Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBNY · Entity 2899 | Senior Executive VP | September 28, 2026 | October 01, 2026 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date September 28, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 176,824 |
Ending reported balance
After 2026-09-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-28 · Sale · Disposed 1,843 · Balance 178,501 F1: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026. F2: Represents the weighted average price of shares sold with actual prices ranging from $147.8100 to $148.8000. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4. Row 2 · 2026-09-28 · Sale · Disposed 1,655 · Balance 176,846 F1: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026. F3: Represents the weighted average price of shares sold with actual prices ranging from $148.8058 to $149.7900. Row 3 · 2026-09-28 · Sale · Disposed 22 · Balance 176,824 F1: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026.
F2: Represents the weighted average price of shares sold with actual prices ranging from $147.8100 to $148.8000. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4.
F3: Represents the weighted average price of shares sold with actual prices ranging from $148.8058 to $149.7900.
MOODYS CORP /DE/
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock Units (Deferred Compensation)SEC Table II · derivative / convertible security | Direct | 1,298.317 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 91.542 · Balance 1,298.317 F1: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2: The security converts to common stock on a one-for-one basis. F3: These units are to be settled in cash after the Reporting Person's retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F2: The security converts to common stock on a one-for-one basis.
F3: These units are to be settled in cash after the Reporting Person's retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2024 Filed Mar 18, 2024 20:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.247 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000071 · wk-form4_1710792836.xml · derivative · entry 3 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1.247 Underlying: Common Stock · 1.247 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.203 | $384.16 | $462.14 |
DisclosureSEC source: 0001059556-24-000071 · wk-form4_1710792836.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 556.95 Underlying: Common Stock · 1.203 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8.726 | $382.31 | $3,336.04 |
DisclosureSEC source: 0001059556-24-000071 · wk-form4_1710792836.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,929.134 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 14:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 561 | $374.40 | $210,038.40 |
DisclosureSEC source: 0001059556-24-000046 · wk-form4_1708698330.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,920.408 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 79.951 | $375.23 | $30,000.01 |
DisclosureSEC source: 0001059556-24-000004 · wk-form4_1704403154.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 555.944 Underlying: Common Stock · 79.951 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.235 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-23-000133 · wk-form4_1702934377.xml · derivative · entry 3 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5.691 Underlying: Common Stock · 1.235 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.26 | $389.06 | $490.22 |
DisclosureSEC source: 0001059556-23-000133 · wk-form4_1702934377.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 475.612 Underlying: Common Stock · 1.26 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8.408 | $389.88 | $3,278.11 |
DisclosureSEC source: 0001059556-23-000133 · wk-form4_1702934377.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,359.408 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:35 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 90.91 | $316.22 | $28,747.56 |
DisclosureSEC source: 0001059556-23-000086 · wk-form4_1696365327.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 476.61 Underlying: Common Stock · 90.91 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 3.067 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-23-000076 · wk-form4_1694467182.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11.409 Underlying: Common Stock · 3.067 shares Expires not disclosed F4 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F4 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F4 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.85 | $339.77 | $288.80 |
DisclosureSEC source: 0001059556-23-000076 · wk-form4_1694467182.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 385.06 Underlying: Common Stock · 0.85 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 83 | $346.39 | $28,750.37 |
DisclosureSEC source: 0001209191-23-040939 · doc4.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 383.9461 Underlying: Common Stock · 83 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock · Derivative | 3.113 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036238 · doc4.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8.258 Underlying: Common Stock · 3.113 shares Expires not disclosed F4 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F4 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F4 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.679 | $335.48 | $227.79 |
DisclosureSEC source: 0001209191-23-036238 · doc4.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301.1267 Underlying: Common Stock · 0.679 shares Expires not disclosed F1 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 94.479 | $304.30 | $28,749.96 |
DisclosureSEC source: 0001209191-23-022632 · doc4.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300.8894 Underlying: Common Stock · 94.479 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock · Derivative | 5.145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020212 · doc4.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5.145 Underlying: Common Stock · 5.145 shares Expires not disclosed F4 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F4 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F4 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.528 | $294.25 | $155.36 |
DisclosureSEC source: 0001209191-23-020212 · doc4.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206.526 Underlying: Common Stock · 0.528 shares Expires not disclosed F1 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 621 | $314.22 | $195,130.62 |
DisclosureSEC source: 0001209191-23-007753 · doc4.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,351 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 103.989 | $276.47 | $28,749.84 |
DisclosureSEC source: 0001209191-23-000830 · doc4.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206.238 Underlying: Common Stock · 103.989 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock · Derivative | 1.703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061401 · doc4.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.703 Underlying: Common Stock · 1.703 shares Expires not disclosed F4 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F4 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F4 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.235 | $297.62 | $69.94 |
DisclosureSEC source: 0001209191-22-061401 · doc4.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102.089 Underlying: Common Stock · 0.235 shares Expires not disclosed F1 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 730 | $267.18 | $195,041.40 |
DisclosureSEC source: 0001209191-22-055251 · doc4.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 102.152 | $256.97 | $26,250.00 |
DisclosureSEC source: 0001209191-22-054766 · doc4.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102.152 Underlying: Common Stock · 102.152 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.