Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRAIL, Inc.GRAL · Entity 4122 | Chief Financial Officer | October 05, 2026 | October 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRAIL, Inc.
Report date October 05, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 225,364 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Sale · Disposed 23,619 · Balance 225,364 F1: Represents automatic 'sell-to-cover' transactions by an executing broker to cover withholding taxes upon award vesting and share delivery. The price reported in Column 4 is a weighted average price calculated by the broker executing these transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents automatic 'sell-to-cover' transactions by an executing broker to cover withholding taxes upon award vesting and share delivery. The price reported in Column 4 is a weighted average price calculated by the broker executing these transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2026 Filed Oct 7, 2026 22:36 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 23,619 | $146.39 | $3,457,585.41 |
DisclosureSEC source: 0001628280-26-065364 · wk-form4_1791412579.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,364 F1 · price: Represents automatic 'sell-to-cover' transactions by an executing broker to cover withholding taxes upon award vesting and share delivery. The price reported in Column 4 is a weighted average price calculated by the broker executing these transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 20:37 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 521 | $95.00 | $49,495.00 |
DisclosureSEC source: 0001628280-26-063234 · wk-form4_1790195828.xml · nonDerivative · entry 3 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 248,983 F1 · acquired: The sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2025 Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 20:37 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 1,800 | $93.92 | $169,048.08 |
DisclosureSEC source: 0001628280-26-063234 · wk-form4_1790195828.xml · nonDerivative · entry 2 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 249,504 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.89 to $94.33 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price within the range set forth in this footnote F1 · acquired: The sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2025 Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 20:37 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 1,779 | $92.26 | $164,136.05 |
DisclosureSEC source: 0001628280-26-063234 · wk-form4_1790195828.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 251,304 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.19 to $93.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price within the range set forth in this footnote F1 · acquired: The sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan adopted on December 11, 2025 Read SEC document |
| August 27, 2026 Filed Sep 1, 2026 00:07 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 7,900 | $85.01 | $671,579.00 |
DisclosureSEC source: 0001628280-26-059681 · wk-form4_1788221238.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 253,083 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.11 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price within the range set forth in this footnote. F2 · balance_after: Includes 314 shares acquired under the Company's ESPP purchased on May 14, 2026. Read SEC document |
| April 08, 2026 Filed Apr 9, 2026 22:58 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 45,806 | $49.92 | $2,286,525.59 |
DisclosureSEC source: 0001628280-26-024551 · wk-form4_1775775505.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,669 F1 · price: Represents automatic 'sell-to-cover' transactions by an executing broker to cover withholding taxes upon award vesting and share delivery. The price reported in Column 4 is a weighted average price calculated by the broker executing these transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| March 09, 2026 Filed Mar 10, 2026 01:36 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 85 | $46.74 | $3,972.90 |
DisclosureSEC source: 0001628280-26-016218 · wk-form4_1773106564.xml · nonDerivative · entry 3 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,475 F1 · price: Represents automatic 'sell-to-cover' transactions by an executing broker to cover withholding taxes upon award vesting and share delivery. The price reported in Column 4 is a weighted average price calculated by the broker executing these transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| March 09, 2026 Filed Mar 10, 2026 01:36 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 2,407 | $47.93 | $115,367.51 |
DisclosureSEC source: 0001628280-26-016218 · wk-form4_1773106564.xml · nonDerivative · entry 2 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,560 F1 · price: Represents automatic 'sell-to-cover' transactions by an executing broker to cover withholding taxes upon award vesting and share delivery. The price reported in Column 4 is a weighted average price calculated by the broker executing these transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| March 05, 2026 Filed Mar 10, 2026 01:36 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 655 | $53.01 | $34,721.55 |
