Hammes Eric D.

SEC source: 0001610493-26-000009 · wk-form4_1787862063.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,913

F1 · shares: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations applicable to the vesting of stock-settled Restricted Stock Units.

SEC source: 0001610493-26-000007 · wk-form4_1787256898.xml · derivative · entry 1

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,970

Underlying: Common Stock · 47,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Performance Share Units that will vest, if at all, based on certification of achievement of identified performance measures over a four-year performance period. The amount reported represents the amount of shares payable at target performance; the Reporting Person could earn 75%-125% of the amount reported depending on the level of performance achieved.

F1 · derivative.exercise_date: Consists of Performance Share Units that will vest, if at all, based on certification of achievement of identified performance measures over a four-year performance period. The amount reported represents the amount of shares payable at target performance; the Reporting Person could earn 75%-125% of the amount reported depending on the level of performance achieved.

F1 · derivative.expiration_date: Consists of Performance Share Units that will vest, if at all, based on certification of achievement of identified performance measures over a four-year performance period. The amount reported represents the amount of shares payable at target performance; the Reporting Person could earn 75%-125% of the amount reported depending on the level of performance achieved.

SEC source: 0001610493-26-000004 · wk-form4_1772227184.xml · derivative · entry 4

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,040

Underlying: Common Stock · 38,040 shares

Expires 2036-02-25

F4 · derivative.exercise_date: This Option will vest ratably on each anniversary of the date of grant over three years, subject to continued service through each such date.

SEC source: 0001610493-26-000004 · wk-form4_1772227184.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,225

Underlying: Common Stock · 29,225 shares

Expires not disclosed

F3 · derivative.exercise_price: Consists of Performance Share Units that will vest, if at all, based on certification of achievement of identified performance measures over a three-year performance period. The amount reported represents the amount of shares payable at target performance; the Reporting Person could earn 0%-200% of the amount reported depending on the level of performance achieved.

F3 · derivative.exercise_date: Consists of Performance Share Units that will vest, if at all, based on certification of achievement of identified performance measures over a three-year performance period. The amount reported represents the amount of shares payable at target performance; the Reporting Person could earn 0%-200% of the amount reported depending on the level of performance achieved.

F3 · derivative.expiration_date: Consists of Performance Share Units that will vest, if at all, based on certification of achievement of identified performance measures over a three-year performance period. The amount reported represents the amount of shares payable at target performance; the Reporting Person could earn 0%-200% of the amount reported depending on the level of performance achieved.

SEC source: 0001610493-26-000004 · wk-form4_1772227184.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,798

F2 · shares: Consists of RSUs that will vest ratably on each anniversary of the date of grant over three years, subject to continued service through each such date. Each RSU will convert on a 1-for-1 basis, in shares of the Issuer's common stock.

SEC source: 0001610493-26-000004 · wk-form4_1772227184.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,743

F1 · shares: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations applicable to the vesting of stock-settled Restricted Stock Units ("RSU").

SEC source: 0001610493-26-000002 · wk-form4_1770170652.xml · derivative · entry 1

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,119

Underlying: Common Stock · 1,119 shares

Expires not disclosed

F1 · derivative.exercise_price: The notional shares convert on a one-for-one basis.

F2 · derivative.exercise_date: Company contributions to the Excess Contribution Program ("ECP") consist of matching contributions (based on amounts the reporting person voluntary defers into the Envista Deferred Compensation Plan) and/or non-elective contributions. A participant vests in the matching contribution in the ECP made each year on the first anniversary after it is credited to the participant's account. A participant vests in the non-elective contribution in the ECP made each year on the later of the first anniversary after it is credited to the participant's account, or the date the participant has completed three years of service with Envista.

F2 · derivative.expiration_date: Company contributions to the Excess Contribution Program ("ECP") consist of matching contributions (based on amounts the reporting person voluntary defers into the Envista Deferred Compensation Plan) and/or non-elective contributions. A participant vests in the matching contribution in the ECP made each year on the first anniversary after it is credited to the participant's account. A participant vests in the non-elective contribution in the ECP made each year on the later of the first anniversary after it is credited to the participant's account, or the date the participant has completed three years of service with Envista.

F3 · derivative.underlying_shares: Represents the Company's annual contribution to the Envista stock fund (the "ECP Stock Fund") in the reporting person's ECP account. The Company contributions are deemed to be invested in a number of unfunded, notional shares of Envista common stock, calculated by dividing the contribution amount by the closing price of Envista common stock as reported on the NYSE as of the last day in January of the year in which the contribution is made.

F3 · balance_after: Represents the Company's annual contribution to the Envista stock fund (the "ECP Stock Fund") in the reporting person's ECP account. The Company contributions are deemed to be invested in a number of unfunded, notional shares of Envista common stock, calculated by dividing the contribution amount by the closing price of Envista common stock as reported on the NYSE as of the last day in January of the year in which the contribution is made.

F4 · balance_after: Consists of unfunded, notional shares of Envista common stock in the Envista stock fund of the reporting person's ECP account.

SEC source: 0001610493-25-000003 · wk-form4_1756325855.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,788

F1 · shares: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations applicable to the vesting of stock-settled Restricted Stock Units.

SEC source: 0001757073-25-000009 · wk-form4_1740695196.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,720

Underlying: Common Stock · 36,720 shares

Expires 2035-02-25

F3 · derivative.exercise_date: This Option will vest ratably on each anniversary of the date of grant over three years, subject to continued service through each such date.

SEC source: 0001757073-25-000009 · wk-form4_1740695196.xml · derivative · entry 2

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,995

Underlying: Common Stock · 28,995 shares

Expires not disclosed

F2 · derivative.exercise_price: Consists of Performance Share Units that will vest, if at all, based on certification of achievement of identified performance measures over a three-year performance period. The amount reported represents the amount of shares payable at target performance; the Reporting Person could earn 0%-200% of the amount reported depending on the level of performance achieved.

