Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBNY · Entity 2899 | Senior Executive VP | September 28, 2026 | October 01, 2026 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date September 28, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 176,824 |
Ending reported balance
After 2026-09-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-28 · Sale · Disposed 1,843 · Balance 178,501 F1: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026. F2: Represents the weighted average price of shares sold with actual prices ranging from $147.8100 to $148.8000. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4. Row 2 · 2026-09-28 · Sale · Disposed 1,655 · Balance 176,846 F1: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026. F3: Represents the weighted average price of shares sold with actual prices ranging from $148.8058 to $149.7900. Row 3 · 2026-09-28 · Sale · Disposed 22 · Balance 176,824 F1: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026.
F2: Represents the weighted average price of shares sold with actual prices ranging from $147.8100 to $148.8000. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4.
F3: Represents the weighted average price of shares sold with actual prices ranging from $148.8058 to $149.7900.
MOODYS CORP /DE/
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock Units (Deferred Compensation)SEC Table II · derivative / convertible security | Direct | 1,298.317 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 91.542 · Balance 1,298.317 F1: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2: The security converts to common stock on a one-for-one basis. F3: These units are to be settled in cash after the Reporting Person's retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F2: The security converts to common stock on a one-for-one basis.
F3: These units are to be settled in cash after the Reporting Person's retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 91.542 | $447.36 | $40,952.23 |
DisclosureSEC source: 0001950068-26-000014 · wk-form4_1791230525.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,298.317 Underlying: Common Stock · 91.542 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 28, 2026 Filed Oct 1, 2026 00:23 UTC | Bank of New York Mellon Corp BNY · Entity 2899 | SaleCommon Stock | 22 | $149.87 | $3,297.14 |
DisclosureSEC source: 0001193125-26-409100 · ownership.xml · nonDerivative · entry 3 Minaya Jose · CIK 0001950068 · Senior Executive VP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 176,824 F1 · kind: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026. Read SEC document |
| September 28, 2026 Filed Oct 1, 2026 00:23 UTC | Bank of New York Mellon Corp BNY · Entity 2899 | SaleCommon Stock | 1,655 | $149.27 | $247,047.64 |
DisclosureSEC source: 0001193125-26-409100 · ownership.xml · nonDerivative · entry 2 Minaya Jose · CIK 0001950068 · Senior Executive VP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 176,846 F1 · kind: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026. F3 · price: Represents the weighted average price of shares sold with actual prices ranging from $148.8058 to $149.7900. Read SEC document |
| September 28, 2026 Filed Oct 1, 2026 00:23 UTC | Bank of New York Mellon Corp BNY · Entity 2899 | SaleCommon Stock | 1,843 | $148.34 | $273,388.59 |
DisclosureSEC source: 0001193125-26-409100 · ownership.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Senior Executive VP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 178,501 F1 · kind: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026. F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $147.8100 to $148.8000. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4. Read SEC document |
| September 04, 2026 Filed Sep 8, 2026 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 3.454 | $493.55 | $1,704.72 |
DisclosureSEC source: 0001628280-26-060898 · wk-form4_1788897773.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,228.16 Underlying: Common Stock · 3.454 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 04, 2026 Filed Sep 8, 2026 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 6.081 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-060898 · wk-form4_1788897773.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,914.552 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| August 27, 2026 Filed Aug 31, 2026 20:14 UTC | Bank of New York Mellon Corp BNY · Entity 2899 | SaleCommon Stock | 930 | $163.17 | $151,747.26 |
DisclosureSEC source: 0001193125-26-376785 · ownership.xml · nonDerivative · entry 2 Minaya Jose · CIK 0001950068 · Senior Executive VP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 180,344 F1 · kind: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026. F3 · price: Represents the weighted average price of shares sold with actual prices ranging from $162.93 to $163.90. Read SEC document |
| August 27, 2026 Filed Aug 31, 2026 20:14 UTC | Bank of New York Mellon Corp BNY · Entity 2899 | SaleCommon Stock | 2,590 | $162.45 | $420,741.87 |
DisclosureSEC source: 0001193125-26-376785 · ownership.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Senior Executive VP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 181,274 F1 · kind: Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026. F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $161.93 to $162.925. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 87.563 | $468.38 | $41,012.76 |
DisclosureSEC source: 0001950068-26-000012 · wk-form4_1783022581.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,226.523 Underlying: Common Stock · 87.563 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 05, 2026 Filed Jun 8, 2026 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 3.562 | $451.35 | $1,607.71 |
