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Siebert Kevin Christopher

Disclosed activity across 1 company

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18505
SEC CIK
0001634069

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VIAVI SOLUTIONS INC.VIAV · Entity 3595SVP Gen. Counsel & SecretarySeptember 22, 2026September 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VIAVI SOLUTIONS INC.

Report date September 22, 2026 · Filed September 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect71,654 Ending reported balance After 2026-09-22 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-09-22 · Exercise / conversion · Acquired 15,909 · Balance 56,648

F1: Each stock unit converts upon vesting into one share of common stock.

Row 2 · 2026-09-22 · Tax withholding · Disposed 7,175 · Balance 49,473

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Row 3 · 2026-09-22 · Exercise / conversion · Acquired 23,148 · Balance 72,621

F1: Each stock unit converts upon vesting into one share of common stock.

Row 4 · 2026-09-22 · Tax withholding · Disposed 10,440 · Balance 62,181

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Row 5 · 2026-09-22 · Exercise / conversion · Acquired 17,256 · Balance 79,437

F1: Each stock unit converts upon vesting into one share of common stock.

Row 6 · 2026-09-22 · Tax withholding · Disposed 7,783 · Balance 71,654

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-09-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-22 · Exercise / conversion · Disposed 15,909 · Balance 0

F1: Each stock unit converts upon vesting into one share of common stock.

F3: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2023 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4: There are no expiration dates on MSUs.

Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct15,432 Reported balance After 2026-09-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-22 · Exercise / conversion · Disposed 23,148 · Balance 15,432

F1: Each stock unit converts upon vesting into one share of common stock.

F5: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2024 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4: There are no expiration dates on MSUs.

Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct23,012 Reported balance After 2026-09-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-09-22 · Exercise / conversion · Disposed 17,256 · Balance 23,012

F1: Each stock unit converts upon vesting into one share of common stock.

F6: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2025 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4: There are no expiration dates on MSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Each stock unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2023 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4: There are no expiration dates on MSUs.

F5: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2024 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2025 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 28, 2019 Filed Dec 2, 2019 21:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Units · Derivative 2,093 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000080 · wf-form4_157532162097561.xml · derivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657

Underlying: Common Stock · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2019 Filed Dec 2, 2019 21:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Units · Derivative 1,842 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000080 · wf-form4_157532162097561.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,528

Underlying: Common Stock · 1,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2019 Filed Dec 2, 2019 21:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 1,185 $15.21 $18,023.85
Disclosure

SEC source: 0000912093-19-000080 · wf-form4_157532162097561.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,914

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 28, 2019 Filed Dec 2, 2019 21:20 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 3,935 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000080 · wf-form4_157532162097561.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:19 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 12,662 $14.03 $177,647.86
Disclosure

SEC source: 0000912093-19-000052 · wf-form4_157004753501562.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,164

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.92 to $14.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 20:45 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionMarket Stock Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000041 · wf-form4_156987629955117.xml · derivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 20:45 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionMarket Stock Units · Derivative 10,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000041 · wf-form4_156987629955117.xml · derivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,334

Underlying: Common Stock · 10,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted in August 28, 2017 at 142.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 20:45 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionMarket Stock Units · Derivative 10,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000041 · wf-form4_156987629955117.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted in August 27, 2016 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 20:45 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 14,862 $14.24 $211,634.88
Disclosure

SEC source: 0000912093-19-000041 · wf-form4_156987629955117.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,826

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 20:45 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 32,951 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000041 · wf-form4_156987629955117.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:29 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 4,938 $13.79 $68,095.02
Disclosure

SEC source: 0000912093-19-000033 · wf-form4_156762895790294.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,737

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.62 to $13.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:47 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 GrantMarket Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000025 · wf-form4_156719801720355.xml · derivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2020 MSU Exhibit

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:47 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 GrantRestricted Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000025 · wf-form4_156719801720355.xml · derivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:47 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Units · Derivative 8,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000025 · wf-form4_156719801720355.xml · derivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,750

Underlying: Common Stock · 8,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:47 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Units · Derivative 1,843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000025 · wf-form4_156719801720355.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,370

