Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AvePoint, Inc.AVPT · Entity 746 | Director · Chief Legal Officer | October 06, 2026 | October 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AvePoint, Inc.
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by Brian M. Brown Revocable Trust | 335,710 |
Reported balance
After 2026-10-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-06 · Sale · Disposed 28,894 · Balance 335,710 F1: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025. F2: The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
F2: The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2026 Filed Oct 8, 2026 20:56 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 28,894 | $15.15 | $437,744.10 |
DisclosureSEC source: 0001437749-26-032381 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · Held by Brian M. Brown Revocable Trust Disclosed balance after: 335,710 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025. F2 · ownership.nature: The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| September 30, 2026 Filed Oct 2, 2026 22:11 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 10,000 | $14.11 | $141,100.00 |
DisclosureSEC source: 0001437749-26-031922 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · Held by Brian M. Brown Revocable Trust Disclosed balance after: 364,604 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025. F2 · ownership.nature: The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:30 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 10,000 | $13.07 | $130,700.00 |
DisclosureSEC source: 0001437749-26-031239 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · Held by Brian M. Brown Revocable Trust Disclosed balance after: 374,604 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025. F2 · ownership.nature: The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| September 14, 2026 Filed Sep 15, 2026 20:52 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,875 | $13.60 | $25,500.00 |
DisclosureSEC source: 0001437749-26-030459 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339,643 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| September 11, 2026 Filed Sep 15, 2026 20:52 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 5,010 | $12.66 | $63,426.60 |
DisclosureSEC source: 0001437749-26-030459 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341,518 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| September 04, 2026 Filed Sep 9, 2026 23:01 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,834 | $13.43 | $38,060.62 |
DisclosureSEC source: 0001437749-26-030009 · rdgdoc.xml · nonDerivative · entry 3 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,528 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| September 04, 2026 Filed Sep 9, 2026 23:01 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 981 | $13.43 | $13,174.83 |
DisclosureSEC source: 0001437749-26-030009 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349,362 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| September 04, 2026 Filed Sep 9, 2026 23:01 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 277 | $13.43 | $3,720.11 |
DisclosureSEC source: 0001437749-26-030009 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,343 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| August 27, 2026 Filed Aug 28, 2026 23:40 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 60,000 | $14.20 | $852,000.00 |
DisclosureSEC source: 0001437749-26-029226 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · Held by Brian M. Brown Revocable Trust Disclosed balance after: 384,604 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025. F2 · ownership.nature: The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 21:16 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 10,000 | $13.30 | $133,000.00 |
DisclosureSEC source: 0001437749-26-029027 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · Held by Brian M. Brown Revocable Trust Disclosed balance after: 444,604 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025. F2 · ownership.nature: The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| July 29, 2026 Filed Jul 30, 2026 21:17 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 5,176 | $13.06 | $67,598.56 |
DisclosureSEC source: 0001437749-26-025102 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 809,664 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 4,824 | $13.08 | $63,097.92 |
DisclosureSEC source: 0001437749-26-025102 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 814,840 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| July 15, 2026 Filed Jul 16, 2026 20:33 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 31,631 | $13.18 | $416,896.58 |
DisclosureSEC source: 0001437749-26-023714 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 819,664 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| July 14, 2026 Filed Jul 16, 2026 20:33 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 8,369 | $13.00 | $108,797.00 |
DisclosureSEC source: 0001437749-26-023714 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 851,295 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 21:05 UTC | AvePoint, Inc. AVPT · Entity 746 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,492 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001437749-26-021461 · rdgdoc.xml · derivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,182,807 Underlying: Common Stock · 50,492 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 21:05 UTC | AvePoint, Inc. AVPT · Entity 746 | Exercise / conversionCommon Stock | 50,492 | $10.41 | $525,621.72 |
DisclosureSEC source: 0001437749-26-021461 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 859,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| June 12, 2026 Filed Jun 16, 2026 22:35 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,875 | $10.87 | $20,381.25 |
