Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Corporate Capital Trust IINONE · Entity 152961 | Chief Executive Officer | April 09, 2018 | April 19, 2018 |
| Corporate Capital Trust, Inc.CCT · Entity 161600 | Chief Executive Officer | April 09, 2018 | April 17, 2018 |
| FS Credit Income FundFCRIX · Entity 62819 | Director · Chief Executive Officer | September 11, 2024 | September 13, 2024 |
| FS Credit Opportunities Corp.FSCO · Entity 4920 | Director · See Remarks | February 26, 2026 | March 02, 2026 |
| FS Credit Real Estate Income Trust, Inc.NONE · Entity 19092 | Director · President & CEO | October 01, 2026 | October 05, 2026 |
| FS Energy & Power FundNONE · Entity 16842 | Director · Chief Executive Officer | December 21, 2018 | December 27, 2018 |
| FS Energy Total Return FundXFEYX · Entity 158908 | Director · President & CEO · 10% owner | December 21, 2018 | December 26, 2018 |
| FS Global Credit Opportunities Fund - ADVNONE · Entity 144530 | Director · President and CEO · Investment Committee Member | December 31, 2016 | February 03, 2017 |
| FS Global Credit Opportunities Fund - TNONE · Entity 154443 | Director · President and CEO · Investment Committee Member | December 31, 2016 | February 03, 2017 |
| FS Global Credit Opportunities Fund-ANONE · Entity 16564 | Director · Chairman, President and CEO | December 16, 2020 | December 18, 2020 |
| FS Global Credit Opportunities Fund-DNONE · Entity 154438 | Director · President and CEO · Investment Committee Member | December 31, 2016 | February 04, 2017 |
| FS Global Credit Opportunities Fund-T2NONE · Entity 144532 | Director · Chairman, President and CEO | December 16, 2020 | December 18, 2020 |
| FS KKR Capital CorpFSK · Entity 776 | Director · Chief Executive Officer | November 11, 2025 | November 12, 2025 |
| FS KKR Capital Corp. IIFSKR · Entity 138043 | Director · Chief Executive Officer | June 16, 2021 | June 22, 2021 |
| FS MVP Private Markets FundNONE · Entity 51592 | Chief Executive Officer | August 19, 2025 | August 19, 2025 |
| FS Multi-Alternative Income FundFNNIX · Entity 141048 | Director · President & CEO · 10% owner | June 17, 2020 | June 19, 2020 |
| FS Specialty Lending FundFSSL · Entity 5027 | Director · See Remarks | March 06, 2026 | March 10, 2026 |
| KKR FS Income TrustNONE · Entity 15311 | Director · President & CEO · 10% owner | June 30, 2023 | July 05, 2023 |
| KKR FS Income Trust SelectNONE · Entity 15233 | Director · President & CEO · 10% owner | March 26, 2024 | March 26, 2024 |
| SANDRIDGE ENERGY INCSD · Entity 2054 | 10% owner | October 04, 2016 | October 04, 2016 |
| Titan Energy, LLCNONE · Entity 16282 | 10% owner | September 01, 2016 | September 12, 2016 |
| WARRIOR MET COAL, INC.HCC · Entity 3831 | 10% owner | April 19, 2017 | April 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Corporate Capital Trust II
Report date April 09, 2018 · Filed April 19, 2018
This filing explicitly reported no securities owned.
Corporate Capital Trust, Inc.
Report date April 09, 2018 · Filed April 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-04-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FS Credit Income Fund
Report date September 11, 2024 · Filed September 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy FSCIF SCV Feeder I LLC | 287,070 |
Reported balance
After 2024-09-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-09-11 · Sale · Disposed 199,681 · Balance 287,070 F1: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class U Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy FSCIF SCV Feeder I LLC | 1,531 |
Reported balance
Holding disclosure · report date 2024-09-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,531 F1: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class U-2 Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy FSCIF SCV Feeder I LLC | 1,511 |
Reported balance
Holding disclosure · report date 2024-09-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,511 F1: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
FS Credit Opportunities Corp.
Report date February 26, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectIRA | 44,312 |
Reported balance
After 2026-02-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-02-26 · Purchase · Acquired 87 · Balance 44,312 F2: The previous filing inaccurately included the 87 shares noted in this filing. The previous purchase was on 2/25/26 for 34,295 shares for a total of 44,225. |
| Common StockSEC Table I · non-derivative | IndirectJennifer Rice's IRA | 38,462 |
Reported balance
After 2026-02-26 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-02-26 · Purchase · Acquired 38,462 · Balance 38,462 F3: Shares are indirectly owned by the reporting person's spouse. |
| Common StockSEC Table I · non-derivative | IndirectMCFDA SCV LLC | 0 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: In December 2024, MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member, transferred its shares of FS Credit Opportunities Corp. to The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: In December 2024, MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member, transferred its shares of FS Credit Opportunities Corp. to The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
F2: The previous filing inaccurately included the 87 shares noted in this filing. The previous purchase was on 2/25/26 for 34,295 shares for a total of 44,225.
F3: Shares are indirectly owned by the reporting person's spouse.
FS Credit Real Estate Income Trust, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common StockSEC Table I · non-derivative | IndirectFranklin Square Holdings, L.P. | 213,099.57 |
Reported balance
After 2026-10-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 73,521.756 · Balance 213,099.57 F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class I Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectFranklin Square Holdings, L.P. | 1,756,997.742 |
Reported balance
After 2026-10-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-01 · Disposition to issuer · Disposed 73,521.756 · Balance 1,756,997.742 F3: In accordance with the Advisory Agreement between the Company and the Adviser, the Company shall pay the Adviser an administrative services fee equal to 1.0% of the Company's net asset value per annum, payable quarterly, in Class I Restricted Stock Units, subject to the terms and conditions set forth in the Class I Restricted Stock Unit Agreement (as amended) between the Company and the Adviser. The administrative services fee is split 50/50 between the Adviser and Rialto Capital Management LLC. F4: In accordance with the Class I Restricted Stock Unit Agreement (as amended) between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock, subject to time based vesting. F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class I Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectBy: Franklin Square Holdings, L.P. | 1,914,843.962 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Grant · Acquired 157,846.22 · Balance 1,914,843.962 F3: In accordance with the Advisory Agreement between the Company and the Adviser, the Company shall pay the Adviser an administrative services fee equal to 1.0% of the Company's net asset value per annum, payable quarterly, in Class I Restricted Stock Units, subject to the terms and conditions set forth in the Class I Restricted Stock Unit Agreement (as amended) between the Company and the Adviser. The administrative services fee is split 50/50 between the Adviser and Rialto Capital Management LLC. F5: The number of restricted stock units reported is an estimate based on the most recently available net asset value. The actual number of restricted stock units awarded will be determined upon calculation of the applicable grant date net asset value and may differ from the amount reported herein. Accordingly, the number of derivative securities beneficially owned following the reported transaction is also an estimate. F4: In accordance with the Class I Restricted Stock Unit Agreement (as amended) between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock, subject to time based vesting. F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class T Common StockSEC Table I · non-derivative | IndirectBy: FSH Seed Capital Vehicle I LLC | 2,506.828 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,506.828 F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class M Common StockSEC Table I · non-derivative | IndirectBy: FSH Seed Capital Vehicle I LLC | 413.861 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 413.861 F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class S Common StockSEC Table I · non-derivative | IndirectBy: FSH Seed Capital Vehicle I LLC | 428.231 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 428.231 F2: Includes shares received on account of reinvested distributions. F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2: Includes shares received on account of reinvested distributions.
F3: In accordance with the Advisory Agreement between the Company and the Adviser, the Company shall pay the Adviser an administrative services fee equal to 1.0% of the Company's net asset value per annum, payable quarterly, in Class I Restricted Stock Units, subject to the terms and conditions set forth in the Class I Restricted Stock Unit Agreement (as amended) between the Company and the Adviser. The administrative services fee is split 50/50 between the Adviser and Rialto Capital Management LLC.
F4: In accordance with the Class I Restricted Stock Unit Agreement (as amended) between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock, subject to time based vesting.
F5: The number of restricted stock units reported is an estimate based on the most recently available net asset value. The actual number of restricted stock units awarded will be determined upon calculation of the applicable grant date net asset value and may differ from the amount reported herein. Accordingly, the number of derivative securities beneficially owned following the reported transaction is also an estimate.
