Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AvePoint, Inc.AVPT · Entity 746 | Director · Chief Legal Officer | October 06, 2026 | October 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AvePoint, Inc.
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by Brian M. Brown Revocable Trust | 335,710 |
Reported balance
After 2026-10-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-06 · Sale · Disposed 28,894 · Balance 335,710 F1: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025. F2: The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
F2: The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2025 Filed Jul 25, 2025 10:36 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 35,000 | $18.74 | $655,900.00 |
DisclosureSEC source: 0001437749-25-023451 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,190,443 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| June 23, 2025 Filed Jun 24, 2025 20:02 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 35,000 | $18.23 | $638,050.00 |
DisclosureSEC source: 0001437749-25-021152 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,225,443 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 10:10 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,547 | $17.96 | $27,784.12 |
DisclosureSEC source: 0001437749-25-021079 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,260,443 F1 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 20:07 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 5,010 | $18.59 | $93,135.90 |
DisclosureSEC source: 0001437749-25-020631 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,261,990 F1 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:09 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,835 | $18.95 | $53,723.25 |
DisclosureSEC source: 0001437749-25-019849 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,267,000 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| June 01, 2025 Filed Jun 2, 2025 20:01 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 7,310 | $18.65 | $136,331.50 |
DisclosureSEC source: 0001437749-25-019150 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,269,835 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:01 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 35,000 | $18.19 | $636,650.00 |
DisclosureSEC source: 0001437749-25-018663 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,277,145 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| April 23, 2025 Filed Apr 25, 2025 20:03 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 35,000 | $15.11 | $528,850.00 |
DisclosureSEC source: 0001437749-25-013129 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,312,145 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| March 24, 2025 Filed Mar 25, 2025 21:46 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 35,000 | $15.40 | $539,000.00 |
DisclosureSEC source: 0001437749-25-009209 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,347,145 F3 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 21:46 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,547 | $15.05 | $23,282.35 |
DisclosureSEC source: 0001437749-25-009209 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,382,145 F1 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 20:30 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 22,169 | $14.66 | $324,997.54 |
DisclosureSEC source: 0001437749-25-008275 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,383,692 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · shares: Represents performance-based RSUs ("PRSUs") based upon two metrics: Annual recurring revenue compounded annual growth rate for the years 2025-2027 (70% weighted) and FY 2027 GAAP profitability (30% weighted). Actual payouts may represent 50% to 150% of granted value. These PRSUs will fully vest on March 14, 2028. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 20:30 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 66,507 | $14.66 | $974,992.62 |
DisclosureSEC source: 0001437749-25-008275 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,361,523 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 14, 2026, and the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 21:10 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 5,010 | $13.79 | $69,087.90 |
DisclosureSEC source: 0001437749-25-008040 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,295,016 F1 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 23:02 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 11,336 | $15.30 | $173,440.80 |
DisclosureSEC source: 0001437749-25-006708 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,300,026 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 22:24 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 7,310 | $14.94 | $109,211.40 |
DisclosureSEC source: 0001437749-25-006143 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,311,362 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| December 21, 2024 Filed Dec 26, 2024 21:03 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,547 | $17.89 | $27,675.83 |
DisclosureSEC source: 0001437749-24-038374 · rdgdoc.xml · nonDerivative · entry 4 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,318,672 F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F4 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:03 UTC | AvePoint, Inc. AVPT · Entity 746 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001437749-24-038374 · rdgdoc.xml · derivative · entry 6 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,502,767 Underlying: Common Stock · 30,000 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:03 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 1,480 | $17.76 | $26,284.80 |
DisclosureSEC source: 0001437749-24-038374 · rdgdoc.xml · nonDerivative · entry 5 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Zenaba, LLC Disclosed balance after: 4,440 F1 · shares: Under the business combination agreement and plan of reorganization with Apex Technology Acquisition Corporation, Inc. and the other parties thereto, as amended, if at any time from July 1, 2021 through July 1, 2028, AvePoint's closing stock price is greater than or equal to $17.50 over any 20 trading days within any 30 day trading day period ("Third Milestone"), certain holders of AvePoint common stock and certain holders of AvePoint options, including the Reporting Person, shall be issued up to 1,000,000 shares of AvePoint common stock in the aggregate. The price was determined to be the closing price on December 20, 2024, the date the Third Milestone was achieved. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:03 UTC | AvePoint, Inc. AVPT · Entity 746 | Exercise / conversionCommon Stock | 30,000 | $17.89 | $536,700.00 |
