person · Reporting owner
Siebert Kevin Christopher
Disclosed activity across 1 company
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Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VIAVI SOLUTIONS INC.VIAV · Entity 3595 | SVP Gen. Counsel & Secretary | September 22, 2026 | September 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VIAVI SOLUTIONS INC.
Report date September 22, 2026 · Filed September 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,654 |
Ending reported balance
After 2026-09-22 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-09-22 · Exercise / conversion · Acquired 15,909 · Balance 56,648 F1: Each stock unit converts upon vesting into one share of common stock. Row 2 · 2026-09-22 · Tax withholding · Disposed 7,175 · Balance 49,473 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 3 · 2026-09-22 · Exercise / conversion · Acquired 23,148 · Balance 72,621 F1: Each stock unit converts upon vesting into one share of common stock. Row 4 · 2026-09-22 · Tax withholding · Disposed 10,440 · Balance 62,181 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 5 · 2026-09-22 · Exercise / conversion · Acquired 17,256 · Balance 79,437 F1: Each stock unit converts upon vesting into one share of common stock. Row 6 · 2026-09-22 · Tax withholding · Disposed 7,783 · Balance 71,654 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-09-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-09-22 · Exercise / conversion · Disposed 15,909 · Balance 0 F1: Each stock unit converts upon vesting into one share of common stock. F3: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2023 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F4: There are no expiration dates on MSUs. |
| Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 15,432 |
Reported balance
After 2026-09-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-22 · Exercise / conversion · Disposed 23,148 · Balance 15,432 F1: Each stock unit converts upon vesting into one share of common stock. F5: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2024 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F4: There are no expiration dates on MSUs. |
| Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 23,012 |
Reported balance
After 2026-09-22 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-09-22 · Exercise / conversion · Disposed 17,256 · Balance 23,012 F1: Each stock unit converts upon vesting into one share of common stock. F6: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2025 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F4: There are no expiration dates on MSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit converts upon vesting into one share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2023 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
F4: There are no expiration dates on MSUs.
F5: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2024 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
F6: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2025 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2021 Filed Sep 1, 2021 00:07 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 631 | $16.67 | $10,518.77 |
DisclosureSEC source: 0001127602-21-024605 · form4.xml · nonDerivative · entry 2 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,661 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 28, 2021 Filed Sep 1, 2021 00:07 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 2,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024605 · form4.xml · nonDerivative · entry 1 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. Read SEC document |
| June 02, 2021 Filed Jun 2, 2021 20:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 2,340 | $17.39 | $40,692.60 |
DisclosureSEC source: 0000912093-21-000092 · wf-form4_162266704394940.xml · nonDerivative · entry 5 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,198 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 2,094 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-21-000092 · wf-form4_162266704394940.xml · derivative · entry 7 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,469 Underlying: Common Stock · 2,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F4 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 2,094 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-21-000092 · wf-form4_162266704394940.xml · derivative · entry 6 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,094 Underlying: Common Stock · 2,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F4 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 631 | $17.53 | $11,061.43 |
DisclosureSEC source: 0000912093-21-000092 · wf-form4_162266704394940.xml · nonDerivative · entry 4 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,538 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 2,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-21-000092 · wf-form4_162266704394940.xml · nonDerivative · entry 3 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 631 | $17.53 | $11,061.43 |
DisclosureSEC source: 0000912093-21-000092 · wf-form4_162266704394940.xml · nonDerivative · entry 2 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,075 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 2,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-21-000092 · wf-form4_162266704394940.xml · nonDerivative · entry 1 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 02:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 2,164 | $16.49 | $35,684.36 |
DisclosureSEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · nonDerivative · entry 5 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,612 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. Read SEC document |
| February 28, 2021 Filed Mar 3, 2021 02:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantPerformance Stock Units · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · derivative · entry 9 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F7 · derivative.exercise_date: This Award is a performance stock award subject to achievement of a stock price target. Units subject to the Award shall be earned when the average share price of the Company's common stock equals or exceeds $20 over a period of 90 consecutive calendar days at any time during the four year term of the Award. Once the performance condition is achieved, 50% of the Units subject to the Award shall vest immediately and the remaining 50% of the Units subject to the Award shall vest upon the earlier of (i) the first anniversary of achievement of the performance condition or (ii) the four year anniversary of the grant date. F8 · derivative.expiration_date: There are no expiration dates on PSUs. Read SEC document |
| February 28, 2021 Filed Mar 3, 2021 02:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Units · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · derivative · entry 8 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F6 · derivative.exercise_date: Units subject to the Award shall vest on the four year anniversary of the grant date. F5 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| February 28, 2021 Filed Mar 3, 2021 02:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 2,094 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · derivative · entry 7 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,563 Underlying: Common Stock · 2,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years. F5 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| February 28, 2021 Filed Mar 3, 2021 02:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 2,094 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · derivative · entry 6 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,188 Underlying: Common Stock · 2,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years. F5 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| February 28, 2021 Filed Mar 3, 2021 02:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 742 | $16.19 | $12,012.98 |
DisclosureSEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · nonDerivative · entry 4 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,776 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 28, 2021 Filed Mar 3, 2021 02:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 2,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · nonDerivative · entry 3 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 3, 2021 02:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 742 | $16.19 | $12,012.98 |
DisclosureSEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · nonDerivative · entry 2 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,424 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 28, 2021 Filed Mar 3, 2021 02:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 2,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · nonDerivative · entry 1 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 00:47 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 2,340 | $13.64 | $31,917.60 |