FS Energy & Power Fund
Report date December 21, 2018 · Filed December 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy Franklin Square Holdings, L.P. | 164,545.456 |
Reported balance
After 2018-12-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-12-21 · Sale · Disposed 164,545.456 · Balance 164,545.456 F1: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3: Includes common shares purchased through FSEP's distribution reinvestment plan. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy FSH Seed Capital Vehicle I LLC | 164,545.456 |
Reported balance
After 2018-12-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-12-21 · Purchase · Acquired 164,545.456 · Balance 164,545.456 F1: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3: Includes common shares purchased through FSEP's distribution reinvestment plan. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy FB Capital Partners, LP | 270,905.32 |
Reported balance
After 2018-12-21 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-12-21 · Sale · Disposed 118,028.448 · Balance 270,905.32 F2: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3: Includes common shares purchased through FSEP's distribution reinvestment plan. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy The 2011 Forman Investment Trust | 270,905.32 |
Reported balance
After 2018-12-21 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-12-21 · Sale · Disposed 152,876.872 · Balance 270,905.32 F2: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3: Includes common shares purchased through FSEP's distribution reinvestment plan. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy MCFDA SCV LLC | 270,905.32 |
Reported balance
After 2018-12-21 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2018-12-21 · Purchase · Acquired 270,905.32 · Balance 270,905.32 F2: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3: Includes common shares purchased through FSEP's distribution reinvestment plan. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy Trust FBO Minor Children | 9,595.029 |
Reported balance
Holding disclosure · report date 2018-12-21 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 9,595.029 F3: Includes common shares purchased through FSEP's distribution reinvestment plan. F4: These shares are directly owned by trusts created by Mr. Forman for the benefit of his minor children. Mr. Forman disclaims beneficial ownership of any shares held by these trusts that exceed his pecuniary interest therein |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2: In connection with a financing transaction, the Common Shares of Beneficial Interest were contributed by each of The 2011 Forman Investment Trust and FB Capital Partners, LP to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which each of The 2011 Forman Investment Trust and FB Capital Partners, LP is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $6.58 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust, FB Capital Partners, LP and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3: Includes common shares purchased through FSEP's distribution reinvestment plan.
F4: These shares are directly owned by trusts created by Mr. Forman for the benefit of his minor children. Mr. Forman disclaims beneficial ownership of any shares held by these trusts that exceed his pecuniary interest therein
FS Energy Total Return Fund
Report date December 21, 2018 · Filed December 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common SharesSEC Table I · non-derivative | IndirectBy Franklin Square Holdings, L.P. | 252,418.027 |
Reported balance
After 2018-12-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-12-21 · Sale · Disposed 252,418.027 · Balance 252,418.027 F1: In connection with a financing transaction, the Class I Common Shares were contributed by Franklin Square Holdings, L.P. to FSETR SCV Feeder I LLC ("SCV"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in SCV, at a price equal to $9.80 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class I Common SharesSEC Table I · non-derivative | IndirectFSETR SCV Feeder I LLC | 252,418.027 |
Reported balance
After 2018-12-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-12-21 · Purchase · Acquired 252,418.027 · Balance 252,418.027 F1: In connection with a financing transaction, the Class I Common Shares were contributed by Franklin Square Holdings, L.P. to FSETR SCV Feeder I LLC ("SCV"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in SCV, at a price equal to $9.80 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class I Common SharesSEC Table I · non-derivative | Direct | 8,667.767 |
Reported balance
Holding disclosure · report date 2018-12-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,667.767 |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with a financing transaction, the Class I Common Shares were contributed by Franklin Square Holdings, L.P. to FSETR SCV Feeder I LLC ("SCV"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in SCV, at a price equal to $9.80 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
FS Global Credit Opportunities Fund - ADV
Report date December 31, 2016 · Filed February 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-23 transaction · row 1
1 source rowRow 1 · 2016-12-23 · Gift · Disposed 14,146.548 · Balance 0 F1: Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration.
FS Global Credit Opportunities Fund - T
Report date December 31, 2016 · Filed February 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-23 transaction · row 1
1 source rowRow 1 · 2016-12-23 · Gift · Disposed 14,099.753 · Balance 0 F1: Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration.
FS Global Credit Opportunities Fund-A
Report date December 16, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectMCFDA SVC LLC | 0 |
Reported balance
After 2020-12-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-12-16 · Disposition to issuer · Disposed 405,094.364 · Balance 0 F1: Disposed of in exchange for 401,732.079 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2. F2: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in exchange for 401,732.079 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.
F2: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
FS Global Credit Opportunities Fund-D
Report date December 31, 2016 · Filed February 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-23 transaction · row 1
1 source rowRow 1 · 2016-12-23 · Gift · Disposed 6,803.457 · Balance 0 F1: Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration.
FS Global Credit Opportunities Fund-T2
Report date December 16, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy FSH Seed Capital Vehicle I LLC | 0 |
Reported balance
After 2020-12-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-12-16 · Disposition to issuer · Disposed 13,610.795 · Balance 0 F1: Disposed of in exchange for 13,435.216 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2. F2: FSH Seed Capital Vehicle I LLC is a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and FSH Seed Capital Vehicle I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in exchange for 13,435.216 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.
F2: FSH Seed Capital Vehicle I LLC is a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and FSH Seed Capital Vehicle I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
FS KKR Capital Corp
Report date November 11, 2025 · Filed November 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectIRA | 24,220 |
Reported balance
After 2025-11-11 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2025-11-11 · Purchase · Acquired 10,000 · Balance 24,220 F3: Includes shares received through stock distributions and shares received on account of reinvested distributions. |
| Common StockSEC Table I · non-derivative | IndirectFranklin Square Holdings, L.P. | 1,490.672 |
Reported balance
Holding disclosure · report date 2025-11-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,490.672 F3: Includes shares received through stock distributions and shares received on account of reinvested distributions. F1: The reporting person disclaims beneficial ownership of any shares held by FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 130,039.246 |
Reported balance
Holding disclosure · report date 2025-11-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 130,039.246 F2: The reporting person is a member of The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. Includes shares previously held indirectly by MCFDA SCV, LLC, a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member, that were transferred to The 2011 Forman Investment Trust. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 8,694.023 |
Reported balance
Holding disclosure · report date 2025-11-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,694.023 F3: Includes shares received through stock distributions and shares received on account of reinvested distributions. F4: Includes shares previously held in UGMA accounts for the reporting person's children that previously reported as being held By Trust FBO Minor Children. The shares are now held jointly in individual accounts with the reporting person's spouse and the non-minor children. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 7,605 |
Reported balance
Holding disclosure · report date 2025-11-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,605 F3: Includes shares received through stock distributions and shares received on account of reinvested distributions. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of any shares held by FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F2: The reporting person is a member of The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. Includes shares previously held indirectly by MCFDA SCV, LLC, a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member, that were transferred to The 2011 Forman Investment Trust.
F3: Includes shares received through stock distributions and shares received on account of reinvested distributions.
F4: Includes shares previously held in UGMA accounts for the reporting person's children that previously reported as being held By Trust FBO Minor Children. The shares are now held jointly in individual accounts with the reporting person's spouse and the non-minor children.
FS KKR Capital Corp. II
Report date June 16, 2021 · Filed June 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy MCFDA SCV LLC | 0 |
Reported balance
After 2021-06-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-06-16 · Disposition to issuer · Disposed 79,019 · Balance 0 F1: Effective on June 10, 2020, FS KKR Capital Corp. II ("FSKR") effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2: Disposed of in exchange for 75,052.2462 shares of FS KKR Capital Corp. ("FSK") common stock in connection with the closing of the merger of FSK and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC. F3: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective on June 10, 2020, FS KKR Capital Corp. II ("FSKR") effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
F2: Disposed of in exchange for 75,052.2462 shares of FS KKR Capital Corp. ("FSK") common stock in connection with the closing of the merger of FSK and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.
F3: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
FS MVP Private Markets Fund
Report date August 19, 2025 · Filed August 19, 2025
This filing explicitly reported no securities owned.