F2 · derivative.exercise_date: Consists of Performance Share Units that will vest, if at all, based on certification of achievement of identified performance measures over a three-year performance period. The amount reported represents the amount of shares payable at target performance; the Reporting Person could earn 0%-200% of the amount reported depending on the level of performance achieved.

F2 · derivative.expiration_date: Consists of Performance Share Units that will vest, if at all, based on certification of achievement of identified performance measures over a three-year performance period. The amount reported represents the amount of shares payable at target performance; the Reporting Person could earn 0%-200% of the amount reported depending on the level of performance achieved.

SEC source: 0001757073-25-000009 · wk-form4_1740695196.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,442

F1 · shares: Consists of Restricted Stock Units ("RSUs") that will vest ratably on each anniversary of the date of grant over three years, subject to continued service through each such date. Each RSU will convert on a 1-for-1 basis, in shares of the Issuer's common stock.

SEC source: 0001757073-24-000070 · wk-form4_1724793810.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,707

F1 · shares: Consists of Restricted Stock Units (" RSUs") that will vest as to 21,391 shares of Issuer's common stock on August 25, 2025 and as to 21,392 shares of Issuer's common stock on each of August 25, 2026 and 2027, subject to continued service through each such date. Each RSU will convert on a 1-for-1 basis, in shares of the Issuer's common stock.

SEC source: 0001757073-24-000068 · wk-form4_1723586463.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,532

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.26 to $16.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

SEC source: 0001127602-23-013826 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,430.2546

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

SEC source: 0001127602-23-004023 · form4.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,278

Underlying: Common Stock · 4,278 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F6 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023.

F6 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023.

SEC source: 0001127602-23-004023 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,692.8004

F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

SEC source: 0001127602-23-004023 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,204.5824

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

SEC source: 0001127602-23-006063 · form4a.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,622.1854

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

SEC source: 0001127602-22-022086 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,118.404

F1 · shares: The reporting person tendered 700 shares of common stock in an exchange offer conducted by 3M, pursuant to which shareholders were offered the opportunity to exchange their shares of common stock for 6.7713 shares of common stock of Garden SpinCo Corporation per share of 3M common stock tendered, subject to a proration factor. The shares of Garden SpinCo Corporation common stock were subsequently exchanged for shares of common stock of Neogen Corporation on a one for one basis, pursuant to the merger of a wholly owned subsidiary of Neogen with and into Garden SpinCo Corporation. On September 6, 2022, 3M announced a final proration factor of 7.346065% for the exchange offer.

F1 · price: The reporting person tendered 700 shares of common stock in an exchange offer conducted by 3M, pursuant to which shareholders were offered the opportunity to exchange their shares of common stock for 6.7713 shares of common stock of Garden SpinCo Corporation per share of 3M common stock tendered, subject to a proration factor. The shares of Garden SpinCo Corporation common stock were subsequently exchanged for shares of common stock of Neogen Corporation on a one for one basis, pursuant to the merger of a wholly owned subsidiary of Neogen with and into Garden SpinCo Corporation. On September 6, 2022, 3M announced a final proration factor of 7.346065% for the exchange offer.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

SEC source: 0001127602-22-022267 · form4a.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,767.404

F1 · shares: The reporting person tendered 700 shares of common stock in an exchange offer conducted by 3M. 51 shares were accepted based on the proration factor of 7.346065% for the exchange offer.

F1 · price: The reporting person tendered 700 shares of common stock in an exchange offer conducted by 3M. 51 shares were accepted based on the proration factor of 7.346065% for the exchange offer.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

SEC source: 0001127602-22-021267 · form4.xml · derivative · entry 10

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,290

Underlying: Common Stock · 3,145 shares

Expires 2023-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 9

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,818.404

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 8

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,838.404

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 7

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,938.404

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 6

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,989.404

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 5

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,194.404

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 4

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,692.404

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 3

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,792.404

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,999.404

SEC source: 0001127602-22-021267 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,963.404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-004038 · form4.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,079

Underlying: Common Stock · 3,079 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F6 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022

F6 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022

SEC source: 0001127602-22-004038 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,612.5186

F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

SEC source: 0001127602-22-004038 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,405.1096

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

SEC source: 0001127602-22-005832 · form4a.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · EVP & Chief Count Gov Svc Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,598.5476

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

SEC source: 0001127602-21-023023 · form4.xml · derivative · entry 7

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,139 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012).

SEC source: 0001127602-21-023023 · form4.xml · nonDerivative · entry 6

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131.2387

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

SEC source: 0001127602-21-023023 · form4.xml · nonDerivative · entry 5

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,037.2387

SEC source: 0001127602-21-023023 · form4.xml · nonDerivative · entry 4

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,071.2387

SEC source: 0001127602-21-023023 · form4.xml · nonDerivative · entry 3

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,270.2387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-023023 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131.2387

SEC source: 0001127602-21-023023 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,756.2387

SEC source: 0001127602-21-003854 · form4.xml · derivative · entry 4

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,543

Underlying: Common Stock · 20,543 shares

Expires 2031-02-01

F7 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

SEC source: 0001127602-21-003854 · form4.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

Underlying: Common Stock · 2,973 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F6 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

F6 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

SEC source: 0001127602-21-003854 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,622.1632

F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

SEC source: 0001127602-21-003854 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209.2302

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

SEC source: 0001127602-21-005749 · form4a.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,597.1882

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

SEC source: 0001127602-20-031926 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,778.297

F1 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

SEC source: 0001127602-20-015676 · form4.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,026 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-20-015676 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,801.2534

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

SEC source: 0001127602-20-015676 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,827.2534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.