Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Algorhythm Holdings, Inc.RIME · Entity 8356 | Director · CEO | September 15, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Algorhythm Holdings, Inc.
Report date September 15, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,119,542 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Grant · Acquired 2,119,542 · Balance 2,119,542 F1: The restricted shares were granted outside of Issuer's 2022 Equity Incentive Plan in reliance on Nasdaq Listing Rule 5635(c)(4) as a material inducement for the Reporting Person to commence employment with Issuer. Of such shares 1,059,771 shares were fully vested on the grant date. The remaining 1,059,771 shares are subject to a restricted stock award agreement and will vest in full on September 15, 2027. |
| Common StockSEC Table I · non-derivative | IndirectBy Azure Energy, LLC | 4,076,312 |
Reported balance
After 2026-09-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-15 · Purchase · Acquired 4,076,312 · Balance 4,076,312 F2: On September 15, 2026, Issuer, through its wholly owned subsidiary Azure Holdings, LLC, an NV limited liability company ("Buyer"), entered into an Asset Purchase Agreement (the "APA") with Azure Energy, LLC, a DE LLC ("Seller"), pursuant to which Buyer acquired from Seller substantially all of the assets (the "Purchased Assets") of Seller. The aggregate purchase price for the Purchased Assets consisted entirely of securities of Issuer equal in value to $23,000,000, comprised of: (a) 4,076,312 shares of common stock of Issuer, and (b) 22,038 shares of Series B Preferred Stock of Issuer. Reporting Person is the managing member and holds 50% of Buyer and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table I · non-derivative | IndirectBy Azure Energy, LLC | 22,038 |
Reported balance
After 2026-09-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-09-15 · Purchase · Acquired 22,038 · Balance 22,038 F3: See footnote 2. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted shares were granted outside of Issuer's 2022 Equity Incentive Plan in reliance on Nasdaq Listing Rule 5635(c)(4) as a material inducement for the Reporting Person to commence employment with Issuer. Of such shares 1,059,771 shares were fully vested on the grant date. The remaining 1,059,771 shares are subject to a restricted stock award agreement and will vest in full on September 15, 2027.
F2: On September 15, 2026, Issuer, through its wholly owned subsidiary Azure Holdings, LLC, an NV limited liability company ("Buyer"), entered into an Asset Purchase Agreement (the "APA") with Azure Energy, LLC, a DE LLC ("Seller"), pursuant to which Buyer acquired from Seller substantially all of the assets (the "Purchased Assets") of Seller. The aggregate purchase price for the Purchased Assets consisted entirely of securities of Issuer equal in value to $23,000,000, comprised of: (a) 4,076,312 shares of common stock of Issuer, and (b) 22,038 shares of Series B Preferred Stock of Issuer. Reporting Person is the managing member and holds 50% of Buyer and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: See footnote 2.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Oct 6, 2026 01:11 UTC | Algorhythm Holdings, Inc. RIME · Entity 8356 | PurchaseSeries B Preferred Stock | 22,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-106948 · marketforms-74063.xml · nonDerivative · entry 3 THOMPSON ANDREW LITTLE · CIK 0002155819 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Azure Energy, LLC Disclosed balance after: 22,038 F3 · kind: See footnote 2. F3 · price: See footnote 2. Read SEC document |
| September 15, 2026 Filed Oct 6, 2026 01:11 UTC | Algorhythm Holdings, Inc. RIME · Entity 8356 | PurchaseCommon Stock | 4,076,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-106948 · marketforms-74063.xml · nonDerivative · entry 2 THOMPSON ANDREW LITTLE · CIK 0002155819 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Azure Energy, LLC Disclosed balance after: 4,076,312 F2 · kind: On September 15, 2026, Issuer, through its wholly owned subsidiary Azure Holdings, LLC, an NV limited liability company ("Buyer"), entered into an Asset Purchase Agreement (the "APA") with Azure Energy, LLC, a DE LLC ("Seller"), pursuant to which Buyer acquired from Seller substantially all of the assets (the "Purchased Assets") of Seller. The aggregate purchase price for the Purchased Assets consisted entirely of securities of Issuer equal in value to $23,000,000, comprised of: (a) 4,076,312 shares of common stock of Issuer, and (b) 22,038 shares of Series B Preferred Stock of Issuer. Reporting Person is the managing member and holds 50% of Buyer and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F2 · price: On September 15, 2026, Issuer, through its wholly owned subsidiary Azure Holdings, LLC, an NV limited liability company ("Buyer"), entered into an Asset Purchase Agreement (the "APA") with Azure Energy, LLC, a DE LLC ("Seller"), pursuant to which Buyer acquired from Seller substantially all of the assets (the "Purchased Assets") of Seller. The aggregate purchase price for the Purchased Assets consisted entirely of securities of Issuer equal in value to $23,000,000, comprised of: (a) 4,076,312 shares of common stock of Issuer, and (b) 22,038 shares of Series B Preferred Stock of Issuer. Reporting Person is the managing member and holds 50% of Buyer and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2026 Filed Oct 6, 2026 01:11 UTC | Algorhythm Holdings, Inc. RIME · Entity 8356 | GrantCommon Stock | 2,119,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-106948 · marketforms-74063.xml · nonDerivative · entry 1 THOMPSON ANDREW LITTLE · CIK 0002155819 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,119,542 F1 · shares: The restricted shares were granted outside of Issuer's 2022 Equity Incentive Plan in reliance on Nasdaq Listing Rule 5635(c)(4) as a material inducement for the Reporting Person to commence employment with Issuer. Of such shares 1,059,771 shares were fully vested on the grant date. The remaining 1,059,771 shares are subject to a restricted stock award agreement and will vest in full on September 15, 2027. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.