FS Multi-Alternative Income Fund
Report date June 17, 2020 · Filed June 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class L Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy FSMAIF SCV Feeder I LLC | 0 |
Reported balance
After 2020-06-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-06-17 · Sale · Disposed 1,600 · Balance 0 F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class M Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy FSMAIF SCV Feeder I LLC | 0 |
Reported balance
After 2020-06-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-06-17 · Sale · Disposed 1,600 · Balance 0 F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class T Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy FSMAIF SCV Feeder I LLC | 0 |
Reported balance
After 2020-06-17 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-06-17 · Sale · Disposed 1,600 · Balance 0 F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class A Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy FSMAIF SCV Feeder I LLC | 848,659 |
Reported balance
Holding disclosure · report date 2020-06-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 848,659 F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy FSMAIF SCV Feeder I LLC | 2,389,224 |
Reported balance
Holding disclosure · report date 2020-06-17 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,389,224 F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy Franklin Square Holdings, L.P. | 5,365 |
Reported balance
Holding disclosure · report date 2020-06-17 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,365 F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 8,712 |
Reported balance
Holding disclosure · report date 2020-06-17 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 8,712 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
FS Specialty Lending Fund
Report date March 06, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectIRA | 97,744 |
Reported balance
After 2026-03-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-03-06 · Purchase · Acquired 19,964 · Balance 97,744 |
| Common StockSEC Table I · non-derivative | IndirectJennifer Rice's IRA | 20,920 |
Reported balance
After 2026-03-06 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-03-06 · Purchase · Acquired 20,920 · Balance 20,920 F3: Shares are indirectly owned by the reporting person's spouse. |
| Common StockSEC Table I · non-derivative | Direct | 73,234.891 |
Reported balance
Holding disclosure · report date 2026-03-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 73,234.891 |
| Common StockSEC Table I · non-derivative | IndirectFS Specialty Lending Fund, Advisor, LLC | 1 |
Reported balance
Holding disclosure · report date 2026-03-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1 F1: The reporting person disclaims beneficial ownership of any shares held by FS Specialty Lending Advisor, LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 8,588 |
Reported balance
Holding disclosure · report date 2026-03-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 8,588 F2: The reporting person is a member of The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of any shares held by FS Specialty Lending Advisor, LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F2: The reporting person is a member of The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
F3: Shares are indirectly owned by the reporting person's spouse.
KKR FS Income Trust
Report date June 30, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common StockSEC Table I · non-derivative | IndirectBy Franklin Square Holdings, L.P | 377,522.2099 |
Reported balance
After 2023-06-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-06-30 · Purchase · Acquired 183,739.09 · Balance 377,522.2099 F1: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |
| Class I Common StockSEC Table I · non-derivative | IndirectBy FSH Seed Capital Vehicle I LLC | 377,522.2099 |
Reported balance
After 2023-06-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-06-30 · Purchase · Acquired 183,739.09 · Balance 377,522.2099 F1: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
KKR FS Income Trust Select
Report date March 26, 2024 · Filed March 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common StockSEC Table I · non-derivative | IndirectBy Franklin Square Holdings, L.P | 400,314.9456 |
Reported balance
After 2024-03-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-03-26 · Purchase · Acquired 228,571.4284 · Balance 400,314.9456 F1: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |
| Class I Common StockSEC Table I · non-derivative | IndirectBy FSH Seed Capital Vehicle I LLC | 400,314.9456 |
Reported balance
After 2024-03-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-03-26 · Purchase · Acquired 228,571.4284 · Balance 400,314.9456 F1: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
SANDRIDGE ENERGY INC
Report date October 04, 2016 · Filed October 04, 2016
Jointly reported with FS KKR Capital Corp, Adelman David J., Stahlecker Gerald, Klehr Zachary, FB Income Advisor, LLC, FS KKR Capital Corp. II, FSIC II Advisor, LLC, FS Energy & Power Fund, FS Investment Advisor, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 59,889 |
Reported balance
Holding disclosure · report date 2016-10-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 59,889 F1: Blackstone / GSO Strategic Credit Fund directly holds these securities. F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of each of the GSO Funds. GSO Capital Partners LP is the managing member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F9: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3. F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 16,769 |
Reported balance
Holding disclosure · report date 2016-10-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,769 F2: Blackstone / GSO Long-short Credit Income Fund directly holds these securities (together with Blackstone / GSO Strategic Credit Fund, the "GSO Funds"). F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of each of the GSO Funds. GSO Capital Partners LP is the managing member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F9: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3. F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 447,491 |
Reported balance
Holding disclosure · report date 2016-10-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 447,491 F4: FS Energy and Power Fund ("FSEP") directly holds these securities. F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III. F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3. F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 186,854 |
Reported balance
Holding disclosure · report date 2016-10-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 186,854 F5: FS Investment Corporation ("FSIC") directly holds these securities. F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III. F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3. F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 112,112 |
Reported balance
Holding disclosure · report date 2016-10-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 112,112 F6: FS Investment Corporation II ("FSIC II") directly holds these securities. F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III. F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3. F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 112,112 |
Reported balance
Holding disclosure · report date 2016-10-04 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 112,112 F7: Burholme Funding LLC directly holds these securities. Burholme Funding LLC is a wholly owned subsidiary of FS Investment Corporation III ("FSIC III", and together with FSEP, FSIC, FSIC II and Burholme Funding LLC, the "FS Funds"). F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III. F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3. F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| 0.00% Convertible Senior Subordinated Notes due 2020SEC Table II · derivative / convertible security | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2016-10-04 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020. F1: Blackstone / GSO Strategic Credit Fund directly holds these securities. F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of each of the GSO Funds. GSO Capital Partners LP is the managing member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F9: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3. F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| 0.00% Convertible Senior Subordinated Notes due 2020SEC Table II · derivative / convertible security | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2016-10-04 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance Not disclosed F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020. F2: Blackstone / GSO Long-short Credit Income Fund directly holds these securities (together with Blackstone / GSO Strategic Credit Fund, the "GSO Funds"). F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of each of the GSO Funds. GSO Capital Partners LP is the managing member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F9: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3. F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| 0.00% Convertible Senior Subordinated Notes due 2020SEC Table II · derivative / convertible security | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2016-10-04 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance Not disclosed F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020. F4: FS Energy and Power Fund ("FSEP") directly holds these securities. F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III. F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3. F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| 0.00% Convertible Senior Subordinated Notes due 2020SEC Table II · derivative / convertible security | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2016-10-04 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance Not disclosed F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020. F5: FS Investment Corporation ("FSIC") directly holds these securities. F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III. F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3. F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| 0.00% Convertible Senior Subordinated Notes due 2020SEC Table II · derivative / convertible security | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2016-10-04 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance Not disclosed F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020. F6: FS Investment Corporation II ("FSIC II") directly holds these securities. F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III. F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3. F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| 0.00% Convertible Senior Subordinated Notes due 2020SEC Table II · derivative / convertible security | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2016-10-04 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance Not disclosed F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020. F7: Burholme Funding LLC directly holds these securities. Burholme Funding LLC is a wholly owned subsidiary of FS Investment Corporation III ("FSIC III", and together with FSEP, FSIC, FSIC II and Burholme Funding LLC, the "FS Funds"). F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III. F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3. F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Blackstone / GSO Strategic Credit Fund directly holds these securities.
F2: Blackstone / GSO Long-short Credit Income Fund directly holds these securities (together with Blackstone / GSO Strategic Credit Fund, the "GSO Funds").
F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of each of the GSO Funds. GSO Capital Partners LP is the managing member of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.
F4: FS Energy and Power Fund ("FSEP") directly holds these securities.
F5: FS Investment Corporation ("FSIC") directly holds these securities.
F6: FS Investment Corporation II ("FSIC II") directly holds these securities.
F7: Burholme Funding LLC directly holds these securities. Burholme Funding LLC is a wholly owned subsidiary of FS Investment Corporation III ("FSIC III", and together with FSEP, FSIC, FSIC II and Burholme Funding LLC, the "FS Funds").
F8: FS Investment Advisor, LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC and FSIC III Advisor, LLC are the investment advisers of FSEP, FSIC, FSIC II and FSIC III, respectively, and in that respect hold discretionary investment authority for them. Burholme Funding LLC is a wholly owned subsidiary of FSIC III. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FSEP, FSIC, FSIC II and FSIC III.
F9: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.
F10: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.
