Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.HAPN · Entity 4526 | Director · CEO | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,462,774 |
Ending reported balance
After 2026-08-26 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-08-25 · Exercise / conversion · Acquired 13,151 · Balance 1,491,714 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2026-08-25 · Exercise / conversion · Acquired 8,045 · Balance 1,499,759 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2026-08-25 · Exercise / conversion · Acquired 6,621 · Balance 1,506,380 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2026-08-25 · Tax withholding · Disposed 14,856 · Balance 1,491,524 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Row 5 · 2026-08-26 · Sale · Disposed 28,750 · Balance 1,462,774 F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. F4: This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 26,302 |
Reported balance
After 2026-08-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-25 · Exercise / conversion · Disposed 13,151 · Balance 26,302 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 48,270 |
Reported balance
After 2026-08-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-25 · Exercise / conversion · Disposed 8,045 · Balance 48,270 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 66,209 |
Reported balance
After 2026-08-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-25 · Exercise / conversion · Disposed 6,621 · Balance 66,209 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer.
F4: This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: Not applicable.
F7: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F8: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2018 Filed Aug 28, 2018 22:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 34,404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026433 · form4.xml · derivative · entry 4 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,037 Underlying: Common Stock · 34,404 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:29 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 40,184 | $3.84 | $154,306.56 |
DisclosureSEC source: 0001127602-18-026433 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,359,863 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 46,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026433 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 34,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026433 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 12, 2018 Filed Aug 14, 2018 22:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 89,031 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-025339 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,220 Underlying: Common Stock · 89,031 shares Expires 2026-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vest as to 6.25% of the total shares quarterly, over a four-year period, beginning on May 12, 2016. Read SEC document |
| August 12, 2018 Filed Aug 14, 2018 22:17 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 44,142 | $3.69 | $162,883.98 |
DisclosureSEC source: 0001127602-18-025339 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319,001 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 12, 2018 Filed Aug 14, 2018 22:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 89,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-025339 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,363,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 46,641 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019278 · form4.xml · derivative · entry 6 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,628 Underlying: Common Stock · 46,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 34,404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019278 · form4.xml · derivative · entry 5 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,441 Underlying: Common Stock · 34,404 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:41 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 23,125 | $3.26 | $75,387.50 |
DisclosureSEC source: 0001127602-18-019278 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274,112 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:41 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 17,058 | $3.37 | $57,485.46 |
DisclosureSEC source: 0001127602-18-019278 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,237 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 46,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019278 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,314,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 34,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019278 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 12, 2018 Filed May 15, 2018 21:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 89,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017541 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,251 Underlying: Common Stock · 89,032 shares Expires 2026-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested 6.25% of the total shares quarterly, over a four-year period, beginning on May 12, 2016. Read SEC document |
| May 12, 2018 Filed May 15, 2018 21:17 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 44,143 | $3.32 | $146,554.76 |
DisclosureSEC source: 0001127602-18-017541 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233,250 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 12, 2018 Filed May 15, 2018 21:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 89,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017541 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,277,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · balance_after: Includes 2,500 shares acquired on May 10, 2018 under the LendingClub Corporation 2014 Employee Stock Purchase Plan. Read SEC document |
| February 25, 2018 Filed Feb 28, 2018 00:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 34,403 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008886 · form4.xml · derivative · entry 5 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,845 Underlying: Common Stock · 34,403 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 28, 2018 00:34 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 17,058 | $3.35 | $57,144.30 |
DisclosureSEC source: 0001127602-18-008886 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185,861 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2018 Filed Feb 28, 2018 00:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 34,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008886 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 00:34 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 746,269 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008886 · form4.xml · derivative · entry 4 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,269 Underlying: Common Stock · 746,269 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:34 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 228,441 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008886 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,441 Underlying: Common Stock · 228,441 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for 2017. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to vest as to 50% of the total shares on each of January 1, 2019 and January 1, 2020, subject to continued service through each vesting date. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for 2017. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to vest as to 50% of the total shares on each of January 1, 2019 and January 1, 2020, subject to continued service through each vesting date. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:08 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 89,031 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006152 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,283 Underlying: Common Stock · 89,031 shares Expires 2026-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vested 6.25% of the total shares quarterly, over a four-year period, beginning on May 12, 2016. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:08 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 45,400 | $3.75 | $170,250.00 |
