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HANDLEY THOMAS W

Disclosed activity across 3 companies

Tapewire entity
18259
SEC CIK
0001275967

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FULLER H B COFUL · Entity 4255DirectorSeptember 28, 2026September 30, 2026
REPUBLIC SERVICES, INC.RSG · Entity 1686DirectorJuly 15, 2026July 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FULLER H B CO

Report date September 28, 2026 · Filed September 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Revocable Trust2,000 Reported balance After 2026-09-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-28 · Purchase · Acquired 2,000 · Balance 2,000

Common StockSEC Table I · non-derivativeDirect1,347.1 Reported balance Holding disclosure · report date 2026-09-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,347.1

Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct82,171.34 Reported balance Holding disclosure · report date 2026-09-28 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 82,171.34

F1: These units convert into shares of common stock on a 1-for-1 basis.

F2: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: These units convert into shares of common stock on a 1-for-1 basis.

F2: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

REPUBLIC SERVICES, INC.

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect24,922.56 Reported balance After 2026-07-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-15 · Grant · Acquired 71.47 · Balance 24,922.56

F1: Based on 1 on 1 conversion.

F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F3: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Based on 1 on 1 conversion.

F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F3: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ECOLAB INC.

Report date December 31, 2019 · Filed February 12, 2020

Section 16 reporting ended · disclosed 2020-02-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect110,847.819 Reported balance After 2019-06-17 transaction · row 1
1 source row

Row 1 · 2019-06-17 · Gift · Disposed 1,145 · Balance 110,847.819

Common StockSEC Table I · non-derivativeIndirectBy child #1 trust7,403 Reported balance Holding disclosure · report date 2019-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 7,403

Common StockSEC Table I · non-derivativeIndirectBy child #2 trust7,403 Reported balance Holding disclosure · report date 2019-12-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,403

Common StockSEC Table I · non-derivativeIndirectBy Ecolab Savings Plan573.293 Reported balance Holding disclosure · report date 2019-12-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 573.293

F1: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of December 31, 2019. Includes 2.633 UNITS acquired since the reporting person's last report. (The 573.293 UNITS are the equivalent of approximately 1,051 SHARES of the issuer's Common Stock.)

Filing footnotes · ownership attribution and instrument terms

F1: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of December 31, 2019. Includes 2.633 UNITS acquired since the reporting person's last report. (The 573.293 UNITS are the equivalent of approximately 1,051 SHARES of the issuer's Common Stock.)

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2018 Filed Sep 20, 2018 21:02 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 4,127 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011594 · edgar.xml · nonDerivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child #1 trust

Disclosed balance after: 7,403

Read SEC document
August 31, 2018 Filed Sep 20, 2018 21:02 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 4,127 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011594 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · 2016 GRAT

Disclosed balance after: 4,127

F1 · balance_after: The reporting person is trustee and sole annuitant of the 2016 GRAT, a grantor retained annuity trust. On August 17, 2018, the 2018 GRAT distributed 31,847.155 shares of the issuer's common stock out of the 40,101.155 shares then held by the 2016 GRAT to the reporting person as an annuity payment.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:21 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 46 $69.38 $3,191.48
Disclosure

SEC source: 0001209191-18-043117 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,433

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
July 12, 2018 Filed Jul 16, 2018 17:28 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 2,048.45 $56.14 Strike: $0.00 $114,999.98
Disclosure

SEC source: 0001225208-18-011677 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,635.5

Underlying: Common Stock · 2,048.45 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 16:51 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 480.12 $51.55 Strike: $0.00 $24,750.19
Disclosure

SEC source: 0001225208-18-010088 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,587.05

Underlying: Common Stock · 480.12 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
April 16, 2018 Filed Apr 19, 2018 00:57 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 49 $65.62 $3,215.38
Disclosure

SEC source: 0001209191-18-025487 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,387

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:11 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 2,949 $131.18 $386,849.82
Disclosure

SEC source: 0001179110-18-004176 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,865.664

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 21:20 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 491.17 $50.39 Strike: $0.00 $24,750.06
Disclosure

SEC source: 0001225208-18-004909 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,883.97

Underlying: Common Stock · 491.17 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:50 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 8,973 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002752 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,814.664

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:06 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 48 $68.09 $3,268.32
Disclosure

SEC source: 0001209191-18-004306 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,338

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 00:24 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 3,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001462 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,455

Underlying: Common Stock · 3,455 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 on 1 conversion

F2 · derivative.exercise_date: On 01/02/2018 ("Date of Grant"), each non-Management Director received an annual award of 3,455 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($66.58). The RSUs under this 01/02/2018 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2021), unless deferred by the Director or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Director elected to defer this grant pursuant to the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: On 01/02/2018 ("Date of Grant"), each non-Management Director received an annual award of 3,455 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($66.58). The RSUs under this 01/02/2018 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2021), unless deferred by the Director or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Director elected to defer this grant pursuant to the Company's Deferred Compensation Plan.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:10 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 34,548 $0.00 Strike: $137.09 $0.00
Disclosure

