person · Reporting owner

Jafarnia Kamal

Disclosed activity across 9 companies

Tapewire entity: 19011
SEC CIK: 0001568076

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ASHFORD HOSPITALITY TRUST INCAHT · Entity 7629	Director	May 20, 2024	May 22, 2024
Bluerock High Income Institutional Credit FundIIMWX · Entity 32982	Trustee	October 01, 2026	October 02, 2026
Bluerock Homes Trust, Inc.BHM · Entity 6786	Director	January 01, 2026	January 05, 2026
Bluerock Private Real Estate FundBPRE · Entity 9002	Trustee	October 01, 2026	October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASHFORD HOSPITALITY TRUST INC

Report date May 20, 2024 · Filed May 22, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	42,951	Reported balance After 2024-05-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2024-05-20 · Grant · Acquired 20,000 · Balance 42,951 F1: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F2: The LTIP Unit awards reported herein were issued as an annual grant under the Issuer's 2021 Stock Incentive Plan in connection with the Reporting Person's continued service on the Issuer's Board of Directors. F3: Neither the LTIP Units nor the Common Units have an expiration date. F4: Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis as described in Amendment No. 5 to the Seventh Amended and Restated Agreement of the Limited Partnership dated December 13, 2017.
Common StockSEC Table I · non-derivative	Direct	23	Reported balance Holding disclosure · report date 2024-05-20 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 23
Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	23,962	Reported balance Holding disclosure · report date 2024-05-20 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 23,962 F4: Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis as described in Amendment No. 5 to the Seventh Amended and Restated Agreement of the Limited Partnership dated December 13, 2017. F3: Neither the LTIP Units nor the Common Units have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units.

F2: The LTIP Unit awards reported herein were issued as an annual grant under the Issuer's 2021 Stock Incentive Plan in connection with the Reporting Person's continued service on the Issuer's Board of Directors.

F3: Neither the LTIP Units nor the Common Units have an expiration date.

F4: Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis as described in Amendment No. 5 to the Seventh Amended and Restated Agreement of the Limited Partnership dated December 13, 2017.

Bluerock High Income Institutional Credit Fund

Report date October 01, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	1,092.199	Reported balance After 2026-10-01 transaction · row 1 1 source row Row 1 · 2026-10-01 · Other · Acquired 55.979 · Balance 1,092.199 F1: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually.

Bluerock Homes Trust, Inc.

Report date January 01, 2026 · Filed January 05, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
LTIP UnitsSEC Table II · derivative / convertible security	Direct	27,820	Reported balance After 2026-01-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-01-01 · Grant · Acquired 7,824 · Balance 27,820 F1: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Bluerock Private Real Estate Fund

Report date October 01, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	4,109.393	Reported balance After 2026-10-01 transaction · row 1 1 source row Row 1 · 2026-10-01 · Other · Acquired 221.533 · Balance 4,109.393 F1: Consists of shares granted in conjunction with the trustees' compensation plan.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of shares granted in conjunction with the trustees' compensation plan.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bluerock Residential Growth REIT, Inc.

Report date October 05, 2022 · Filed October 07, 2022

Section 16 reporting ended · disclosed 2022-10-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
LTIP UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2022-10-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2022-10-05 · Other · Disposed 20,982 · Balance 0 F1: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which Bluerock Residential Growth REIT, Inc. (the "Company") was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which Bluerock Residential Growth REIT, Inc. (the "Company") was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock.

GUGGENHEIM CREDIT INCOME FUND

Report date September 08, 2017 · Filed September 14, 2017

Section 16 reporting ended · disclosed 2017-09-14. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

GUGGENHEIM CREDIT INCOME FUND 2016 T

Report date September 08, 2017 · Filed September 14, 2017

Section 16 reporting ended · disclosed 2017-09-14. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

GUGGENHEIM CREDIT INCOME FUND 2019

Report date September 08, 2017 · Filed September 14, 2017

Section 16 reporting ended · disclosed 2017-09-14. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

