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person · Reporting owner

CUMMINGS STEPHEN E

Disclosed activity across 2 companies

Tapewire entity
19043
SEC CIK
0001232066

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bank of N.T. Butterfield & Son LtdNTB · Entity 4406DirectorOctober 01, 2026October 05, 2026
NorthStar Asset Management Group Inc.NSAM · Entity 16244DirectorDecember 30, 2016January 05, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bank of N.T. Butterfield & Son Ltd

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary sharesSEC Table I · non-derivativeDirect1,178 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 1,178 · Balance 1,178

NorthStar Asset Management Group Inc.

Report date December 30, 2016 · Filed January 05, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect56,662 Reported balance After 2016-12-30 transaction · row 1
1 source row

Row 1 · 2016-12-30 · Grant · Acquired 8,043 · Balance 56,662

F1: These shares of common stock of NorthStar Asset Management Group Inc. (the "Company") were granted in connection with the reporting person's service on the Company's board of directors for 2016 pursuant to the Company's 2014 Omnibus Stock Incentive Plan, and are immediately vested. The amount of common stock was determined by dividing the fixed grant value of $120,000 by the closing price of the Company's common stock on the New York Stock Exchange on the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of common stock of NorthStar Asset Management Group Inc. (the "Company") were granted in connection with the reporting person's service on the Company's board of directors for 2016 pursuant to the Company's 2014 Omnibus Stock Incentive Plan, and are immediately vested. The amount of common stock was determined by dividing the fixed grant value of $120,000 by the closing price of the Company's common stock on the New York Stock Exchange on the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 21:34 UTC Bank of N.T. Butterfield & Son Ltd NTB · Entity 4406 GrantOrdinary shares 1,178 $59.42 $69,996.76
Disclosure

SEC source: 0001653242-26-000131 · wk-form4_1791236087.xml · nonDerivative · entry 1

CUMMINGS STEPHEN E · CIK 0001232066 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,178

Read SEC document
August 26, 2026 Filed Aug 28, 2026 01:07 UTC Bank of N.T. Butterfield & Son Ltd NTB · Entity 4406 GrantRestricted Stock Units - EDIP · Derivative 44 Not disclosed Not disclosed
Disclosure

SEC source: 0001653242-26-000109 · wk-form4_1787879262.xml · derivative · entry 1

CUMMINGS STEPHEN E · CIK 0001232066 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,239

Underlying: Ordinary shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting/settlement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting/settlement.

F2 · derivative.exercise_date: The restricted stock units vest 30 days after the grant date over two years, subject to continued service through each vesting period.

F3 · derivative.expiration_date: These restricted stock units do not expire; they either vest and settle or are forfeited/cancelled prior to the applicable vesting date.

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May 27, 2026 Filed May 29, 2026 18:01 UTC Bank of N.T. Butterfield & Son Ltd NTB · Entity 4406 GrantRestricted Stock Units - EDIP · Derivative 49 Not disclosed Not disclosed
Disclosure

SEC source: 0001653242-26-000046 · wk-form4_1780077668.xml · derivative · entry 1

CUMMINGS STEPHEN E · CIK 0001232066 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,531

Underlying: Ordinary shares · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting/settlement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting/settlement.

F2 · derivative.exercise_date: The restricted stock units vest 30 days after the grant date over two years, subject to continued service through each vesting period.

F3 · derivative.expiration_date: These restricted stock units do not expire; they either vest and settle or are forfeited/cancelled prior to the applicable vesting date.

Read SEC document
December 30, 2016 Filed Jan 5, 2017 00:15 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 GrantCommon Stock 8,043 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-000137 · t1700010_x1.xml · nonDerivative · entry 1

CUMMINGS STEPHEN E · CIK 0001232066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,662

F1 · price: These shares of common stock of NorthStar Asset Management Group Inc. (the "Company") were granted in connection with the reporting person's service on the Company's board of directors for 2016 pursuant to the Company's 2014 Omnibus Stock Incentive Plan, and are immediately vested. The amount of common stock was determined by dividing the fixed grant value of $120,000 by the closing price of the Company's common stock on the New York Stock Exchange on the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.