F11: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
F12: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
F13: The 0.00% Convertible Senior Subordinated Notes due 2020 issued by the Issuer (the "Convertible Notes") are immediately convertible. The Convertible Notes have a conversion rate of 0.05330841 shares of Issuer common stock per $1.00 principal amount of Convertible Notes, subject to adjustment pursuant to the terms of the Convertible Notes. The Convertible Notes mature on October 4, 2020.
Titan Energy, LLC
Report date September 01, 2016 · Filed September 12, 2016
Jointly reported with FS KKR Capital Corp. II, FSIC II Advisor, LLC, FS Investment Advisor, LLC, Stahlecker Gerald, Klehr Zachary, Coleman Sean K, FS Energy & Power Fund, Foxfields Funding LLC, Cobbs Creek LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Indirect(See Footnotes) | 29,318 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 29,318 F1: Blackstone / GSO Strategic Credit Fund directly holds these common shares representing limited liability company interests of Titan Energy, LLC ("Common Shares"). F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of Blackstone / GSO Strategic Credit Fund. GSO Capital Partners LP is the managing manager of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F11: Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the Common Shares held by the GSO Funds. F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3. F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common SharesSEC Table I · non-derivative | Indirect(See Footnotes) | 116,545 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 116,545 F2: GSO Energy Market Opportunities Fund LP directly holds these Common Shares (together with Blackstone / GSO Strategic Credit Fund, the "GSO Funds"). F4: GSO Energy Market Opportunities Associates LLC is the general partner of GSO Energy Market Opportunities Fund LP. GSO Holdings I L.L.C. is the managing member of GSO Energy Market Opportunities Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Energy Market Opportunities Associates LLC. F11: Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the Common Shares held by the GSO Funds. F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3. F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common SharesSEC Table I · non-derivative | Indirect(See Footnotes) | 468,497 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 468,497 F5: FS Energy and Power Fund ("FSEP") directly holds these Common Shares. Does not include the Common Shares directly held by Foxfields Funding LLC, FSEP's wholly-owned subsidiary. F10: FSIC II Advisor, LLC, FSIC III Advisor, LLC and FS Investment Advisor, LLC are the investment advisers of FSIC II, FSIC III and FSEP, respectively, and in that respect hold discretionary investment authority for them. FSIC II is the sole member of Cobbs Creek LLC. FSEP is the sole member of Foxfields Funding LLC. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by FSEP, FSIC II and FSIC III. F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3. F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common SharesSEC Table I · non-derivative | Indirect(See Footnotes) | 87,000 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 87,000 F6: Foxfields Funding LLC directly holds these Common Shares. FSEP is the sole member of Foxfields Funding LLC. F10: FSIC II Advisor, LLC, FSIC III Advisor, LLC and FS Investment Advisor, LLC are the investment advisers of FSIC II, FSIC III and FSEP, respectively, and in that respect hold discretionary investment authority for them. FSIC II is the sole member of Cobbs Creek LLC. FSEP is the sole member of Foxfields Funding LLC. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by FSEP, FSIC II and FSIC III. F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3. F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common SharesSEC Table I · non-derivative | Indirect(See Footnotes) | 134,000 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 134,000 F7: FS Investment Corporation II ("FSIC II") directly holds these Common Shares. Does not include the Common Shares directly held by Cobbs Creek LLC, FSIC II's wholly-owned subsidiary. F10: FSIC II Advisor, LLC, FSIC III Advisor, LLC and FS Investment Advisor, LLC are the investment advisers of FSIC II, FSIC III and FSEP, respectively, and in that respect hold discretionary investment authority for them. FSIC II is the sole member of Cobbs Creek LLC. FSEP is the sole member of Foxfields Funding LLC. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by FSEP, FSIC II and FSIC III. F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3. F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common SharesSEC Table I · non-derivative | Indirect(See Footnotes) | 66,040 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 66,040 F8: Cobbs Creek LLC directly holds these Common Shares. FSIC II is the sole member of Cobbs Creek LLC. F10: FSIC II Advisor, LLC, FSIC III Advisor, LLC and FS Investment Advisor, LLC are the investment advisers of FSIC II, FSIC III and FSEP, respectively, and in that respect hold discretionary investment authority for them. FSIC II is the sole member of Cobbs Creek LLC. FSEP is the sole member of Foxfields Funding LLC. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by FSEP, FSIC II and FSIC III. F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3. F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common SharesSEC Table I · non-derivative | Indirect(See Footnotes) | 72,739 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 72,739 F9: FS Investment Corporation III ("FSIC III") directly holds these Common Shares (together with FSEP, Foxfields Funding LLC, FSIC II and Cobbs Creek LLC, the "FS Funds"). F10: FSIC II Advisor, LLC, FSIC III Advisor, LLC and FS Investment Advisor, LLC are the investment advisers of FSIC II, FSIC III and FSEP, respectively, and in that respect hold discretionary investment authority for them. FSIC II is the sole member of Cobbs Creek LLC. FSEP is the sole member of Foxfields Funding LLC. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by FSEP, FSIC II and FSIC III. F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3. F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Blackstone / GSO Strategic Credit Fund directly holds these common shares representing limited liability company interests of Titan Energy, LLC ("Common Shares").
F2: GSO Energy Market Opportunities Fund LP directly holds these Common Shares (together with Blackstone / GSO Strategic Credit Fund, the "GSO Funds").
F3: GSO / Blackstone Debt Funds Management LLC is the investment adviser of Blackstone / GSO Strategic Credit Fund. GSO Capital Partners LP is the managing manager of GSO / Blackstone Debt Funds Management LLC. GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.
F4: GSO Energy Market Opportunities Associates LLC is the general partner of GSO Energy Market Opportunities Fund LP. GSO Holdings I L.L.C. is the managing member of GSO Energy Market Opportunities Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Energy Market Opportunities Associates LLC.
F5: FS Energy and Power Fund ("FSEP") directly holds these Common Shares. Does not include the Common Shares directly held by Foxfields Funding LLC, FSEP's wholly-owned subsidiary.
F6: Foxfields Funding LLC directly holds these Common Shares. FSEP is the sole member of Foxfields Funding LLC.
F7: FS Investment Corporation II ("FSIC II") directly holds these Common Shares. Does not include the Common Shares directly held by Cobbs Creek LLC, FSIC II's wholly-owned subsidiary.
F8: Cobbs Creek LLC directly holds these Common Shares. FSIC II is the sole member of Cobbs Creek LLC.
F9: FS Investment Corporation III ("FSIC III") directly holds these Common Shares (together with FSEP, Foxfields Funding LLC, FSIC II and Cobbs Creek LLC, the "FS Funds").
F10: FSIC II Advisor, LLC, FSIC III Advisor, LLC and FS Investment Advisor, LLC are the investment advisers of FSIC II, FSIC III and FSEP, respectively, and in that respect hold discretionary investment authority for them. FSIC II is the sole member of Cobbs Creek LLC. FSEP is the sole member of Foxfields Funding LLC. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Sean Coleman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by FSEP, FSIC II and FSIC III.
F11: Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the Common Shares held by the GSO Funds.
F12: Due to the limitations of the electronic filing system FSIC III, FSIC III Advisor, LLC, Blackstone/GSO Strategic Credit Fund, GSO/Blackstone Debt Funds Management LLC, GSO Energy Market Opportunities Fund LP, GSO Energy Market Opportunities Associates LLC, GSO Holdings I L.L.C., The Blackstone Group L.P., GSO Advisor Holdings L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings I/II GP Inc., Blackstone Group Management L.L.C., GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Stephen A. Schwarzman are filing separate Forms 3.
F13: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
F14: Each of the Reporting Persons disclaims beneficial ownership of the shares held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold Common Shares) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
WARRIOR MET COAL, INC.