Underlying: Common Stock · 1,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:47 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 3,039 $13.64 $41,451.96
Disclosure

SEC source: 0000912093-19-000025 · wf-form4_156719801720355.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,675

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:47 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 10,093 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000025 · wf-form4_156719801720355.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2019 Filed Aug 20, 2019 21:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 819 $14.27 $11,687.13
Disclosure

SEC source: 0000912093-19-000021 · wf-form4_156633700181582.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,621

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Unit · Derivative 1,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000021 · wf-form4_156633700181582.xml · derivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 505 $13.77 $6,953.85
Disclosure

SEC source: 0000912093-19-000021 · wf-form4_156633700181582.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,440

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 1,675 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000021 · wf-form4_156633700181582.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:22 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 901 $12.10 $10,902.10
Disclosure

SEC source: 0001567619-19-012721 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,270

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:27 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Units · Derivative 1,842 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012370 · doc1.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,213

Underlying: Common Stock · 1,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:27 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 555 $12.12 $6,726.60
Disclosure

SEC source: 0001567619-19-012370 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,171

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:27 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 1,842 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012370 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 21, 2019 Filed May 22, 2019 21:14 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 819 $12.68 $10,383.53
Disclosure

SEC source: 0001567619-19-011860 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,884

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.63 to $12.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:55 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Units · Derivative 1,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011713 · doc1.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

Underlying: Common Stock · 1,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:55 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 505 $12.80 $6,464.00
Disclosure

SEC source: 0001567619-19-011713 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,703

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:55 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 1,675 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011713 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:28 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 833 $13.23 $11,022.26
Disclosure

SEC source: 0001567619-19-006212 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,533

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.20 to $13.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 28, 2019 Filed Mar 1, 2019 22:10 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Units · Derivative 1,843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005838 · doc1.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,055

Underlying: Common Stock · 1,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

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February 28, 2019 Filed Mar 1, 2019 22:10 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 653 $13.13 $8,573.89
Disclosure

SEC source: 0001567619-19-005838 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,366

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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February 28, 2019 Filed Mar 1, 2019 22:10 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 1,843 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005838 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2019 Filed Feb 20, 2019 22:58 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 757 $13.15 $9,954.55
Disclosure

SEC source: 0001567619-19-005027 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,176

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:30 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Units · Derivative 1,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005016 · doc1.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350

Underlying: Common Stock · 1,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:30 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 593 $12.80 $7,590.40
Disclosure

SEC source: 0001567619-19-005016 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,933

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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February 17, 2019 Filed Feb 20, 2019 22:30 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 1,675 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005016 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 22:24 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 901 $10.00 $9,010.00
Disclosure

SEC source: 0001567619-18-007185 · doc1.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,851

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 22:24 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock · Derivative 1,842 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007185 · doc1.xml · derivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,898

Underlying: Common Stock · 1,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 22:24 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 555 $9.91 $5,500.05
Disclosure

SEC source: 0001567619-18-007185 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,752

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 22:24 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 1,842 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007185 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 23:24 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 819 $9.34 $7,649.46
Disclosure

SEC source: 0001567619-18-006804 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,465

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 23:14 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock · Derivative 1,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006801 · doc1.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,025

Underlying: Common Stock · 1,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 23:14 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 505 $9.99 $5,044.95
Disclosure

SEC source: 0001567619-18-006801 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,284

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 23:14 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionCommon Stock 1,675 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006801 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 20:33 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 SaleCommon Stock 14,259 $12.56 $179,137.24
Disclosure

SEC source: 0001567619-18-003753 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,114

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.50 to $12.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Unit · Derivative 7,259 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,667

Underlying: Common Stock · 7,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2017 at 99% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Unit · Derivative 8,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 8,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted in August 17, 2016 at 133.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Exercise / conversionRestricted Stock Unit · Derivative 13,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted in August 20, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC VIAVI SOLUTIONS INC. VIAV · Entity 3595 Tax withholdingCommon Stock 2,185 $11.34 $24,777.90
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,373

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.