GUGGENHEIM CREDIT INCOME FUND 2021

Report date September 08, 2017 · Filed September 14, 2017

Section 16 reporting ended · disclosed 2017-09-14. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 01, 2026 Filed Oct 2, 2026 21:57 UTC	Bluerock Private Real Estate Fund BPRE · Entity 9002	OtherCommon Shares of Beneficial Interest	221.533	$22.57	$5,000.00	Disclosure SEC source: 0001398344-26-017823 · fp0101248-5_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,109.393 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Read SEC document
October 01, 2026 Filed Oct 2, 2026 21:54 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherCommon Shares of Beneficial Interest	55.979	$22.33	$1,250.01	Disclosure SEC source: 0001398344-26-017818 · fp0101248-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,092.199 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:02 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	56.36	$22.18	$1,250.06	Disclosure SEC source: 0001398344-26-011653 · fp0099724-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,036.22 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
June 30, 2026 Filed Aug 27, 2026 22:28 UTC	Bluerock Private Real Estate Fund BPRE · Entity 9002	OtherCommon Shares of Beneficial Interest	378.12	$13.22	$4,998.75	Disclosure SEC source: 0001398344-26-015843 · fp0100656-6_4.xml · nonDerivative · entry 3 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,887.86 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Read SEC document
March 31, 2026 Filed Apr 6, 2026 21:42 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	56.21	$22.24	$1,250.11	Disclosure SEC source: 0001398344-26-006192 · fp0098273-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 959.46 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
March 31, 2026 Filed Aug 27, 2026 22:28 UTC	Bluerock Private Real Estate Fund BPRE · Entity 9002	OtherCommon Shares of Beneficial Interest	301.02	$16.61	$4,999.94	Disclosure SEC source: 0001398344-26-015843 · fp0100656-6_4.xml · nonDerivative · entry 2 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,457.29 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:32 UTC	Bluerock Homes Trust, Inc. BHM · Entity 6786	GrantLTIP Units · Derivative	7,824	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-26-000658 · tm261684-4_4seq1.xml · derivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,820 Underlying: Class A Common Stock · 7,824 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document
December 31, 2025 Filed Jan 14, 2026 22:04 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	54.49	$22.94	$1,250.00	Disclosure SEC source: 0001398344-26-000675 · fp0096838-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 829.77 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
December 31, 2025 Filed Aug 27, 2026 22:28 UTC	Bluerock Private Real Estate Fund BPRE · Entity 9002	OtherCommon Shares of Beneficial Interest	333.33	$15.00	$4,999.95	Disclosure SEC source: 0001398344-26-015843 · fp0100656-6_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,156.27 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Read SEC document
September 30, 2025 Filed Jan 21, 2026 20:13 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	54.0891	$23.11	$1,250.00	Disclosure SEC source: 0001398344-26-000966 · fp0095619-2_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 811.47 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
June 30, 2025 Filed Jul 2, 2025 17:48 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	53.8561	$23.21	$1,250.00	Disclosure SEC source: 0001398344-25-012598 · fp0094165-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 739.75 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
June 30, 2025 Filed Jul 2, 2025 18:41 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	192.0861	$26.03	$5,000.00	Disclosure SEC source: 0001398344-25-012617 · fp00941641-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,729.98 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
March 31, 2025 Filed Apr 3, 2025 23:43 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	53.8329	$23.22	$1,250.00	Disclosure SEC source: 0001398344-25-006609 · fp0092913-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 669.97 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
March 31, 2025 Filed Apr 3, 2025 23:40 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	187.6368	$26.61	$4,993.02	Disclosure SEC source: 0001398344-25-006605 · fp0092914-1_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,504.58 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:01 UTC	Bluerock Homes Trust, Inc. BHM · Entity 6786	GrantLTIP Units · Derivative	5,405	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-25-000764 · tm251690-2_4seq1.xml · derivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,996 Underlying: Class A Common Stock · 5,405 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document
December 31, 2024 Filed Jan 8, 2025 22:43 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	52.6537	$23.74	$1,250.00	Disclosure SEC source: 0001398344-25-000471 · fp0091608-1.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 602.503 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document
December 31, 2024 Filed Jan 8, 2025 22:38 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	186.6368	$26.79	$5,000.00	Disclosure SEC source: 0001398344-25-000464 · fp0091605-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,286.277 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
September 30, 2024 Filed Oct 2, 2024 19:48 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	53.396	$23.41	$1,250.00	Disclosure SEC source: 0001398344-24-018480 · fp0090413-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 533.41 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document
September 30, 2024 Filed Oct 2, 2024 19:26 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	180.3752	$27.72	$5,000.00	Disclosure SEC source: 0001398344-24-018466 · fp0090412-2_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,072.03 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:09 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	52.4549	$23.83	$1,250.00	Disclosure SEC source: 0001398344-24-012218 · fp0088942-1_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463.18 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:04 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	179.4688	$27.86	$5,000.00	Disclosure SEC source: 0001398344-24-012212 · fp0088941-2_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,866.84 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
