurchaseCommon Stock 600 $8.93 $5,359.98
Disclosure

SEC source: 0001387131-17-003447 · forman-form4_062317.xml · nonDerivative · entry 1

Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 57,417

F1 · kind: The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $8.90 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.