DisclosureSEC source: 0001628280-26-016218 · wk-form4_1773106564.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 308,967 F1 · price: Represents automatic 'sell-to-cover' transactions by an executing broker to cover withholding taxes upon award vesting and share delivery. The price reported in Column 4 is a weighted average price calculated by the broker executing these transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 01:45 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 438 | $51.86 | $22,715.16 |
DisclosureSEC source: 0001628280-26-014331 · wk-form4_1772588751.xml · nonDerivative · entry 3 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,622 F2 · price: Represents automatic sell-to-cover transactions by an executing broker to cover withholding taxes upon award vesting and share delivery. The price reported in Column 4 is a weighted average price calculated by the broker executing these transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 01:45 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 9,135 | $50.09 | $457,529.22 |
DisclosureSEC source: 0001628280-26-014331 · wk-form4_1772588751.xml · nonDerivative · entry 2 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,060 F2 · price: Represents automatic sell-to-cover transactions by an executing broker to cover withholding taxes upon award vesting and share delivery. The price reported in Column 4 is a weighted average price calculated by the broker executing these transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| February 27, 2026 Filed Mar 4, 2026 01:45 UTC | GRAIL, Inc. GRAL · Entity 4122 | GrantCommon Stock | 60,118 | $53.23 | $3,200,081.14 |
DisclosureSEC source: 0001628280-26-014331 · wk-form4_1772588751.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,195 F1 · shares: Represents an award of 60,118 restricted stock units ("RSUs") which will vest in four substantially equal annual installments, beginning on February 28, 2027, subject to the awardee's continuing to be a service provider on such date. Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs will be settled in common stock upon vesting. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 21:12 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 25,000 | $99.15 | $2,478,817.50 |
DisclosureSEC source: 0001628280-25-055598 · wk-form4_1764969141.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,077 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.76 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price within the range set forth in this footnote. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 21:08 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 1,697 | $79.20 | $134,402.40 |
DisclosureSEC source: 0001628280-25-053171 · wk-form4_1763586493.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,077 F1 · price: Represents automatic sell-to-cover transactions by an executing broker to cover withholding taxes upon award vesting and share delivery. The price reported in Column 4 is a weighted average price calculated by the broker executing these transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. F2 · balance_after: Includes 641 shares acquired under the Company's ESPP purchased on November 14, 2025. F3 · balance_after: Adjusted to reduce the reported holdings by 10 shares of Common Stock to correct an inadvertent error in Column 4 of the Form 4 filed on August 19, 2025. Read SEC document |
| August 19, 2025 Filed Aug 20, 2025 20:23 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 877 | $32.02 | $28,081.54 |
DisclosureSEC source: 0001699031-25-000173 · wk-form4_1755721377.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,143 F1 · price: The price reported in Column 4 is a weighted average price calculated by the broker executing the sell-to-cover transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| July 15, 2025 Filed Jul 17, 2025 21:44 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 8,000 | $38.93 | $311,440.00 |
DisclosureSEC source: 0001699031-25-000152 · wk-form4_1752788654.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 286,020 F1 · acquired: The sale transaction reported in this Form 4 is made pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2025. Read SEC document |
| May 02, 2025 Filed May 6, 2025 00:46 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 41,150 | $33.93 | $1,396,219.50 |
DisclosureSEC source: 0001699031-25-000101 · wk-form4_1746492379.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,020 F1 · price: The price reported in Column 4 is a weighted average price calculated by the broker executing the sell-to-cover transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| March 11, 2025 Filed Apr 3, 2025 20:45 UTC Amendment | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 1,816 | $31.20 | $56,659.20 |
DisclosureSEC source: 0001699031-25-000068 · wk-form4a_1743713099.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,170 F1 · date: This amendment is filed to correct the date of the transaction reported in the original Form 4. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker executing the sell-to-cover transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| March 07, 2025 Filed Mar 12, 2025 20:04 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 1,816 | $31.20 | $56,659.20 |
DisclosureSEC source: 0001699031-25-000055 · wk-form4_1741809857.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,170 F1 · price: The price reported in Column 4 is a weighted average price calculated by the broker executing the sell-to-cover transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| March 05, 2025 Filed Mar 6, 2025 21:30 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 521 | $41.51 | $21,626.71 |