DisclosureSEC source: 0001437749-26-020836 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 809,172 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| June 12, 2026 Filed Jun 16, 2026 22:35 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 5,010 | $10.87 | $54,458.70 |
DisclosureSEC source: 0001437749-26-020836 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 811,047 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 22:28 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 278 | $10.74 | $2,985.72 |
DisclosureSEC source: 0001437749-26-020049 · rdgdoc.xml · nonDerivative · entry 3 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 816,057 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 22:28 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 981 | $10.74 | $10,535.94 |
DisclosureSEC source: 0001437749-26-020049 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 816,335 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 22:28 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,835 | $10.74 | $30,447.90 |
DisclosureSEC source: 0001437749-26-020049 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 817,316 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 21:31 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 27 | $10.89 | $294.03 |
DisclosureSEC source: 0001437749-26-019869 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 820,151 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 23:08 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,546 | $10.30 | $15,923.80 |
DisclosureSEC source: 0001437749-26-009654 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 820,178 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 00:49 UTC | AvePoint, Inc. AVPT · Entity 746 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,803 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001437749-26-008913 · rdgdoc.xml · derivative · entry 4 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,263,299 Underlying: Common Stock · 1,803 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 00:49 UTC | AvePoint, Inc. AVPT · Entity 746 | Exercise / conversionCommon Stock | 1,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-008913 · rdgdoc.xml · nonDerivative · entry 3 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 821,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, and March 18, 2025. Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 00:49 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 47,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-008913 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 819,921 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · shares: Represents performance-based RSUs ("PRSUs") based upon two metrics: Annual recurring revenue compounded annual growth rate for the years 2026-2028 (70% weighted) and FY 2028 GAAP profitability (30% weighted). Actual payouts may represent 50% to 200% of granted value. These PRSUs will fully vest upon certification of the actual payouts by the Issuer's Compensation Committee after the performance period ends. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, and March 18, 2025. Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 00:49 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 142,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-008913 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772,392 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 15, 2027, and the remaining RSUs will vest in 12 quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Each vesting event will occur on the 15th day of the applicable vesting month, or, if not a business day, the next business day. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, and March 18, 2025. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:54 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 7,499 | $10.43 | $78,214.57 |
DisclosureSEC source: 0001437749-26-008701 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 629,806 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:54 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 5,010 | $10.43 | $52,254.30 |
DisclosureSEC source: 0001437749-26-008701 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 637,305 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 21:53 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 12,899 | $11.29 | $145,629.71 |
DisclosureSEC source: 0001437749-26-007394 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 642,315 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 21:53 UTC | AvePoint, Inc. AVPT · Entity 746 | GrantCommon Stock | 11,107 | $11.29 | $125,398.03 |
DisclosureSEC source: 0001437749-26-007394 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 655,214 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Represents the additional shares of the Issuer's common stock to be received by the Reporting Person based on the performance conditions of the performance-based RSUs ("PRSUs") previously reported on the Form 4 filed with the Securities and Exchange Commission on March 18, 2025. Future vesting of the PRSUs is subject to their performance conditions as well as continuous employment by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 21:05 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 322 | $10.53 | $3,390.66 |
DisclosureSEC source: 0001437749-26-003366 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 644,107 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| December 30, 2025 Filed Jan 3, 2026 00:31 UTC | AvePoint, Inc. AVPT · Entity 746 | OtherCommon Stock | 928 | $13.97 | $12,964.16 |