DisclosureSEC source: 0001127602-18-006152 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,168,516 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:08 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 89,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006152 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 23:00 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 34,404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033391 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,248 Underlying: Common Stock · 34,404 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs are scheduled to vest 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 23:00 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 17,953 | $4.26 | $76,479.78 |
DisclosureSEC source: 0001127602-17-033391 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124,885 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 23:00 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 34,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033391 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 22:09 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionStock Option (right to buy) · Derivative | 73,700 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001127602-17-032211 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,360 Underlying: Common Stock · 73,700 shares Expires 2020-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 22:09 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 73,700 | $0.10 | $7,554.25 |
DisclosureSEC source: 0001127602-17-032211 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 22:09 UTC | Happen, Inc. LC · Entity 4526 | PurchaseCommon Stock | 11,000 | $4.17 | $45,852.40 |
DisclosureSEC source: 0001127602-17-032211 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034,734 F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $4.16 to $4.17. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:08 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 47,273 | $4.23 | $199,775.70 |
DisclosureSEC source: 0001127602-17-032081 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,734 F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $4.21 to $4.255. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 12, 2017 Filed Nov 14, 2017 22:08 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 89,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032081 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,314 Underlying: Common Stock · 89,032 shares Expires 2026-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The restricted stock units vested 6.25% of the total shares quarterly, over a four-year period, beginning on May 12, 2016. Read SEC document |
| November 12, 2017 Filed Nov 14, 2017 22:08 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 89,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032081 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · balance_after: Includes 2,051 shares acquired on November 10, 2017 under the LendingClub Corporation 2014 Employee Stock Purchase Plan. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 21:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001127602-17-030014 · form4.xml · derivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,268,060 Underlying: Common Stock · 40,000 shares Expires 2020-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested and exercisable Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 21:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 40,000 | $0.10 | $4,100.00 |
DisclosureSEC source: 0001127602-17-030014 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2017 Filed Aug 29, 2017 21:51 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 18,150 | $6.08 | $110,410.08 |
DisclosureSEC source: 0001127602-17-026663 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,924 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 21:51 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 34,404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026663 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,652 Underlying: Common Stock · 34,404 shares Expires 2017-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units are scheduled to vest 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 21:51 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 34,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026663 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 21:16 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 46,667 | $5.77 | $269,459.92 |
DisclosureSEC source: 0001127602-17-025669 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923,670 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.75 to $5.81. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 12, 2017 Filed Aug 15, 2017 21:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 89,031 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-025669 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979,346 Underlying: Common Stock · 89,031 shares Expires 2026-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units vested 6.25% of the total shares quarterly, over a four-year period, beginning on May 12, 2016. Read SEC document |
| August 12, 2017 Filed Aug 15, 2017 21:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 89,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-025669 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 26, 2017 Filed May 30, 2017 22:49 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 18,028 | $5.70 | $102,694.70 |
DisclosureSEC source: 0001127602-17-019763 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881,306 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.6301 to $5.715. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:49 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 34,403 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019763 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,056 Underlying: Common Stock · 34,403 shares Expires 2017-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:49 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 34,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019763 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| May 15, 2017 Filed May 16, 2017 22:19 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 45,970 | $5.89 | $270,859.84 |
DisclosureSEC source: 0001127602-17-018383 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,931 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.87 to $5.93. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. F4 · balance_after: Includes 1,485 shares acquired on May 10, 2017 under the LendingClub Corporation 2014 Employee Stock Purchase Plan. Read SEC document |
| May 12, 2017 Filed May 16, 2017 22:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 89,031 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018383 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,377 Underlying: Common Stock · 89,031 shares Expires 2026-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested 6.25% of the total shares quarterly, over a four-year period, beginning on May 12, 2016. Read SEC document |
| May 12, 2017 Filed May 16, 2017 22:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 89,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018383 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:48 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 550,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009041 · form4.xml · derivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,459 Underlying: Common Stock · 550,459 shares Expires 2017-02-24 F1 · derivative.exercise_date: Represents a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 00:03 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 33,669 | $6.74 | $226,787.65 |
DisclosureSEC source: 0001127602-17-006412 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,977,793 F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $6.715 to $6.75. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 23:35 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 46,138 | $6.18 | $285,257.41 |
DisclosureSEC source: 0001127602-16-067480 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,011,462 F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $6.155 to $6.2737. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: Includes 2,162 shares acquired on November 10, 2016 under the LendingClub Corporation 2014 Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.