DisclosureSEC source: 0001699031-25-000053 · wk-form4_1741296612.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 336,986 F1 · price: The price reported in Column 4 is a weighted average price calculated by the broker executing the sell-to-cover transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 22:21 UTC | GRAIL, Inc. GRAL · Entity 4122 | GrantCommon Stock | 69,230 | $28.84 | $1,996,593.20 |
DisclosureSEC source: 0001699031-25-000012 · wk-form4_1738707709.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,507 F1 · shares: Represents an award of 69,230 restricted stock units ("RSUs") which will vest in three substantially equal annual installments, beginning on February 28, 2026, subject to the awardee's continued service through such date. Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs will be settled in common stock upon vesting. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 21:06 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 30,452 | $14.02 | $426,937.04 |
DisclosureSEC source: 0001628280-24-048416 · wk-form4_1732050366.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,277 F1 · price: The price reported in Column 4 is a weighted average price calculated by the broker executing the sell-to-cover transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| October 03, 2024 Filed Oct 8, 2024 00:34 UTC | GRAIL, Inc. GRAL · Entity 4122 | GrantCommon Stock | 45,840 | $12.57 | $576,208.80 |
DisclosureSEC source: 0001628280-24-042469 · wk-form4_1728347666.xml · nonDerivative · entry 2 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,729 F2 · shares: Represents an award of 45,840 RSUs which will vest and become payable on October 3, 2026, subject to the awardee's continuing to be a service provider on such date. Read SEC document |
| October 03, 2024 Filed Oct 8, 2024 00:34 UTC | GRAIL, Inc. GRAL · Entity 4122 | GrantCommon Stock | 79,460 | $12.57 | $998,812.20 |
DisclosureSEC source: 0001628280-24-042469 · wk-form4_1728347666.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,889 F1 · shares: Represents an award of 79,460 restricted stock units ("RSUs") which will vest and become payable on April 3, 2026, subject to the awardee's continuing to be a service provider on such date. Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs will be settled in common stock upon vesting. Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 20:02 UTC | GRAIL, Inc. GRAL · Entity 4122 | SaleCommon Stock | 15,641 | $16.25 | $254,120.89 |
DisclosureSEC source: 0001628280-24-038211 · wk-form4_1724356940.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,429 F1 · price: The price reported in Column 4 is a weighted average price calculated by the broker executing the sell-to-cover transactions. These shares were sold as part of a block trade in multiple transactions, and the Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 20:52 UTC | GRAIL, Inc. GRAL · Entity 4122 | GrantCommon Stock | 187,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-030867 · wk-form4_1719953564.xml · nonDerivative · entry 1 Freidin Aaron · CIK 0002024196 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,070 F1 · date: On June 24, 2024, Illumina, Inc. (Illumina) completed a pro rata spin-off distribution (the Distribution) of 85.5% of the outstanding shares of the Issuer to the holders of record of Illumina common stock as of June 13, 2024 (the Record Date). In connection with the Distribution, pursuant to the terms of the Employee Matters Agreement, dated as of June 21, 2024, by and between Illumina and the Issuer (the EMA), all outstanding cash-based equity appreciation incentive awards held by the Reporting Person were equitably adjusted and converted into equity-based awards with respect to the common stock of the Issuer, with such equitable adjustments determined based on the value of the award at the time of the Distribution (determined in accordance with the EMA) compared to the market capitalization of the Issuer for the four trading days following the Distribution. F2 · shares: Represents the grant of restricted stock units (RSUs) of the Issuer upon the conversion of cash-based equity appreciation incentive awards held by the Reporting Person as of the Distribution in connection with the Distribution, in accordance with the terms of the EMA. The RSUs were granted pursuant to the GRAIL, Inc. 2024 Incentive Award Plan in a manner intended to preserve the aggregate intrinsic value of the underlying cash-based equity appreciation incentive awards, on generally the same terms and conditions as applied to the cash-based equity appreciation incentive awards prior to the Distribution (including vesting and payment schedules). F3 · shares: Includes (i) 29,219 RSUs that vest on August 18, 2024, (ii) 56,899 RSUs that vest on November 16, 2024 (iii)1,260 RSUs that vest on March 4, 2025, (iv) 4,668 RSUs that vest on March 6, 2025, (v) 79,966 RSUs that vest on April 30, 2025, (vi) 1,703 RSUs that vest on August 18, 2025, (vii) 3,322 RSUs that vest on November 16, 2025, (viii) 1,261 RSUs that vest on March 4, 2026, (ix) 4,669 RSUs that vest on March 6, 2026 and (x) 4,669 RSUs that vest on March 6, 2027. Each RSU represents the right to receive, at settlement upon vesting, one share of common stock. F4 · balance_after: Includes 1,434 shares of the common stock of the Issuer received in connection with the Distribution in respect of Illumina common stock held as of the Record Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.