May 20, 2024 Filed May 22, 2024 20:17 UTC	ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629	GrantSpecial Limited Partnership Units · Derivative	20,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001104659-24-064271 · tm2415144-2_4seq1.xml · derivative · entry 2 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,951 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F1 · derivative.exercise_price: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F2 · kind: The LTIP Unit awards reported herein were issued as an annual grant under the Issuer's 2021 Stock Incentive Plan in connection with the Reporting Person's continued service on the Issuer's Board of Directors. F2 · price: The LTIP Unit awards reported herein were issued as an annual grant under the Issuer's 2021 Stock Incentive Plan in connection with the Reporting Person's continued service on the Issuer's Board of Directors. F1 · derivative.exercise_date: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F3 · derivative.expiration_date: Neither the LTIP Units nor the Common Units have an expiration date. F1 · derivative.underlying: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F4 · derivative.underlying: Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis as described in Amendment No. 5 to the Seventh Amended and Restated Agreement of the Limited Partnership dated December 13, 2017. F1 · derivative.underlying_shares: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. Read SEC document
March 31, 2024 Filed Apr 2, 2024 19:33 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	52.13	$23.98	$1,250.08	Disclosure SEC source: 0001398344-24-006744 · fp0087777-1_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399.767 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document
March 31, 2024 Filed Apr 2, 2024 19:43 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	173.49	$28.82	$4,999.98	Disclosure SEC source: 0001398344-24-006752 · fp0087778-1_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,665.216 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
January 08, 2024 Filed Jan 10, 2024 19:38 UTC	Bluerock Homes Trust, Inc. BHM · Entity 6786	GrantLTIP Units · Derivative	5,185	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-24-002937 · tm242373-3_4seq1.xml · derivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,591 Underlying: Class A Common Stock · 5,185 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document
December 31, 2023 Filed Jan 4, 2024 22:06 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	53.1	$23.54	$1,249.97	Disclosure SEC source: 0001398344-24-000161 · fp0086455-2_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375.5 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document
December 31, 2023 Filed Jan 4, 2024 22:08 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	165.4	$30.23	$5,000.04	Disclosure SEC source: 0001398344-24-000163 · fp0086453-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,454.958 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:31 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	51.188	$24.42	$1,250.01	Disclosure SEC source: 0001398344-23-018923 · fp0085379-2_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:00 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	154.799	$32.30	$5,000.01	Disclosure SEC source: 0001398344-23-018915 · fp0085377-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
June 30, 2023 Filed Jul 5, 2023 22:26 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	53.169	$23.51	$1,250.00	Disclosure SEC source: 0001398344-23-012633 · fp0084053-6_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document
June 30, 2023 Filed Jul 5, 2023 22:10 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	149.209	$33.51	$4,999.99	Disclosure SEC source: 0001398344-23-012625 · fp0084053-2_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
May 09, 2023 Filed May 11, 2023 20:07 UTC	ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629	GrantSpecial Limited Partnership Units · Derivative	22,352	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001104659-23-059127 · tm2315456-3_4seq1.xml · derivative · entry 2 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,951 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F1 · derivative.exercise_price: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F2 · kind: The LTIP Unit awards reported herein were issued as an annual grant under the Issuer's 2021 Stock Incentive Plan in connection with the Reporting Person's continued service on the Issuer's Board of Directors. F2 · price: The LTIP Unit awards reported herein were issued as an annual grant under the Issuer's 2021 Stock Incentive Plan in connection with the Reporting Person's continued service on the Issuer's Board of Directors. F1 · derivative.exercise_date: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F3 · derivative.expiration_date: Neither the LTIP Units nor the Common Units have an expiration date. F1 · derivative.underlying: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F4 · derivative.underlying: Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis as described in Amendment No. 5 to the Seventh Amended and Restated Agreement of the Limited Partnership dated December 13, 2017. F1 · derivative.underlying_shares: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:57 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	52.279	$23.91	$1,249.99	Disclosure SEC source: 0001398344-23-007055 · fp0082968-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:28 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	146.8	$34.06	$5,000.01	Disclosure SEC source: 0001398344-23-007038 · fp0082965-1_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:44 UTC	Bluerock Homes Trust, Inc. BHM · Entity 6786	ConversionOP Units · Derivative	14,562	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-000993 · tm231472-6_4seq1.xml · derivative · entry 3 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,562 Underlying: Class A Common Stock · 14,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F3 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F3 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:44 UTC	Bluerock Homes Trust, Inc. BHM · Entity 6786	GrantLTIP Units · Derivative	3,303	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-000993 · tm231472-6_4seq1.xml · derivative · entry 2 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,406 Underlying: Class A Common Stock · 3,303 shares Expires not disclosed F2 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:44 UTC	Bluerock Homes Trust, Inc. BHM · Entity 6786	ConversionLTIP Units · Derivative	14,562	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-000993 · tm231472-6_4seq1.xml · derivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,103 Underlying: Class A Common Stock · 14,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. Read SEC document
