Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | EVP & Chief Count Gov Svc Off | April 28, 2023 | May 01, 2023 |
| Envista Holdings CorpNVST · Entity 4007 | Chief Financial Officer | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date April 28, 2023 · Filed May 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,430.2546 |
Reported balance
After 2023-04-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-04-28 · Sale · Disposed 6,487 · Balance 10,430.2546 F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F2: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
Envista Holdings Corp
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 99,913 |
Reported balance
After 2026-08-25 transaction · row 1
1 source rowRow 1 · 2026-08-25 · Tax withholding · Disposed 10,885 · Balance 99,913 F1: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations applicable to the vesting of stock-settled Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations applicable to the vesting of stock-settled Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2020 Filed Feb 6, 2020 22:19 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 67,524 | $0.00 Strike: $157.24 | $0.00 |
DisclosureSEC source: 0001127602-20-004038 · form4.xml · derivative · entry 3 Hammes Eric D. · CIK 0001610493 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,524 Underlying: Common Stock · 67,524 shares Expires 2030-02-03 F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:19 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 1,674.555 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004038 · form4.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,070.4548 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:19 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 4,521.569 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004038 · form4.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,745.0098 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. . F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 04, 2020 Filed Feb 21, 2020 19:18 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 2,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006864 · form4a.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,653.0098 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 15:49 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,341 | $0.00 Strike: $78.72 | $0.00 |
DisclosureSEC source: 0001127602-19-031988 · form4.xml · derivative · entry 3 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,341 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 15:49 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,341 | $174.25 | $233,668.71 |
DisclosureSEC source: 0001127602-19-031988 · form4.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,179.2047 Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 15:49 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 1,341 | $78.72 | $105,563.52 |
DisclosureSEC source: 0001127602-19-031988 · form4.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,520.2047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 15:23 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-023366 · form4.xml · derivative · entry 3 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units will vest in equal installments on July 1, 2017 and July 1, 2019. F2 · derivative.expiration_date: The restricted stock units will vest in equal installments on July 1, 2017 and July 1, 2019. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 15:23 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 632 | $174.51 | $110,290.32 |
DisclosureSEC source: 0001127602-19-023366 · form4.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,147.2717 Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 15:23 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 1,384 | $174.51 | $241,521.84 |
DisclosureSEC source: 0001127602-19-023366 · form4.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,779.2717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 17:36 UTC | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 19,904 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-004429 · form4.xml · derivative · entry 3 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,904 Underlying: Common Stock · 19,904 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 17:36 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 1,027.152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004429 · form4.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,870.1369 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 1, 2016 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 17:36 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 3,486.455 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004429 · form4.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,897.2889 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 1, 2016 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 17:41 UTC Amendment | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 19,904 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-007043 · form4a.xml · derivative · entry 3 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,904 Underlying: Common Stock · 19,904 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 17:41 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 1,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007043 · form4a.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,282.2889 F1 · shares: On February 7, 2019, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2016 and 2017 performance shares awarded to the reporting person. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 17:41 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 3,486.455 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007043 · form4a.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,897.2889 Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 19:40 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,272 | $0.00 Strike: $54.11 | $0.00 |
DisclosureSEC source: 0001127602-18-027331 · form4.xml · derivative · entry 3 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,272 shares Expires 2019-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018 Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 19:40 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,272 | $216.00 | $274,752.00 |
DisclosureSEC source: 0001127602-18-027331 · form4.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,362.4498 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018 Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 19:40 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 1,272 | $54.11 | $68,827.92 |
DisclosureSEC source: 0001127602-18-027331 · form4.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,634.4498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:49 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 15,438 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-004583 · form4.xml · derivative · entry 3 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,438 Underlying: Common Stock · 15,438 shares Expires 2028-02-04 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:49 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004583 · form4.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,268.1302 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:49 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,846.895 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004583 · form4.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,330.1302 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 06, 2018 Filed Feb 21, 2018 16:42 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 15,438 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-007448 · form4a.xml · derivative · entry 3 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,438 Underlying: Common Stock · 15,438 shares Expires 2028-02-04 Read SEC document |
| February 06, 2018 Filed Feb 21, 2018 16:42 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007448 · form4a.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,252.1302 F1 · shares: On February 8, 2018, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2015 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| February 06, 2018 Filed Feb 21, 2018 16:42 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,846.895 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007448 · form4a.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,330.1302 Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 14:23 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 712 | $0.00 Strike: $77.18 | $0.00 |
DisclosureSEC source: 0001127602-17-026003 · form4.xml · derivative · entry 5 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 712 shares Expires 2018-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 14:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 712 | $206.66 | $147,144.98 |
DisclosureSEC source: 0001127602-17-026003 · form4.xml · nonDerivative · entry 4 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,465.5488 Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 14:23 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 712 | $77.18 | $54,952.16 |
DisclosureSEC source: 0001127602-17-026003 · form4.xml · nonDerivative · entry 3 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177.5488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 14:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 600 | $206.65 | $123,990.00 |
DisclosureSEC source: 0001127602-17-026003 · form4.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,465.5488 Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 14:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 116 | $206.65 | $23,971.25 |
DisclosureSEC source: 0001127602-17-026003 · form4.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,065.5488 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 15:55 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022694 · form4.xml · derivative · entry 3 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384 Underlying: Common Stock · 1,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units will vest in equal installments on July 1, 2017 and July 1, 2019. F2 · derivative.expiration_date: The restricted stock units will vest in equal installments on July 1, 2017 and July 1, 2019. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 15:55 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 668 | $208.19 | $139,070.92 |
DisclosureSEC source: 0001127602-17-022694 · form4.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,182 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 15:55 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 1,384 | $208.19 | $288,134.96 |
DisclosureSEC source: 0001127602-17-022694 · form4.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:33 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 12,882 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004752 · form4.xml · derivative · entry 3 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,882 Underlying: Common Stock · 12,882 shares Expires 2027-02-08 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:33 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004752 · form4.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340.6132 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:33 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,025.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004752 · form4.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,871.6132 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:25 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 12,882 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-007809 · form4a.xml · derivative · entry 3 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,882 Underlying: Common Stock · 12,882 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:25 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007809 · form4a.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,351.6132 F1 · shares: On February 9, 2017, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2014 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:25 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,025.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007809 · form4a.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,871.6132 Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 16:06 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 436 | $0.00 Strike: $84.78 | $0.00 |
DisclosureSEC source: 0001127602-16-069469 · form4.xml · derivative · entry 3 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 436 shares Expires 2017-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2016. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 16:06 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 436 | $174.00 | $75,864.00 |
DisclosureSEC source: 0001127602-16-069469 · form4.xml · nonDerivative · entry 2 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,825 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2016. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 16:06 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 436 | $84.78 | $36,964.08 |
DisclosureSEC source: 0001127602-16-069469 · form4.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2016. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 19:51 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 504 | $173.69 | $87,539.10 |
DisclosureSEC source: 0001127602-16-067164 · form4.xml · nonDerivative · entry 1 Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,825 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.