Report date April 19, 2017 · Filed April 21, 2017
Jointly reported with FS Credit Opportunities Corp., FS Global Advisor, LLC, Stahlecker Gerald, Klehr Zachary, Hoffman Robert I
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,661,877 |
Reported balance
After 2017-04-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-04-19 · Sale · Disposed 975,181 · Balance 1,661,877 F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F2: GSO Special Situations Fund LP ("Special Situations Fund") directly holds these securities. F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,466,214 |
Reported balance
After 2017-04-19 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-04-19 · Sale · Disposed 860,366 · Balance 1,466,214 F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F3: GSO SSOMF Locomotive Blocker Ltd. ("SSOMF Fund") directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is the sole shareholder of SSOMF Fund. F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 168,954 |
Reported balance
After 2017-04-19 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-04-19 · Sale · Disposed 99,141 · Balance 168,954 F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F4: Steamboat Locomotive Blocker Ltd. ("Steamboat Fund") directly holds these securities. Steamboat Credit Opportunities Intermediate Fund LP is the sole shareholder of Steamboat Fund. F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 191,190 |
Reported balance
After 2017-04-19 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-04-19 · Sale · Disposed 112,189 · Balance 191,190 F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F5: GSO ADGM Locomotive Blocker Ltd. ("ADGM Fund") directly holds these securities. GSO Aiguille des Grands Montets Fund I LP, GSO Aiguille des Grands Montets Fund II LP and GSO Aiguille des Grands Montets Fund III LP are the shareholders of ADGM Fund. F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 353,325 |
Reported balance
After 2017-04-19 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-04-19 · Sale · Disposed 207,328 · Balance 353,325 F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F6: GSO Cactus Credit Opportunities Fund LP ("Cactus Fund") directly holds these securities. F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 401,575 |
Reported balance
After 2017-04-19 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2017-04-19 · Sale · Disposed 235,641 · Balance 401,575 F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F7: GSO Churchill Partners LP ("Churchill Fund") directly holds these securities. F13: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 154,269 |
Reported balance
After 2017-04-19 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2017-04-19 · Sale · Disposed 90,523 · Balance 154,269 F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F8: GSO Coastline Credit Partners LP ("Coastline Fund") directly holds these securities. F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 54,147 |
Reported balance
After 2017-04-19 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2017-04-19 · Sale · Disposed 31,773 · Balance 54,147 F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F9: GSO Credit-A Partners LP ("Credit-A Fund") directly holds these securities. F13: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 530,171 |
Reported balance
After 2017-04-19 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2017-04-19 · Sale · Disposed 311,101 · Balance 530,171 F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F10: GSO Palmetto Opportunistic Investment Partners LP ("Palmetto Fund") directly holds these securities. F13: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 939,550 |
Reported balance
After 2017-04-19 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2017-04-19 · Sale · Disposed 551,322 · Balance 939,550 F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F11: GSO Credit Alpha Fund AIV-2 LP ("COCA AIV-2 Fund", and collectively with Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund, Churchill Fund, Coastline Fund, Credit-A Fund and Palmetto Fund, the "GSO Funds") directly holds these securities. F13: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 604,550 |
Reported balance
After 2017-04-19 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2017-04-19 · Sale · Disposed 354,746 · Balance 604,550 F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share. F12: FS Global Credit Opportunities Fund ("FS Fund") directly holds these shares. FS Global Advisor, LLC ("FS Advisor") serves as the investment adviser of FS Fund, and in that respect holds discretionary investment authority for it. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Robert Hoffman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FS Fund. F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount represents the $19.00 public offering price per share of Issuer common stock, less the underwriting discounts and commissions of $ 1.1875 per share.
F2: GSO Special Situations Fund LP ("Special Situations Fund") directly holds these securities.
F3: GSO SSOMF Locomotive Blocker Ltd. ("SSOMF Fund") directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is the sole shareholder of SSOMF Fund.
F4: Steamboat Locomotive Blocker Ltd. ("Steamboat Fund") directly holds these securities. Steamboat Credit Opportunities Intermediate Fund LP is the sole shareholder of Steamboat Fund.
F5: GSO ADGM Locomotive Blocker Ltd. ("ADGM Fund") directly holds these securities. GSO Aiguille des Grands Montets Fund I LP, GSO Aiguille des Grands Montets Fund II LP and GSO Aiguille des Grands Montets Fund III LP are the shareholders of ADGM Fund.
F6: GSO Cactus Credit Opportunities Fund LP ("Cactus Fund") directly holds these securities.
F7: GSO Churchill Partners LP ("Churchill Fund") directly holds these securities.
F8: GSO Coastline Credit Partners LP ("Coastline Fund") directly holds these securities.
F9: GSO Credit-A Partners LP ("Credit-A Fund") directly holds these securities.
F10: GSO Palmetto Opportunistic Investment Partners LP ("Palmetto Fund") directly holds these securities.
F11: GSO Credit Alpha Fund AIV-2 LP ("COCA AIV-2 Fund", and collectively with Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund, Churchill Fund, Coastline Fund, Credit-A Fund and Palmetto Fund, the "GSO Funds") directly holds these securities.
F12: FS Global Credit Opportunities Fund ("FS Fund") directly holds these shares. FS Global Advisor, LLC ("FS Advisor") serves as the investment adviser of FS Fund, and in that respect holds discretionary investment authority for it. In addition, each of Michael C. Forman, Gerald F. Stahlecker, Zachary Klehr and Robert Hoffman may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by FS Fund.
F13: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC.
F14: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C.
F15: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds.
F16: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.
F17: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
F18: Each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Fund, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Fund to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FS Investment Corp III
Report date December 18, 2019 · Filed December 20, 2019
Section 16 reporting ended · disclosed 2019-12-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectMCFDA SCV LLC | 0 |
Reported balance
After 2019-12-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-12-18 · Disposition to issuer · Disposed 81,160 · Balance 0 F1: Disposed of in exchange for 79,569 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC. F2: All shares held by MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and Mr. Forman is the manager. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in exchange for 79,569 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.
F2: All shares held by MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and Mr. Forman is the manager.
FS Investment Corp IV
Report date December 18, 2019 · Filed December 20, 2019
Section 16 reporting ended · disclosed 2019-12-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectMCFDA SCV LLC | 0 |
Reported balance
After 2019-12-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-12-18 · Disposition to issuer · Disposed 34,764 · Balance 0 F1: Disposed of in exchange for 47,397 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC. F2: All shares held by MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and Mr. Forman is the manager. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in exchange for 47,397 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.
F2: All shares held by MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and Mr. Forman is the manager.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2024 Filed Mar 14, 2024 17:34 UTC | KKR FS Income Trust Select NONE · Entity 15233 | PurchaseClass I Common Stock | 114,560.66 | $24.94 | $2,857,142.86 |
DisclosureSEC source: 0000950170-24-031287 · ownership.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Franklin Square Holdings, L.P Disclosed balance after: 171,743.5172 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 20:34 UTC | KKR FS Income Trust Select NONE · Entity 15233 | PurchaseClass I Common Stock | 57,142.8572 | $25.00 | $1,428,571.43 |
DisclosureSEC source: 0001104659-24-028683 · tm247509-4_4seq1.xml · nonDerivative · entry 2 Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By FSH Seed Capital Vehicle I LLC Disclosed balance after: 57,182.8572 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 20:34 UTC | KKR FS Income Trust Select NONE · Entity 15233 | PurchaseClass I Common Stock | 57,142.8572 | $25.00 | $1,428,571.43 |
