Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GUESS INCGES · Entity 68731 | Chief Financial Officer | March 14, 2022 | March 15, 2022 |
| Grove Collaborative Holdings, Inc.GROV · Entity 135 | Director | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GUESS INC
Report date March 14, 2022 · Filed March 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,198 |
Ending reported balance
After 2022-03-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-14 · Grant · Acquired 15,625 · Balance 73,606 F1: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria. Award was scheduled to vest in four equal installments upon achievement. Since criteria was met, one-fourth of the award (3,907 shares) vested on 3/14/2022, with the remaining three installments scheduled to vest on each Jan. 30 of 2023, 2024 and 2025. Row 2 · 2022-03-14 · Tax withholding · Disposed 1,408 · Balance 72,198 |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria. Award was scheduled to vest in four equal installments upon achievement. Since criteria was met, one-fourth of the award (3,907 shares) vested on 3/14/2022, with the remaining three installments scheduled to vest on each Jan. 30 of 2023, 2024 and 2025.
Grove Collaborative Holdings, Inc.
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 64,159 |
Reported balance
After 2026-08-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-27 · Grant · Acquired 64,159 · Balance 64,159 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F2: These RSUs will fully vest on the earlier of May 15, 2027 or the date of the 2027 Annual Meeting of Stockholders. F3: The RSUs have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock
F2: These RSUs will fully vest on the earlier of May 15, 2027 or the date of the 2027 Annual Meeting of Stockholders.
F3: The RSUs have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2026 Filed Aug 28, 2026 20:37 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 64,159 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841761-26-000078 · form4.xml · derivative · entry 1 Anderson Kathryn Low · CIK 0001795449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,159 Underlying: Class A Common Stock · 64,159 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F2 · derivative.exercise_date: These RSUs will fully vest on the earlier of May 15, 2027 or the date of the 2027 Annual Meeting of Stockholders. F3 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| May 15, 2026 Filed May 19, 2026 23:18 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 37,417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841761-26-000037 · form4.xml · derivative · entry 2 Anderson Kathryn Low · CIK 0001795449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,833 Underlying: Class A Common Stock · 37,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F2 · derivative.exercise_date: This award will vest with respect to one-third of the shares on the earlier of May 15, 2026 or the date of the 2026 Annual Meeting of Stockholders, one-third of the shares on the earlier of May 15, 2027 or the date of the 2027 Annual Meeting of Stockholders, and one-third of the shares on the earlier of May 15, 2028 or the date of the 2028 Annual Meeting of Stockholders. F3 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| May 15, 2026 Filed May 19, 2026 23:18 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 37,417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841761-26-000037 · form4.xml · nonDerivative · entry 1 Anderson Kathryn Low · CIK 0001795449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| August 22, 2025 Filed Aug 25, 2025 21:04 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 112,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-25-020913 · form4.xml · derivative · entry 1 Anderson Kathryn Low · CIK 0001795449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,250 Underlying: Class A Common Stock · 112,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F2 · derivative.exercise_date: This award will vest with respect to one-third of the shares on the earlier of May 15, 2026 or the date of the 2026 Annual Meeting of Stockholders, one-third of the shares on the earlier of May 15, 2027 or the date of the 2027 Annual Meeting of Stockholders, and one-third of the shares on the earlier of May 15, 2028 or the date of the 2028 Annual Meeting of Stockholders. F3 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 22:14 UTC | GUESS INC GES · Entity 68731 | Tax withholdingCommon Stock | 1,408 | $17.37 | $24,456.96 |
DisclosureSEC source: 0001062993-22-007786 · form4.xml · nonDerivative · entry 2 Anderson Kathryn Low · CIK 0001795449 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,198 Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 22:14 UTC | GUESS INC GES · Entity 68731 | GrantCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-007786 · form4.xml · nonDerivative · entry 1 Anderson Kathryn Low · CIK 0001795449 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,606 F1 · shares: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria. Award was scheduled to vest in four equal installments upon achievement. Since criteria was met, one-fourth of the award (3,907 shares) vested on 3/14/2022, with the remaining three installments scheduled to vest on each Jan. 30 of 2023, 2024 and 2025. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:01 UTC | GUESS INC GES · Entity 68731 | SaleCommon Stock | 8,260 | $24.60 | $203,196.00 |
DisclosureSEC source: 0001062993-21-012863 · form4.xml · nonDerivative · entry 1 Anderson Kathryn Low · CIK 0001795449 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,981 Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 22:30 UTC | GUESS INC GES · Entity 68731 | Tax withholdingCommon Stock | 5,972 | $23.64 | $141,178.08 |
DisclosureSEC source: 0001062993-21-012260 · form4.xml · nonDerivative · entry 1 Anderson Kathryn Low · CIK 0001795449 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,241 Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:14 UTC | GUESS INC GES · Entity 68731 | Tax withholdingCommon Stock | 6,047 | $16.89 | $102,133.83 |
DisclosureSEC source: 0001795449-20-000007 · edgar.xml · nonDerivative · entry 1 Anderson Kathryn Low · CIK 0001795449 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,213 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:17 UTC | GUESS INC GES · Entity 68731 | GrantEmployee Stock Option (right to buy) · Derivative | 95,743 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001795449-20-000005 · edgar.xml · derivative · entry 2 Anderson Kathryn Low · CIK 0001795449 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,743 Underlying: Common Stock · 95,743 shares Expires 2030-06-11 F1 · shares: Acquired pursuant to Issuer's employee equity plan. F2 · derivative.exercise_date: The option vests in four equal installments on June 11 of each 2021, 2022, 2023 and 2024. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 23:14 UTC | GUESS INC GES · Entity 68731 | GrantCommon Stock | 8,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001795449-20-000004 · edgar.xml · nonDerivative · entry 1 Anderson Kathryn Low · CIK 0001795449 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,260 F1 · shares: To further align executive officers interests with shareholders and to conserve cash in light of the impact of the COVID-19 pandemic, the GES Compensation Committee determined in April 2020 to pay certain fiscal 2020 annual cash incentive awards, including a portion of the award for Kathryn Anderson, in shares of GES common stock instead of cash. Accordingly, on April 27, 2020, Ms. Anderson received a number of fully-vested GES shares equal to a portion of her approved bonus for fiscal 2020, less applicable withholdings and deductions, divided by the closing price per share of GES common stock on April 27, 2020, which resulted in the grant of 8,260 shares. Ms. Anderson also received a $100,000 cash bonus payment for fiscal 2020 that was guaranteed pursuant to the terms of her offer letter Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 22:15 UTC | GUESS INC GES · Entity 68731 | GrantEmployee Stock Option (right to buy) · Derivative | 130,000 | $0.00 Strike: $19.15 | $0.00 |
DisclosureSEC source: 0001795449-19-000003 · edgar.xml · derivative · entry 2 Anderson Kathryn Low · CIK 0001795449 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2029-12-02 F1 · shares: Acquired pursuant to Issuer's employee equity incentive plan. F2 · derivative.exercise_date: The option vests in four equal installments on December 2nd of each 2020, 2021, 2022 and 2023. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 22:15 UTC | GUESS INC GES · Entity 68731 | GrantCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001795449-19-000003 · edgar.xml · nonDerivative · entry 1 Anderson Kathryn Low · CIK 0001795449 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 F1 · shares: Acquired pursuant to Issuer's employee equity incentive plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.