December 31, 2022 Filed Jan 4, 2023 17:25 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	51	$24.51	$1,250.01	Disclosure SEC source: 0001398344-23-000125 · fp0081449-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document
December 31, 2022 Filed Jan 4, 2023 16:57 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	138.889	$36.00	$5,000.00	Disclosure SEC source: 0001398344-23-000120 · fp0081448-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:16 UTC	Bluerock Homes Trust, Inc. BHM · Entity 6786	GrantLTIP Units · Derivative	764	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-115501 · tm2229897d4_4.xml · derivative · entry 2 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,665 Underlying: Class A Common Stock · 764 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:16 UTC	Bluerock Homes Trust, Inc. BHM · Entity 6786	GrantLTIP Units · Derivative	5,339	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-115501 · tm2229897d4_4.xml · derivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,901 Underlying: Class A Common Stock · 5,339 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:35 UTC	Bluerock Residential Growth REIT, Inc. BRG · Entity 116907	OtherLTIP Units · Derivative	20,982	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-107261 · tm2227838-4_4seq1.xml · derivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,982 shares Expires not disclosed F1 · derivative.exercise_price: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which Bluerock Residential Growth REIT, Inc. (the "Company") was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F1 · kind: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which Bluerock Residential Growth REIT, Inc. (the "Company") was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F1 · price: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which Bluerock Residential Growth REIT, Inc. (the "Company") was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F1 · derivative.exercise_date: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which Bluerock Residential Growth REIT, Inc. (the "Company") was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F1 · derivative.expiration_date: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which Bluerock Residential Growth REIT, Inc. (the "Company") was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. Read SEC document
September 30, 2022 Filed Oct 4, 2022 00:43 UTC	Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982	OtherShares of Beneficial Interest, Class I Shares	49.801	$25.10	$1,250.01	Disclosure SEC source: 0001398344-22-019690 · fp0080058-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:45 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	130.412	$38.34	$5,000.00	Disclosure SEC source: 0001398344-22-019675 · fp0080057-3_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
June 30, 2022 Filed Jul 1, 2022 16:39 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	130.141	$38.42	$5,000.02	Disclosure SEC source: 0001398344-22-012802 · fp0077314_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document
May 10, 2022 Filed May 13, 2022 01:17 UTC	ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629	GrantSpecial Limited Partnership Units · Derivative	16,100	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001104659-22-059706 · tm2215434-5_4seq1.xml · derivative · entry 2 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,699 Underlying: Common Stock · Not disclosed shares Expires not disclosed F2 · security: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 5 discussing the convertibility of Common Units. F2 · derivative.exercise_price: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 5 discussing the convertibility of Common Units. F3 · kind: The LTIP Unit awards reported herein were issued as an annual grant under the Issuer's 2021 Stock Incentive Plan upon the Reporting Person's re-election to the Issuer's Board of Directors. F3 · price: The LTIP Unit awards reported herein were issued as an annual grant under the Issuer's 2021 Stock Incentive Plan upon the Reporting Person's re-election to the Issuer's Board of Directors. F2 · derivative.exercise_date: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 5 discussing the convertibility of Common Units. F4 · derivative.expiration_date: Neither the LTIP Units nor the Common Units have an expiration date. F2 · derivative.underlying: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 5 discussing the convertibility of Common Units. F5 · derivative.underlying: Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis as described in Amendment No. 5 to the Seventh Amended and Restated Agreement of the Limited Partnership dated December 13, 2017. F2 · derivative.underlying_shares: Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 5 discussing the convertibility of Common Units. F1 · balance_after: The shares shown have been adjusted to reflect the Issuer's reverse stock split of its outstanding shares of common stock on a 1-for-10 basis that occurred on July 16, 2021. Read SEC document
March 31, 2022 Filed Apr 4, 2022 16:26 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	85.2195	$36.67	$3,125.00	Disclosure SEC source: 0001398344-22-006884 · fp0074680_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $3,125 of Class I Shares per quarter, or $12,500 of Class I shares annually. Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:12 UTC	Bluerock Residential Growth REIT, Inc. BRG · Entity 116907	GrantLTIP Units · Derivative	3,546	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-001125 · tm221596-4_4seq1.xml · derivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,982 Underlying: Class A Common Stock · 3,546 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will be fully vested upon issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will be fully vested upon issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will be fully vested upon issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will be fully vested upon issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will be fully vested upon issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:14 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	90.6849	$34.46	$3,125.00	Disclosure SEC source: 0001398344-22-000099 · fp0071661_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $3,125 of Class I Shares per quarter, or $12,500 of Class I shares annually. Read SEC document
September 30, 2021 Filed Oct 1, 2021 16:04 UTC	Bluerock Private Real Estate Fund TIPWX · Entity 9002	OtherShares of Beneficial Interest, Class I Shares	96.6296	$32.34	$3,125.00	Disclosure SEC source: 0001398344-21-019520 · fp0069129_4.xml · nonDerivative · entry 1 Jafarnia Kamal · CIK 0001568076 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $3,125 of Class I Shares per quarter, or $12,500 of Class I shares annually. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.