DisclosureSEC source: 0001104659-24-028683 · tm247509-4_4seq1.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Franklin Square Holdings, L.P Disclosed balance after: 57,182.8572 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 14:21 UTC | FS KKR Capital Corp FSK · Entity 776 | SaleCommon Stock | 10,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-000605 · tm241538-1_4seq1.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Franklin Square Holdings, L.P. Disclosed balance after: 21,659.498 F1 · shares: Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares, 30270 shares previously vested, and the remainder vests on January 1 of 2025. F1 · price: Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares, 30270 shares previously vested, and the remainder vests on January 1 of 2025. F2 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 31, 2023 Filed Feb 7, 2025 21:29 UTC | FS Credit Real Estate Income Trust, Inc. NONE · Entity 19092 | GrantClass I Restricted Stock Units · Derivative | 103,501.46 | $0.00 | $0.00 |
DisclosureSEC source: 0001999371-25-001382 · forman-form4_020725.xml · derivative · entry 11 Forman Michael C. · CIK 0001438253 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By: Franklin Square Holdings, LP Disclosed balance after: 155,507.324 Underlying: Class I Common Stock · 103,501.46 shares Expires not disclosed F3 · derivative.exercise_price: In accordance with the Advisory Agreement between the Company and the Adviser, the Company shall pay the Adviser an administrative services fee equal to 1.0% of the Company's net asset value per annum, payable quarterly, in Class I Restricted Stock Units, subject to the terms and conditions set forth in the Class I Restricted Stock Unit Agreement between the Company and the Adviser. The administrative services fee is split 50/50 between the Adviser and Rialto Capital Management LLC. F4 · derivative.exercise_date: In accordance with the Class I Restricted Stock Unit Agreement between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock on the first, second and third anniversary following the grant of such Class I Restricted Stock Units, in each case in equal 1/3 installments. F4 · derivative.expiration_date: In accordance with the Class I Restricted Stock Unit Agreement between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock on the first, second and third anniversary following the grant of such Class I Restricted Stock Units, in each case in equal 1/3 installments. F2 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 30, 2023 Filed Feb 7, 2025 21:29 UTC | FS Credit Real Estate Income Trust, Inc. NONE · Entity 19092 | GrantClass I Restricted Stock Units · Derivative | 101,222.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001999371-25-001382 · forman-form4_020725.xml · derivative · entry 10 Forman Michael C. · CIK 0001438253 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By: Franklin Square Holdings, LP Disclosed balance after: 101,222.4 Underlying: Class I Common Stock · 101,222.4 shares Expires not disclosed F3 · derivative.exercise_price: In accordance with the Advisory Agreement between the Company and the Adviser, the Company shall pay the Adviser an administrative services fee equal to 1.0% of the Company's net asset value per annum, payable quarterly, in Class I Restricted Stock Units, subject to the terms and conditions set forth in the Class I Restricted Stock Unit Agreement between the Company and the Adviser. The administrative services fee is split 50/50 between the Adviser and Rialto Capital Management LLC. F4 · derivative.exercise_date: In accordance with the Class I Restricted Stock Unit Agreement between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock on the first, second and third anniversary following the grant of such Class I Restricted Stock Units, in each case in equal 1/3 installments. F4 · derivative.expiration_date: In accordance with the Class I Restricted Stock Unit Agreement between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock on the first, second and third anniversary following the grant of such Class I Restricted Stock Units, in each case in equal 1/3 installments. F2 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 15:30 UTC | KKR FS Income Trust NONE · Entity 15311 | PurchaseClass I Common Stock | 183,739.09 | $27.99 | $5,142,857.13 |
DisclosureSEC source: 0001104659-23-077909 · tm2320511-3_4seq1.xml · nonDerivative · entry 2 Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By FSH Seed Capital Vehicle I LLC Disclosed balance after: 377,522.2099 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 15:30 UTC | KKR FS Income Trust NONE · Entity 15311 | PurchaseClass I Common Stock | 183,739.09 | $27.99 | $5,142,857.13 |
DisclosureSEC source: 0001104659-23-077909 · tm2320511-3_4seq1.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Franklin Square Holdings, L.P Disclosed balance after: 377,522.2099 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 30, 2023 Filed Feb 7, 2025 21:29 UTC | FS Credit Real Estate Income Trust, Inc. NONE · Entity 19092 | GrantClass I Restricted Stock Units · Derivative | 95,090.69 | $0.00 | $0.00 |
DisclosureSEC source: 0001999371-25-001382 · forman-form4_020725.xml · derivative · entry 9 Forman Michael C. · CIK 0001438253 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By: Franklin Square Holdings, LP Disclosed balance after: 95,090.69 Underlying: Class I Common Stock · 95,090.69 shares Expires not disclosed F3 · derivative.exercise_price: In accordance with the Advisory Agreement between the Company and the Adviser, the Company shall pay the Adviser an administrative services fee equal to 1.0% of the Company's net asset value per annum, payable quarterly, in Class I Restricted Stock Units, subject to the terms and conditions set forth in the Class I Restricted Stock Unit Agreement between the Company and the Adviser. The administrative services fee is split 50/50 between the Adviser and Rialto Capital Management LLC. F4 · derivative.exercise_date: In accordance with the Class I Restricted Stock Unit Agreement between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock on the first, second and third anniversary following the grant of such Class I Restricted Stock Units, in each case in equal 1/3 installments. F4 · derivative.expiration_date: In accordance with the Class I Restricted Stock Unit Agreement between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock on the first, second and third anniversary following the grant of such Class I Restricted Stock Units, in each case in equal 1/3 installments. F2 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 17:18 UTC | FS Credit Opportunities Corp. FSCO · Entity 4920 | PurchaseCommon Stock | 15,458 | $4.58 | $70,845.56 |
DisclosureSEC source: 0001104659-23-070251 · tm2318454-3_4seq1.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · FSH Seed Capital Vehicle I LLC Disclosed balance after: 321,821 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 15:43 UTC | FS Credit Opportunities Corp. FSCO · Entity 4920 | PurchaseCommon Stock | 65,606 | $4.57 | $299,885.03 |
DisclosureSEC source: 0001104659-23-069766 · tm2317924-6_4seq1.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · FSH Seed Capital Vehicle I LLC Disclosed balance after: 306,363 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 17:16 UTC | FS Credit Opportunities Corp. FSCO · Entity 4920 | PurchaseCommon Stock | 47,694 | $4.67 | $222,683.29 |
DisclosureSEC source: 0001104659-23-069266 · tm2318236-1_4seq1.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · FSH Seed Capital Vehicle I LLC Disclosed balance after: 240,757 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 16:24 UTC | FS Credit Opportunities Corp. FSCO · Entity 4920 | PurchaseCommon Stock | 7,415 | $4.57 | $33,886.55 |
DisclosureSEC source: 0001104659-23-068427 · tm2317924-1_4seq1.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · FSH Seed Capital Vehicle I LLC Disclosed balance after: 193,063 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 18:16 UTC | FS Credit Opportunities Corp. FSCO · Entity 4920 | PurchaseCommon Stock | 67,648 | $4.57 | $309,016.06 |
DisclosureSEC source: 0001104659-23-067973 · tm2317826-1_4seq1.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · FSH Seed Capital Vehicle I LLC Disclosed balance after: 185,648 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:14 UTC | FS Credit Opportunities Corp. FSCO · Entity 4920 | PurchaseCommon Stock | 40,000 | $4.55 | $182,000.00 |
DisclosureSEC source: 0001104659-23-067549 · tm2317703-8_4seq1.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · FSH Seed Capital Vehicle I LLC Disclosed balance after: 118,000 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:12 UTC | FS Credit Opportunities Corp. FSCO · Entity 4920 | PurchaseCommon Stock | 78,000 | $4.48 | $349,440.00 |
DisclosureSEC source: 0001104659-23-067547 · tm2317703-7_4seq1.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · FSH Seed Capital Vehicle I LLC Disclosed balance after: 78,000 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 30, 2023 Filed May 31, 2023 20:35 UTC | KKR FS Income Trust NONE · Entity 15311 | PurchaseClass I Common Stock | 10,925.9767 | $26.15 | $285,714.29 |
DisclosureSEC source: 0001387131-23-007109 · forman-form4_053023.xml · nonDerivative · entry 2 Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By FSH Seed Capital Vehicle I LLC Disclosed balance after: 193,783.1199 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 30, 2023 Filed May 31, 2023 20:35 UTC | KKR FS Income Trust NONE · Entity 15311 | PurchaseClass I Common Stock | 10,925.9767 | $26.15 | $285,714.29 |
DisclosureSEC source: 0001387131-23-007109 · forman-form4_053023.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Franklin Square Holdings, L.P. Disclosed balance after: 193,783.1199 F1 · ownership.nature: The reported shares are owned directly by FSH Seed Capital Vehicle I LLC (the "Seed Vehicle"), which is a wholly-owned subsidiary of Franklin Square Holdings, L.P. ("FSH") (doing business as FS Investments). The reporting person disclaims beneficial ownership of any shares held by the Seed Vehicle and/or FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:09 UTC | FS Credit Opportunities Corp. FSCO · Entity 4920 | PurchaseCommon Stock | 5,850 | $4.30 | $25,155.00 |
DisclosureSEC source: 0001387131-23-006969 · forman-form4_052623.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · IRA Disclosed balance after: 5,850 Read SEC document |