DisclosureSEC source: 0001437749-26-000159 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 644,429 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: On December 30, 2025, MaivenPoint Pte. Ltd., a wholly-owned subsidiary of the Issuer ("MaivenPoint"), terminated its equity incentive plan. In connection with such termination, the Reporting Person received 928 RSUs in exchange for MaivenPoint options held by the Reporting Person. 62.5% of the RSUs will vest on February 4, 2026, and the remaining RSUs vest in five equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 22:57 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,547 | $13.94 | $21,565.18 |
DisclosureSEC source: 0001437749-25-038749 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 643,501 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 22:12 UTC | AvePoint, Inc. AVPT · Entity 746 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001437749-25-038040 · rdgdoc.xml · derivative · entry 3 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,265,102 Underlying: Common Stock · 21,000 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 22:12 UTC | AvePoint, Inc. AVPT · Entity 746 | Exercise / conversionCommon Stock | 21,000 | $13.89 | $291,690.00 |
DisclosureSEC source: 0001437749-25-038040 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 645,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · shares: This security represents options to purchase the Issuer's common stock granted to the Reporting person under the Issuer's 2016 Equity Incentive Plan that have been exercised. F4 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 22:12 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 5,010 | $13.89 | $69,588.90 |
DisclosureSEC source: 0001437749-25-038040 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 624,048 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 22:49 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,835 | $13.40 | $37,989.00 |
DisclosureSEC source: 0001437749-25-037290 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 629,058 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| October 24, 2025 Filed Oct 28, 2025 23:33 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 1,848 | $15.03 | $27,775.44 |
DisclosureSEC source: 0001437749-25-032044 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 631,893 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 20:41 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 679 | $15.49 | $10,517.71 |
DisclosureSEC source: 0001437749-25-029877 · rdgdoc.xml · nonDerivative · entry 3 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 633,741 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 20:41 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 16,054 | $15.53 | $249,318.62 |
DisclosureSEC source: 0001437749-25-029877 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 634,420 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 20:41 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 18,267 | $15.59 | $284,782.53 |
DisclosureSEC source: 0001437749-25-029877 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 650,474 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| September 22, 2025 Filed Sep 23, 2025 21:02 UTC | AvePoint, Inc. AVPT · Entity 746 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001437749-25-029749 · rdgdoc.xml · derivative · entry 3 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,286,102 Underlying: Common Stock · 30,000 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 22, 2025 Filed Sep 23, 2025 21:02 UTC | AvePoint, Inc. AVPT · Entity 746 | Exercise / conversionCommon Stock | 30,000 | $15.75 | $472,500.00 |
DisclosureSEC source: 0001437749-25-029749 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 668,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · shares: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised. F4 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| September 19, 2025 Filed Sep 23, 2025 21:02 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 1,547 | $15.67 | $24,241.49 |
DisclosureSEC source: 0001437749-25-029749 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 638,741 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 23:00 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 500,000 | $15.21 | $7,605,000.00 |
DisclosureSEC source: 0001437749-25-029636 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Brian M. Brown Revocable Trust Disclosed balance after: 640,288 F1 · shares: The reported sale of shares was made pursuant to the Company's secondary listing on the Singapore Exchange Securities Trading Limited ("SGX-ST") on September 18, 2025. The sale was executed to facilitate initial liquidity in connection with the SGX-ST listing. The reporting person undertook the transaction in accordance with Rule 144 and applicable insider trading policies. No shares were sold on NASDAQ in connection with this transaction. F2 · ownership.nature: The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2025 Filed Sep 16, 2025 21:27 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 5,010 | $15.61 | $78,206.10 |
DisclosureSEC source: 0001437749-25-029201 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,140,288 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| September 05, 2025 Filed Sep 9, 2025 20:08 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 2,835 | $16.27 | $46,125.45 |
DisclosureSEC source: 0001437749-25-028681 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,145,298 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:10 UTC | AvePoint, Inc. AVPT · Entity 746 | Tax withholdingCommon Stock | 7,310 | $16.36 | $119,591.60 |
DisclosureSEC source: 0001437749-25-028143 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,148,133 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 11:22 UTC | AvePoint, Inc. AVPT · Entity 746 | SaleCommon Stock | 35,000 | $15.47 | $541,450.00 |
DisclosureSEC source: 0001437749-25-027795 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,155,443 F1 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.