DisclosureSEC source: 0000912093-20-000124 · wf-form4_160687003114416.xml · nonDerivative · entry 3 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,072 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $13.57 to $13.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 28, 2020 Filed Dec 2, 2020 00:47 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 2,093 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000124 · wf-form4_160687003114416.xml · derivative · entry 5 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,657 Underlying: Common Stock · 2,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F5 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 28, 2020 Filed Dec 2, 2020 00:47 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 2,093 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000124 · wf-form4_160687003114416.xml · derivative · entry 4 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,282 Underlying: Common Stock · 2,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F5 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 28, 2020 Filed Dec 2, 2020 00:47 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,260 | $13.96 | $17,589.60 |
DisclosureSEC source: 0000912093-20-000124 · wf-form4_160687003114416.xml · nonDerivative · entry 2 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,412 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 28, 2020 Filed Dec 2, 2020 00:47 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 4,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000124 · wf-form4_160687003114416.xml · nonDerivative · entry 1 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 01:38 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 15,315 | $11.86 | $181,635.90 |
DisclosureSEC source: 0000912093-20-000078 · wf-form4_160142986715504.xml · nonDerivative · entry 3 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,486 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $11.74 to $11.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 01:38 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionMarket Stock Units · Derivative | 5,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000078 · wf-form4_160142986715504.xml · derivative · entry 6 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 5,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F8 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2019 at 69.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F6 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 01:38 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionMarket Stock Units · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000078 · wf-form4_160142986715504.xml · derivative · entry 5 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F7 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F6 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 01:38 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionMarket Stock Units · Derivative | 9,112 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000078 · wf-form4_160142986715504.xml · derivative · entry 4 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F5 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2017 at 124.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F6 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 01:38 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 8,245 | $11.56 | $95,312.20 |
DisclosureSEC source: 0000912093-20-000078 · wf-form4_160142986715504.xml · nonDerivative · entry 2 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,801 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 01:38 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 27,389 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000078 · wf-form4_160142986715504.xml · nonDerivative · entry 1 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 20:48 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 6,813 | $13.13 | $89,454.69 |
DisclosureSEC source: 0000912093-20-000068 · wf-form4_159925251141591.xml · nonDerivative · entry 1 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,476 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 23:30 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantMarket Stock Units · Derivative | 24,473 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · derivative · entry 7 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,473 Underlying: Common Stock · 24,473 shares Expires not disclosed F5 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit F6 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 23:30 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Units · Derivative | 24,473 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · derivative · entry 6 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,473 Underlying: Common Stock · 24,473 shares Expires not disclosed F4 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 23:30 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 8,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · derivative · entry 5 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,750 Underlying: Common Stock · 8,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 23:30 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 2,094 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · derivative · entry 4 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,375 Underlying: Common Stock · 2,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 23:30 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 1,843 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · derivative · entry 3 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 23:30 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 3,670 | $13.21 | $48,480.70 |
DisclosureSEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · nonDerivative · entry 2 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,289 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 23:30 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 12,187 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · nonDerivative · entry 1 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 23:25 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 2,200 | $12.37 | $27,214.00 |
DisclosureSEC source: 0000912093-20-000044 · wf-form4_159131310508704.xml · nonDerivative · entry 1 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,772 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:09 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 2,094 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000038 · wf-form4_159104574442621.xml · derivative · entry 6 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,469 Underlying: Common Stock · 2,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:09 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 1,842 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000038 · wf-form4_159104574442621.xml · derivative · entry 5 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,843 Underlying: Common Stock · 1,842 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:09 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 631 | $11.52 | $7,269.12 |
DisclosureSEC source: 0000912093-20-000038 · wf-form4_159104574442621.xml · nonDerivative · entry 4 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,972 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:09 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 2,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000038 · wf-form4_159104574442621.xml · nonDerivative · entry 3 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:09 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 555 | $11.52 | $6,393.60 |
DisclosureSEC source: 0000912093-20-000038 · wf-form4_159104574442621.xml · nonDerivative · entry 2 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,509 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:09 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 1,842 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000038 · wf-form4_159104574442621.xml · nonDerivative · entry 1 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 21:52 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 2,034 | $13.51 | $27,479.34 |
DisclosureSEC source: 0000912093-20-000019 · wf-form4_158335874328492.xml · nonDerivative · entry 1 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,222 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 2,094 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000017 · wf-form4_158327024873326.xml · derivative · entry 4 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,563 Underlying: Common Stock · 2,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 1,843 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000017 · wf-form4_158327024873326.xml · derivative · entry 3 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,685 Underlying: Common Stock · 1,843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,395 | $13.19 | $18,400.05 |
DisclosureSEC source: 0000912093-20-000017 · wf-form4_158327024873326.xml · nonDerivative · entry 2 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,256 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:17 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 3,937 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000017 · wf-form4_158327024873326.xml · nonDerivative · entry 1 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:47 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 2,200 | $14.43 | $31,746.00 |
DisclosureSEC source: 0000912093-19-000087 · wf-form4_157558242524415.xml · nonDerivative · entry 1 Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,714 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.