| March 31, 2023 Filed Feb 7, 2025 21:29 UTC | FS Credit Real Estate Income Trust, Inc. NONE · Entity 19092 | GrantClass I Restricted Stock Units · Derivative | 87,489.07 | $0.00 | $0.00 |
DisclosureSEC source: 0001999371-25-001382 · forman-form4_020725.xml · derivative · entry 8 Forman Michael C. · CIK 0001438253 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By: Franklin Square Holdings, LP Disclosed balance after: 87,489.07 Underlying: Class I Common Stock · 87,489.07 shares Expires not disclosed F3 · derivative.exercise_price: In accordance with the Advisory Agreement between the Company and the Adviser, the Company shall pay the Adviser an administrative services fee equal to 1.0% of the Company's net asset value per annum, payable quarterly, in Class I Restricted Stock Units, subject to the terms and conditions set forth in the Class I Restricted Stock Unit Agreement between the Company and the Adviser. The administrative services fee is split 50/50 between the Adviser and Rialto Capital Management LLC. F4 · derivative.exercise_date: In accordance with the Class I Restricted Stock Unit Agreement between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock on the first, second and third anniversary following the grant of such Class I Restricted Stock Units, in each case in equal 1/3 installments. F4 · derivative.expiration_date: In accordance with the Class I Restricted Stock Unit Agreement between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock on the first, second and third anniversary following the grant of such Class I Restricted Stock Units, in each case in equal 1/3 installments. F2 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 01, 2023 Filed Jan 3, 2023 21:38 UTC | FS KKR Capital Corp FSK · Entity 776 | SaleCommon Stock | 10,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-23-000028 · forman-form4_010123.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Franklin Square Holdings, L.P. Disclosed balance after: 26,886.973 F1 · shares: Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares, 20,180 shares previously vested, and the remainder vests in equal installments on January 1 of each of the next 2 years. F1 · price: Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares, 20,180 shares previously vested, and the remainder vests in equal installments on January 1 of each of the next 2 years. F2 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 31, 2022 Filed Feb 7, 2025 21:29 UTC | FS Credit Real Estate Income Trust, Inc. NONE · Entity 19092 | GrantClass I Restricted Stock Units · Derivative | 13,975.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001999371-25-001382 · forman-form4_020725.xml · derivative · entry 6 Forman Michael C. · CIK 0001438253 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By: Franklin Square Holdings, LP Disclosed balance after: 28,279.699 Underlying: Class I Common Stock · 13,975.11 shares Expires not disclosed F3 · derivative.exercise_price: In accordance with the Advisory Agreement between the Company and the Adviser, the Company shall pay the Adviser an administrative services fee equal to 1.0% of the Company's net asset value per annum, payable quarterly, in Class I Restricted Stock Units, subject to the terms and conditions set forth in the Class I Restricted Stock Unit Agreement between the Company and the Adviser. The administrative services fee is split 50/50 between the Adviser and Rialto Capital Management LLC. F4 · derivative.exercise_date: In accordance with the Class I Restricted Stock Unit Agreement between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock on the first, second and third anniversary following the grant of such Class I Restricted Stock Units, in each case in equal 1/3 installments. F4 · derivative.expiration_date: In accordance with the Class I Restricted Stock Unit Agreement between the Company, the Adviser and Rialto Capital Management, LLC, Class I Restricted Stock Units shall be exchanged for Class I Common Stock on the first, second and third anniversary following the grant of such Class I Restricted Stock Units, in each case in equal 1/3 installments. F2 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P., FS Real Estate Advisor, LLC and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 21:08 UTC | FS Credit Income Fund FCRIX · Entity 62819 | SaleClass I Common Shares of Beneficial Interest | 502,092 | $11.95 | $5,999,999.40 |
DisclosureSEC source: 0001387131-22-009833 · forman-form4_091422.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By FSCIF SCV Feeder I LLC Disclosed balance after: 486,750 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 21:00 UTC | FS Credit Real Estate Income Trust, Inc. NONE · Entity 19092 | Disposition to issuerClass F Common Stock | 4,000 | $24.98 | $99,906.80 |
DisclosureSEC source: 0001387131-22-008316 · forman-form4.xml · nonDerivative · entry 3 Forman Michael C. · CIK 0001438253 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By MCFDA SCV LLC Disclosed balance after: 0 F2 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:31 UTC | FS Credit Income Fund FCRIX · Entity 62819 | SaleClass I Common Shares of Beneficial Interest | 416,320 | $12.01 | $5,000,003.20 |
DisclosureSEC source: 0001839882-22-013362 · forman-form4_061522.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By FSCIF SCV Feeder I LLC Disclosed balance after: 988,842 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 24, 2022 Filed May 27, 2022 00:04 UTC | FS KKR Capital Corp FSK · Entity 776 | PurchaseCommon Stock | 5,488 | $20.41 | $112,021.06 |
DisclosureSEC source: 0001387131-22-006502 · forman-form4_010122.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,488 F1 · price: The purchases were effected in multiple transactions at prices ranging from $20.40 to $20.50, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the report shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 02, 2022 Filed May 5, 2022 21:37 UTC | FS Credit Real Estate Income Trust, Inc. NONE · Entity 19092 | Disposition to issuerClass I Common Stock | 1,361.043 | $24.45 | $33,279.13 |
DisclosureSEC source: 0001387131-22-005753 · forman-form4.xml · nonDerivative · entry 3 Forman Michael C. · CIK 0001438253 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Franklin Square Holdings, L.P. Disclosed balance after: 0 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and FSH Seed Capital Vehicle I LLC, a wholly owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 01, 2022 Filed Jan 3, 2022 22:04 UTC | FS KKR Capital Corp FSK · Entity 776 | SaleCommon Stock | 10,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-22-000041 · forman-form4_010122.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Franklin Square Holdings, L.P. Disclosed balance after: 32,385.26 F1 · shares: Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares, 10,090 shares previously vested, and the remainder vests in equal installments on January 1 of each of the next 3 years. F1 · price: Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares, 10,090 shares previously vested, and the remainder vests in equal installments on January 1 of each of the next 3 years. F2 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 21:11 UTC | FS Credit Income Fund FCRIX · Entity 62819 | SaleClass I Common Shares of Beneficial Interest | 3,703 | $13.49 | $49,953.47 |
DisclosureSEC source: 0001387131-21-012126 · forman-form4_121521.xml · nonDerivative · entry 3 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Franklin Square Holdings, L.P. Disclosed balance after: 0 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC, MCFDA FSCIF LLC and Franklin Square Holdings, L.P. (d/b/a FS Investments) that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 21:11 UTC | FS Credit Income Fund FCRIX · Entity 62819 | SaleClass I Common Shares of Beneficial Interest | 251,000 | $13.49 | $3,385,990.00 |
DisclosureSEC source: 0001387131-21-012126 · forman-form4_121521.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MCFDA FSCIF LLC Disclosed balance after: 0 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC, MCFDA FSCIF LLC and Franklin Square Holdings, L.P. (d/b/a FS Investments) that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 15, 2021 Filed Sep 18, 2021 01:42 UTC | FS Credit Income Fund FCRIX · Entity 62819 | SaleClass I Common Shares of Beneficial Interest | 489,408 | $13.69 | $6,699,995.52 |
DisclosureSEC source: 0001387131-21-009520 · forman-form4_091521.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MCFDA FSCIF LLC Disclosed balance after: 251,000 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC, MCFDA FSCIF LLC and Franklin Square Holdings, L.P. (d/b/a FS Investments) that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:34 UTC | FS KKR Capital Corp FSK · Entity 776 | SaleCommon Stock | 10,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-21-009197 · forman-form4_083121.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Franklin Square Holdings, L.P. Disclosed balance after: 41,290.384 F1 · shares: Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares and the remainder vests in equal installments on January 1 of each of the next 4 years, subject to the officer's continued employment. F1 · price: Represents the vested portion of common stock granted by Franklin Square Holdings, L.P. ("FSH") to an officer of FS KKR Capital Corp. in connection with his service as an officer. The aggregate grant is 50,448 shares and the remainder vests in equal installments on January 1 of each of the next 4 years, subject to the officer's continued employment. F2 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSH that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2021 Filed Aug 20, 2021 11:40 UTC | FS KKR Capital Corp FSK · Entity 776 | PurchaseCommon Stock | 10,000 | $22.98 | $229,834.00 |