DisclosureSEC source: 0001437749-24-038374 · rdgdoc.xml · nonDerivative · entry 3 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,320,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:03 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 10,687 | $17.89 | $191,190.43 |
DisclosureSEC source: 0001437749-24-038374 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,290,219 F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 21:03 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 23,695 | $17.76 | $420,823.20 |
DisclosureSEC source: 0001437749-24-038374 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,300,906 F1 · shares: Under the business combination agreement and plan of reorganization with Apex Technology Acquisition Corporation, Inc. and the other parties thereto, as amended, if at any time from July 1, 2021 through July 1, 2028, AvePoint's closing stock price is greater than or equal to $17.50 over any 20 trading days within any 30 day trading day period ("Third Milestone"), certain holders of AvePoint common stock and certain holders of AvePoint options, including the Reporting Person, shall be issued up to 1,000,000 shares of AvePoint common stock in the aggregate. The price was determined to be the closing price on December 20, 2024, the date the Third Milestone was achieved. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 02:10 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 5,010 | $18.37 | $92,033.70 |
DisclosureSEC source: 0001437749-24-037674 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,277,211 F1 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:26 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 1,480 | $18.53 | $27,424.40 |
DisclosureSEC source: 0001437749-24-037361 · rdgdoc.xml · nonDerivative · entry 5 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Zenaba, LLC Disclosed balance after: 2,960 F2 · shares: Under the business combination agreement and plan of reorganization with Apex Technology Acquisition Corporation, Inc. and the other parties thereto, as amended, if at any time from July 1, 2021 through July 1, 2028, AvePoint's closing stock price is greater than or equal to $15.00 over any 20 trading days within any 30 day trading day period ("Second Milestone"), certain holders of AvePoint common stock and certain holders of AvePoint options, including the Reporting Person, shall be issued up to 1,000,000 shares of AvePoint common stock in the aggregate. The price was determined to be the closing price on December 9, 2024, the date the Second Milestone was achieved. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:26 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 1,480 | $18.22 | $26,965.60 |
DisclosureSEC source: 0001437749-24-037361 · rdgdoc.xml · nonDerivative · entry 4 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Zenaba, LLC Disclosed balance after: 1,480 F1 · shares: Under the business combination agreement and plan of reorganization with Apex Technology Acquisition Corporation, Inc. and the other parties thereto, as amended, if at any time from July 1, 2021 through July 1, 2028, AvePoint's closing stock price is greater than or equal to $12.50 over any 20 trading days within any 30 day trading day period ("First Milestone"), certain holders of AvePoint common stock and certain holders of AvePoint options, including the Reporting Person, shall be issued up to 1,000,000 shares of AvePoint common stock in the aggregate. The price was determined to be the closing price on December 3, 2024, the date the First Milestone was achieved. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:26 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 21,382 | $18.53 | $396,208.46 |
DisclosureSEC source: 0001437749-24-037361 · rdgdoc.xml · nonDerivative · entry 3 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,282,221 F3 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F4 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:26 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 23,697 | $18.53 | $439,105.41 |
DisclosureSEC source: 0001437749-24-037361 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,303,603 F2 · shares: Under the business combination agreement and plan of reorganization with Apex Technology Acquisition Corporation, Inc. and the other parties thereto, as amended, if at any time from July 1, 2021 through July 1, 2028, AvePoint's closing stock price is greater than or equal to $15.00 over any 20 trading days within any 30 day trading day period ("Second Milestone"), certain holders of AvePoint common stock and certain holders of AvePoint options, including the Reporting Person, shall be issued up to 1,000,000 shares of AvePoint common stock in the aggregate. The price was determined to be the closing price on December 9, 2024, the date the Second Milestone was achieved. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:26 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 23,710 | $18.22 | $431,996.20 |
DisclosureSEC source: 0001437749-24-037361 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,279,906 F1 · shares: Under the business combination agreement and plan of reorganization with Apex Technology Acquisition Corporation, Inc. and the other parties thereto, as amended, if at any time from July 1, 2021 through July 1, 2028, AvePoint's closing stock price is greater than or equal to $12.50 over any 20 trading days within any 30 day trading day period ("First Milestone"), certain holders of AvePoint common stock and certain holders of AvePoint options, including the Reporting Person, shall be issued up to 1,000,000 shares of AvePoint common stock in the aggregate. The price was determined to be the closing price on December 3, 2024, the date the First Milestone was achieved. Read SEC document |
