Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.HAPN · Entity 4526 | Bank - Chief Lending Officer | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,255 |
Ending reported balance
After 2026-08-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-25 · Exercise / conversion · Acquired 21,034 · Balance 72,773 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2026-08-25 · Exercise / conversion · Acquired 6,179 · Balance 78,952 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2026-08-25 · Tax withholding · Disposed 13,697 · Balance 65,255 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 147,236 |
Reported balance
After 2026-08-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-25 · Exercise / conversion · Disposed 21,034 · Balance 147,236 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: The RSUs vested as to 33.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 61,795 |
Reported balance
After 2026-08-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-25 · Exercise / conversion · Disposed 6,179 · Balance 61,795 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 33.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2026 Filed Aug 27, 2026 22:10 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,179 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000184 · form4.xml · derivative · entry 5 Mattics Steven C · CIK 0001551764 · Bank - Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,795 Underlying: Common Stock · 6,179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:10 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 21,034 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000184 · form4.xml · derivative · entry 4 Mattics Steven C · CIK 0001551764 · Bank - Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,236 Underlying: Common Stock · 21,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:10 UTC | Happen, Inc. HAPN · Entity 4526 | Tax withholdingCommon Stock | 13,697 | $18.25 | $249,970.25 |
DisclosureSEC source: 0001409970-26-000184 · form4.xml · nonDerivative · entry 3 Mattics Steven C · CIK 0001551764 · Bank - Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,255 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:10 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionCommon Stock | 6,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000184 · form4.xml · nonDerivative · entry 2 Mattics Steven C · CIK 0001551764 · Bank - Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:10 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionCommon Stock | 21,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000184 · form4.xml · nonDerivative · entry 1 Mattics Steven C · CIK 0001551764 · Bank - Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2026 Filed May 27, 2026 23:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,179 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000075 · form4.xml · derivative · entry 5 Mattics Steven C · CIK 0001551764 · Bank - Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,974 Underlying: Common Stock · 6,179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2026 Filed May 27, 2026 23:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 84,134 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000075 · form4.xml · derivative · entry 4 Mattics Steven C · CIK 0001551764 · Bank - Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,270 Underlying: Common Stock · 84,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2026 Filed May 27, 2026 23:19 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 38,574 | $15.63 | $602,911.62 |
DisclosureSEC source: 0001409970-26-000075 · form4.xml · nonDerivative · entry 3 Mattics Steven C · CIK 0001551764 · Bank - Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,739 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2026 Filed May 27, 2026 23:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000075 · form4.xml · nonDerivative · entry 2 Mattics Steven C · CIK 0001551764 · Bank - Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2026 Filed May 27, 2026 23:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 84,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000075 · form4.xml · nonDerivative · entry 1 Mattics Steven C · CIK 0001551764 · Bank - Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 23:26 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 74,153 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000050 · form4.xml · derivative · entry 1 Mattics Steven C · CIK 0001551764 · Bank - Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,153 Underlying: Common Stock · 74,153 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.