DisclosureSEC source: 0001387131-21-008766 · forman-form4_081721.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · In IRA account Disclosed balance after: 13,119.081 F1 · price: The sales were effected in multiple transactions at prices ranging from $22.93 to $23.00, inclusive. The price reported in Column 4 is the weighted average price. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 22:28 UTC | FS Credit Income Fund FCRIX · Entity 62819 | SaleClass I Common Shares of Beneficial Interest | 731,529 | $13.67 | $10,000,001.43 |
DisclosureSEC source: 0001387131-21-006711 · forman-form4_061621.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MCFDA FSCIF LLC Disclosed balance after: 740,408 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC, MCFDA FSCIF LLC and Franklin Square Holdings, L.P. (d/b/a FS Investments) that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 23:40 UTC | FS KKR Capital Corp FSK · Entity 776 | GrantCommon Stock | 75,052.2462 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-21-006727 · forman-form4_061621.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By MCFDA SCV LLC Disclosed balance after: 124,551.246 F1 · price: Received of in exchange for 79,019.0000 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC. F2 · balance_after: Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split F3 · ownership.nature: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 16, 2021 Filed Jun 22, 2021 00:30 UTC | FS KKR Capital Corp. II FSKR · Entity 138043 | Disposition to issuerCommon Stock | 79,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-21-006742 · ownership.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By MCFDA SCV LLC Disclosed balance after: 0 F1 · shares: Effective on June 10, 2020, FS KKR Capital Corp. II ("FSKR") effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · price: Disposed of in exchange for 75,052.2462 shares of FS KKR Capital Corp. ("FSK") common stock in connection with the closing of the merger of FSK and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC. F3 · ownership.nature: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 23:55 UTC | FS Credit Income Fund FCRIX · Entity 62819 | SaleClass I Common Shares of Beneficial Interest | 222,717 | $13.47 | $2,999,997.99 |
DisclosureSEC source: 0001387131-21-003730 · form4.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MCFDA FSCIF LLC Disclosed balance after: 1,471,937 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC, MCFDA FSCIF LLC and Franklin Square Holdings, L.P. (d/b/a FS Investments) that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 18:20 UTC | FS Global Credit Opportunities Fund-T2 NONE · Entity 144532 | Disposition to issuerCommon Shares | 13,610.795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-20-011378 · ownership.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By FSH Seed Capital Vehicle I LLC Disclosed balance after: 0 F1 · price: Disposed of in exchange for 13,435.216 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2. F2 · ownership.nature: FSH Seed Capital Vehicle I LLC is a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and FSH Seed Capital Vehicle I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 00:37 UTC | FS Credit Opportunities Corp. NONE · Entity 4920 | GrantCommon Shares | 13,435.216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-20-011406 · ownership.xml · nonDerivative · entry 2 Forman Michael C. · CIK 0001438253 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · FSH Seed Capital Vehicle I LLC Disclosed balance after: 13,435.216 F2 · price: Received in exchange for 13,610.795 shares of FSGCO T2 common shares in connection with the closing of the mergers of FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2 pursuant to the Reorganization Agreement. F4 · ownership.nature: FSH Seed Capital Vehicle I LLC is a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and FSH Seed Capital Vehicle I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 00:37 UTC | FS Credit Opportunities Corp. NONE · Entity 4920 | GrantCommon Shares | 401,732.079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-20-011406 · ownership.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · MCFDA SVC LLC Disclosed balance after: 401,732.079 F1 · price: Received in exchange for 405,094.364 shares of FS Global Credit Opportunities Fund--A ("FSGCO A") common shares in connection with the closing of the mergers of FS Global Credit Opportunities Fund ("FSGCO"), FSGCO A, FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2. F3 · ownership.nature: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 23:16 UTC | FS Global Credit Opportunities Fund-A NONE · Entity 16564 | Disposition to issuerCommon Shares | 405,094.364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-20-011376 · ownership.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · MCFDA SVC LLC Disclosed balance after: 0 F1 · price: Disposed of in exchange for 401,732.079 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2. F2 · ownership.nature: MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:39 UTC | FS Credit Income Fund FCRIX · Entity 62819 | SaleClass I Common Shares of Beneficial Interest | 151,392 | $12.55 | $1,899,969.60 |
DisclosureSEC source: 0001387131-20-008391 · forman-form4_091620.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MCFDA FSCIF LLC Disclosed balance after: 1,694,654 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by FSCIF SCV Feeder I LLC, MCFDA FSCIF LLC and Franklin Square Holdings, L.P. (d/b/a FS Investments) that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 17:21 UTC | FS Multi-Alternative Income Fund FNNIX · Entity 141048 | SaleClass T Common Shares of Beneficial Interest | 1,600 | $12.05 | $19,280.00 |
DisclosureSEC source: 0001104659-20-075328 · tm2023060-3_4.xml · nonDerivative · entry 3 Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By FSMAIF SCV Feeder I LLC Disclosed balance after: 0 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 17:21 UTC | FS Multi-Alternative Income Fund FNNIX · Entity 141048 | SaleClass M Common Shares of Beneficial Interest | 1,600 | $12.02 | $19,232.00 |
DisclosureSEC source: 0001104659-20-075328 · tm2023060-3_4.xml · nonDerivative · entry 2 Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By FSMAIF SCV Feeder I LLC Disclosed balance after: 0 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 17:21 UTC | FS Multi-Alternative Income Fund FNNIX · Entity 141048 | SaleClass L Common Shares of Beneficial Interest | 1,600 | $12.05 | $19,280.00 |
DisclosureSEC source: 0001104659-20-075328 · tm2023060-3_4.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By FSMAIF SCV Feeder I LLC Disclosed balance after: 0 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:49 UTC | FS KKR Capital Corp FSK · Entity 776 | SaleCommon Stock | 445,359 | $3.64 | $1,620,126.97 |
DisclosureSEC source: 0001387131-20-005434 · ownership.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · kind: The sales were effected in multiple transactions at prices ranging from $3.635 to $3.65, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F5 · kind: The reported transaction involves a disposition of 445,359 shares of the issuer by The 2011 Forman Investment Trust to facilitate a re-investment of proceeds from such disposition into the equity interests of an investment fund that will invest from time to time in shares of the issuer, as previously disclosed by the issuer on May 27, 2020. Neither the reporting person nor The 2011 Forman Investment Trust exercises investment or voting control over the fund. F6 · shares: Total number of shares reported as sold by The 2011 Forman Investment Trust include 44,457 shares that were previously reported as acquired by The 2011 Forman Investment Trust on December 4, 2014, but were not subsequently included in the aggregate number of shares beneficially owned by The 2011 Forman Investment Trust. Read SEC document |
| March 26, 2020 Filed Mar 31, 2020 17:19 UTC | FS Multi-Alternative Income Fund FNNIX · Entity 141048 | PurchaseClass I Common Shares of Beneficial Interest | 30,320 | $10.95 | $332,004.00 |
DisclosureSEC source: 0001104659-20-041272 · tm2014313-3_4.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By FSMAIF SCV Feeder I LLC Disclosed balance after: 2,389,224 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:48 UTC | FS Multi-Alternative Income Fund FNNIX · Entity 141048 | PurchaseClass I Common Shares of Beneficial Interest | 39,124 | $12.78 | $500,004.72 |
DisclosureSEC source: 0001104659-19-076181 · tm1927441-3_4.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By FSMAIF SCV Feeder I LLC Disclosed balance after: 2,358,904 F1 · ownership.nature: The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. (d/b/a FS Investments) and FSMAIF SCV Feeder I LLC, a wholly-owned subsidiary of Franklin Square Holdings, L.P., that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 02:43 UTC | FS Investment Corp IV NONE · Entity 152998 | Disposition to issuerCommon Stock | 34,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-19-009746 · formanfsiciv-form4_121819.xml · nonDerivative · entry 1 Forman Michael C. · CIK 0001438253 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · MCFDA SCV LLC Disclosed balance after: 0 F1 · price: Disposed of in exchange for 47,397 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC. F2 · ownership.nature: All shares held by MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and Mr. Forman is the manager. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 02:42 UTC | FS KKR Capital Corp. II NONE · Entity 138043 | GrantCommon Stock | 47,397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-19-009744 · formanfskkrii-form4_121819.xml · nonDerivative · entry 2 Forman Michael C. · CIK 0001438253 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · MCFDA SCV LLC Disclosed balance after: 316,076 F2 · price: Received in exchange for 34,764 shares of FSIC IV common stock in connection with the closing of the mergers of FSK II, FSIC III, FSIC IV and CCT II pursuant to the Merger Agreement. F3 · ownership.nature: All shares held by MCFDA SCV LLC, which is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and Mr. Forman is the manager. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.