| December 01, 2024 Filed Dec 2, 2024 21:29 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 7,310 | $17.65 | $129,021.50 |
DisclosureSEC source: 0001437749-24-036461 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,256,196 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 21, 2024 Filed Sep 23, 2024 22:56 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,547 | $11.94 | $18,471.18 |
DisclosureSEC source: 0001437749-24-029861 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,263,506 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 20:24 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 5,010 | $11.90 | $59,619.00 |
DisclosureSEC source: 0001437749-24-029297 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,265,053 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 20:51 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 7,310 | $11.55 | $84,430.50 |
DisclosureSEC source: 0001437749-24-028413 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,270,063 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| August 01, 2024 Filed Aug 1, 2024 21:28 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 20,000 | $10.78 | $215,600.00 |
DisclosureSEC source: 0001437749-24-024344 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,277,373 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 00:52 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 20,000 | $10.37 | $207,400.00 |
DisclosureSEC source: 0001437749-24-021835 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,297,373 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| June 21, 2024 Filed Jun 26, 2024 01:38 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,547 | $10.05 | $15,547.35 |
DisclosureSEC source: 0001437749-24-021213 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,317,373 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| June 13, 2024 Filed Jun 15, 2024 01:05 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 5,010 | $9.03 | $45,240.30 |
DisclosureSEC source: 0001437749-24-020419 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,318,920 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 23:20 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 20,000 | $9.05 | $181,000.00 |
DisclosureSEC source: 0001437749-24-019243 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,323,930 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 23:20 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 7,311 | $9.02 | $65,945.22 |
DisclosureSEC source: 0001437749-24-019243 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,343,930 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| May 01, 2024 Filed May 2, 2024 20:13 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 20,000 | $7.86 | $157,200.00 |
DisclosureSEC source: 0001437749-24-014373 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,351,240 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:08 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 20,000 | $7.74 | $154,894.00 |
DisclosureSEC source: 0001437749-24-010870 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,371,240 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 23:36 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,547 | $8.03 | $12,422.41 |
DisclosureSEC source: 0001437749-24-009079 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,391,240 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 01:10 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 20,039 | $7.85 | $157,306.15 |
DisclosureSEC source: 0001437749-24-007932 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,394,787 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 02:27 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 35,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-007035 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,414,826 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · shares: Represents performance-based RSUs based upon two metrics: FY25 GAAP Profitability and Non-GAAP Rule of 40. Actual payouts may represent 50% to 150% of granted value. These performance-based RSUs will vest 50% on March 5, 2026, and then 25% annually after, using FY25 as the performance period. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 02:27 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 100,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-007035 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,379,314 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 05, 2025, and the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 02:01 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 7,310 | $8.01 | $58,553.10 |
DisclosureSEC source: 0001437749-24-006506 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,278,778 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · kind: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 02:01 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 20,000 | $8.11 | $162,122.00 |
DisclosureSEC source: 0001437749-24-006506 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,286,088 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:44 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 20,000 | $7.78 | $155,600.00 |
DisclosureSEC source: 0001437749-24-003128 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,306,088 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:04 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 13,418 | $7.88 | $105,733.84 |
DisclosureSEC source: 0001437749-24-000617 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,326,088 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:04 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 6,582 | $7.99 | $52,590.18 |
DisclosureSEC source: 0001437749-24-000617 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,339,506 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:34 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,547 | $8.36 | $12,932.92 |
DisclosureSEC source: 0001437749-23-035256 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,346,088 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:50 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 15,000 | $8.47 | $127,050.00 |
DisclosureSEC source: 0001437749-23-034769 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,347,635 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.