DisclosureSEC source: 0001950068-26-000010 · wk-form4_1780949521.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,163.026 Underlying: Common Stock · 3.562 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 05, 2026 Filed Jun 8, 2026 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 6.627 | $0.00 | $0.00 |
DisclosureSEC source: 0001950068-26-000010 · wk-form4_1780949521.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,908.471 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 93.388 | $438.78 | $40,976.79 |
DisclosureSEC source: 0001950068-26-000008 · wk-form4_1775246600.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,166.089 Underlying: Common Stock · 93.388 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 3.491 | $430.01 | $1,501.16 |
DisclosureSEC source: 0001950068-26-000005 · wk-form4_1773778382.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,093.002 Underlying: Common Stock · 3.491 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 10.358 | $0.00 | $0.00 |
DisclosureSEC source: 0001950068-26-000005 · wk-form4_1773778382.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,901.844 F1 · shares: RSU deferred dividend reinvestment accrual and dividend equivalents on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 45,584 | $119.10 | $5,429,054.40 |
DisclosureSEC source: 0001193125-26-088416 · ownership.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Senior Executive VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,864 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 25, 2026 Filed Feb 26, 2026 21:29 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001950068-26-000003 · wk-form4_1772141371.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,891.486 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 21:40 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 6,681 | $117.74 | $786,620.94 |
DisclosureSEC source: 0001193125-26-057226 · ownership.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Senior Executive VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,448 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 21:45 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 35,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-037746 · ownership.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Senior Executive VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,077 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2027. Vested units will be settled in Common Stock. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 22:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 82.366 | $498.98 | $41,098.99 |
DisclosureSEC source: 0001628280-26-000634 · wk-form4_1767651716.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,086.725 Underlying: Common Stock · 82.366 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:50 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.845 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-057425 · wk-form4_1765921835.xml · derivative · entry 3 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3.423 Underlying: Common Stock · 0.845 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:50 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 2.675 | $486.60 | $1,301.66 |
DisclosureSEC source: 0001628280-25-057425 · wk-form4_1765921835.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,406.402 Underlying: Common Stock · 2.675 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:50 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 3.771 | $486.75 | $1,835.52 |
DisclosureSEC source: 0001628280-25-057425 · wk-form4_1765921835.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,391.486 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 85.59 | $479.80 | $41,066.08 |
DisclosureSEC source: 0001628280-25-043694 · wk-form4_1759435685.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,025.427 Underlying: Common Stock · 85.59 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.824 | $0.00 | $0.00 |
DisclosureSEC source: 0001950068-25-000003 · wk-form4_1757362344.xml · derivative · entry 3 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2.578 Underlying: Common Stock · 0.824 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 2.436 | $499.03 | $1,215.64 |
DisclosureSEC source: 0001950068-25-000003 · wk-form4_1757362344.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 962.28 Underlying: Common Stock · 2.436 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 3.676 | $498.37 | $1,832.01 |
DisclosureSEC source: 0001950068-25-000003 · wk-form4_1757362344.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,387.715 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 20:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 58.89 | $502.48 | $29,591.05 |
DisclosureSEC source: 0001059556-25-000155 · wk-form4_1751487983.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 960.3 Underlying: Common Stock · 58.89 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 21:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.835 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-25-000142 · wk-form4_1749504226.xml · derivative · entry 3 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1.754 Underlying: Common Stock · 0.835 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 21:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.69 | $488.95 | $826.33 |
DisclosureSEC source: 0001059556-25-000142 · wk-form4_1749504226.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 900.96 Underlying: Common Stock · 1.69 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 21:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 3.728 | $490.52 | $1,828.66 |
