Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| New ERA Energy & Digital, Inc.NUAI · Entity 5460 | 10% owner | October 09, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
New ERA Energy & Digital, Inc.
Report date October 09, 2026 · Filed October 14, 2026
Jointly reported with MCCARTHY KENT C, KCM Capital Inc
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectBy AMC Fund | 9,550,000 |
Reported balance
After 2026-10-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-10-09 · Purchase · Acquired 250,000 · Balance 9,550,000 F2: These securities are held directly by AMC Fund, L.P., which is controlled by KCM Capital, Inc., which is in turn controlled by Kent C. McCarthy. KCM and Mr. McCarthy are indirect owners of the reported securities. Kent C. McCarthy owns 27.86% of the equity in AMC, and KCM owns 0.05% of the equity in AMC (and could receive a greater share of profits realized by AMC under certain circumstances); accordingly, each has a pecuniary interest in a portion of the securities held by AMC. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | Direct | 200,000 |
Reported balance
Holding disclosure · report date 2026-10-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 200,000 F1: These securities are held directly by Kent C. McCarthy. Neither AMC nor KCM has any beneficial or pecuniary interest in these securities. |
| Call optionSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2027-01-15 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2026-10-09 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 50,000 F3: The holder of the option may exercise at any time. F1: These securities are held directly by Kent C. McCarthy. Neither AMC nor KCM has any beneficial or pecuniary interest in these securities. |
| Call optionSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2028-01-21 | Direct | 200,000 |
Reported balance
Holding disclosure · report date 2026-10-09 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 200,000 F3: The holder of the option may exercise at any time. F1: These securities are held directly by Kent C. McCarthy. Neither AMC nor KCM has any beneficial or pecuniary interest in these securities. |
| Call optionSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2027-01-15 | IndirectBy AMC Fund | 1,160,000 |
Reported balance
Holding disclosure · report date 2026-10-09 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,160,000 F3: The holder of the option may exercise at any time. F2: These securities are held directly by AMC Fund, L.P., which is controlled by KCM Capital, Inc., which is in turn controlled by Kent C. McCarthy. KCM and Mr. McCarthy are indirect owners of the reported securities. Kent C. McCarthy owns 27.86% of the equity in AMC, and KCM owns 0.05% of the equity in AMC (and could receive a greater share of profits realized by AMC under certain circumstances); accordingly, each has a pecuniary interest in a portion of the securities held by AMC. |
| Call optionSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2028-01-21 | IndirectBy AMC Fund | 680,000 |
Reported balance
Holding disclosure · report date 2026-10-09 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 680,000 F3: The holder of the option may exercise at any time. F2: These securities are held directly by AMC Fund, L.P., which is controlled by KCM Capital, Inc., which is in turn controlled by Kent C. McCarthy. KCM and Mr. McCarthy are indirect owners of the reported securities. Kent C. McCarthy owns 27.86% of the equity in AMC, and KCM owns 0.05% of the equity in AMC (and could receive a greater share of profits realized by AMC under certain circumstances); accordingly, each has a pecuniary interest in a portion of the securities held by AMC. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are held directly by Kent C. McCarthy. Neither AMC nor KCM has any beneficial or pecuniary interest in these securities.
F2: These securities are held directly by AMC Fund, L.P., which is controlled by KCM Capital, Inc., which is in turn controlled by Kent C. McCarthy. KCM and Mr. McCarthy are indirect owners of the reported securities. Kent C. McCarthy owns 27.86% of the equity in AMC, and KCM owns 0.05% of the equity in AMC (and could receive a greater share of profits realized by AMC under certain circumstances); accordingly, each has a pecuniary interest in a portion of the securities held by AMC.
F3: The holder of the option may exercise at any time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2026 Filed Oct 14, 2026 21:24 UTC | New ERA Energy & Digital, Inc. NUAI · Entity 5460 | PurchaseCommon Stock, $0.0001 par value per share | 250,000 | $4.77 | $1,192,350.00 |
DisclosureSEC source: 0001225028-26-000006 · primary_doc.xml · nonDerivative · entry 2 MCCARTHY KENT C · CIK 0001225028 · 10% owner KCM Capital Inc · CIK 0002026745 · 10% owner AMC Fund, L.P. · CIK 0002160027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By AMC Fund Disclosed balance after: 9,550,000 F2 · ownership.nature: These securities are held directly by AMC Fund, L.P., which is controlled by KCM Capital, Inc., which is in turn controlled by Kent C. McCarthy. KCM and Mr. McCarthy are indirect owners of the reported securities. Kent C. McCarthy owns 27.86% of the equity in AMC, and KCM owns 0.05% of the equity in AMC (and could receive a greater share of profits realized by AMC under certain circumstances); accordingly, each has a pecuniary interest in a portion of the securities held by AMC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.