DisclosureSEC source: 0001059556-25-000142 · wk-form4_1749504226.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,384.039 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 20:40 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 63.99 | $468.78 | $29,997.23 |
DisclosureSEC source: 0001059556-25-000103 · wk-form4_1743626448.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 899.99 Underlying: Common Stock · 63.99 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:11 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.919 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-25-000091 · wk-form4_1742242294.xml · derivative · entry 3 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0.919 Underlying: Common Stock · 0.919 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:11 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.713 | $446.84 | $765.44 |
DisclosureSEC source: 0001059556-25-000091 · wk-form4_1742242294.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 836.701 Underlying: Common Stock · 1.713 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:11 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.1 | $445.10 | $1,824.91 |
DisclosureSEC source: 0001059556-25-000091 · wk-form4_1742242294.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,375.909 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 435 | $505.31 | $219,809.85 |
DisclosureSEC source: 0001059556-25-000051 · wk-form4_1740431695.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,371.809 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 36,243 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014565 · ownership.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Senior Executive VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,409 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. Units are scheduled to vest in annual increments of one-third beginning on February 15, 2026. Vested units will be settled in Common Stock. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 63.446 | $472.84 | $29,999.81 |
DisclosureSEC source: 0001059556-25-000002 · wk-form4_1735938579.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 833.477 Underlying: Common Stock · 63.446 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.976 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000208 · wk-form4_1734470140.xml · derivative · entry 3 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4.402 Underlying: Common Stock · 0.976 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.314 | $489.02 | $642.57 |
DisclosureSEC source: 0001059556-24-000208 · wk-form4_1734470140.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 769.4 Underlying: Common Stock · 1.314 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.374 | $491.67 | $1,167.22 |
DisclosureSEC source: 0001059556-24-000208 · wk-form4_1734470140.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,936.809 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 20:34 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 63.64 | $471.40 | $29,999.90 |
DisclosureSEC source: 0001059556-24-000169 · wk-form4_1727901259.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 768.272 Underlying: Common Stock · 63.64 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:30 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 164,166 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-112544 · ownership.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Senior Executive VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,166 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2023 Long-Term Incentive Plan. 82,429 units are to vest on February 28, 2026 and 81,737 units are to vest on February 28, 2027. Vested units will be settled in Common Stock. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.997 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000156 · wk-form4_1725999354.xml · derivative · entry 3 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3.426 Underlying: Common Stock · 0.997 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.237 | $475.44 | $588.12 |
DisclosureSEC source: 0001059556-24-000156 · wk-form4_1725999354.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 704.473 Underlying: Common Stock · 1.237 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.426 | $480.40 | $1,165.45 |
DisclosureSEC source: 0001059556-24-000156 · wk-form4_1725999354.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,934.435 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 20:20 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 71.176 | $421.49 | $29,999.97 |
DisclosureSEC source: 0001059556-24-000117 · wk-form4_1719951624.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 704.711 Underlying: Common Stock · 71.176 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.182 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000109 · wk-form4_1718139605.xml · derivative · entry 3 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2.429 Underlying: Common Stock · 1.182 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.31 | $403.70 | $528.85 |
DisclosureSEC source: 0001059556-24-000109 · wk-form4_1718139605.xml · derivative · entry 2 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 634.082 Underlying: Common Stock · 1.31 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.875 | $404.47 | $1,162.85 |
DisclosureSEC source: 0001059556-24-000109 · wk-form4_1718139605.xml · nonDerivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,932.009 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 20:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 76.163 | $393.89 | $29,999.84 |
DisclosureSEC source: 0001059556-24-000077 · wk-form4_1712089154.xml · derivative · entry 1 Minaya Jose · CIK 0001950068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 632.876 Underlying: Common Stock · 76.163 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.