SEC source: 0001179110-17-015134 · edgar.xml · derivative · entry 6

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,548

Underlying: Common Stock · 34,548 shares

Expires 2027-12-06

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 22:19 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 11,644 $137.50 $1,601,096.58
Disclosure

SEC source: 0001179110-17-015044 · edgar.xml · nonDerivative · entry 3

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,841.664

F2 · price: This transaction was executed in multiple trades at prices ranging from $137.30 to $137.80, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:19 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 34,700 $0.00 Strike: $48.06 $0.00
Disclosure

SEC source: 0001179110-17-015044 · edgar.xml · derivative · entry 8

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,700 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:19 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 23,056 $136.43 $3,145,530.08
Disclosure

SEC source: 0001179110-17-015044 · edgar.xml · nonDerivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,485.664

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:19 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 34,700 $48.06 $1,667,508.50
Disclosure

SEC source: 0001179110-17-015044 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,541.664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 18:13 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 437.51 $56.57 Strike: $0.00 $24,749.94
Disclosure

SEC source: 0001225208-17-018035 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,392.8

Underlying: Common Stock · 437.51 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 22:32 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 32 $62.76 $2,008.32
Disclosure

SEC source: 0001209191-17-057347 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 20:56 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 7,397 $130.63 $966,233.13
Disclosure

SEC source: 0001179110-17-012331 · edgar.xml · nonDerivative · entry 6

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,841.664

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.60 to $130.671, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reporting person is trustee and sole annuitant of the 2015 GRAT, a grantor retained annuity trust. On August 7, 2017, the 2015 GRAT distributed 22,557 shares of Ecolab Inc. common stock out of the 27,675 shares then held by the 2015 GRAT to the reporting person as an annuity payment.

F2 · balance_after: The reporting person is trustee and sole annuitant of the 2016 GRAT, a grantor retained annuity trust. On August 23, 2017, the 2016 GRAT distributed 35,455 shares of Ecolab Inc. common stock out of the 75,566.155 shares then held by the 2016 GRAT to the reporting person as an annuity payment.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:33 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 493.13 $50.19 Strike: $0.00 $24,750.19
Disclosure

SEC source: 0001225208-17-014613 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,857.05

Underlying: Common Stock · 493.13 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
August 23, 2017 Filed Sep 15, 2017 20:56 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 2,559 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-012331 · edgar.xml · nonDerivative · entry 4

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child #2 trust

Disclosed balance after: 3,276

Read SEC document
August 23, 2017 Filed Sep 15, 2017 20:56 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 2,559 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-012331 · edgar.xml · nonDerivative · entry 3

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2015 GRAT

Disclosed balance after: 0

Read SEC document
August 23, 2017 Filed Sep 15, 2017 20:56 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 2,559 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-012331 · edgar.xml · nonDerivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child #1 trust

Disclosed balance after: 3,276

Read SEC document
August 23, 2017 Filed Sep 15, 2017 20:56 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 2,559 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-012331 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2015 GRAT

Disclosed balance after: 2,559

F1 · balance_after: The reporting person is trustee and sole annuitant of the 2015 GRAT, a grantor retained annuity trust. On August 7, 2017, the 2015 GRAT distributed 22,557 shares of Ecolab Inc. common stock out of the 27,675 shares then held by the 2015 GRAT to the reporting person as an annuity payment.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 22:09 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 28 $64.45 $1,804.60
Disclosure

SEC source: 0001209191-17-045565 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,803

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 19:37 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 2,248.29 $51.15 Strike: $0.00 $115,000.03
Disclosure

SEC source: 0001225208-17-012629 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,254.98

Underlying: Common Stock · 2,248.29 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 18:49 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 487.68 $50.75 Strike: $0.00 $24,749.76
Disclosure

SEC source: 0001225208-17-010696 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,912.16

Underlying: Common Stock · 487.68 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

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May 08, 2017 Filed May 10, 2017 20:55 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 31,400 $0.00 Strike: $45.67 $0.00
Disclosure

SEC source: 0001179110-17-006991 · edgar.xml · derivative · entry 8

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,400 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

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May 08, 2017 Filed May 10, 2017 20:55 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 21,003 $126.56 $2,658,034.67
Disclosure

SEC source: 0001179110-17-006991 · edgar.xml · nonDerivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,226.664

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

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May 08, 2017 Filed May 10, 2017 20:55 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 31,400 $45.67 $1,433,881.00
Disclosure

SEC source: 0001179110-17-006991 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,229.664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 23:08 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 29 $62.77 $1,820.33
Disclosure

SEC source: 0001209191-17-027560 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,775

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

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February 28, 2017 Filed Mar 2, 2017 16:00 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 500.91 $49.41 Strike: $0.00 $24,749.96
Disclosure

SEC source: 0001225208-17-005185 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,424.48

Underlying: Common Stock · 500.91 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Directors' Deferred Compensation Plan: These units (acquired after 12-31-04) will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: Directors' Deferred Compensation Plan: These units (acquired after 12-31-04) will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: Directors' Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

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February 22, 2017 Filed Feb 24, 2017 22:21 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 3,402 $122.89 $418,071.78
Disclosure

SEC source: 0001179110-17-003172 · edgar.xml · nonDerivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,829.664

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

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February 22, 2017 Filed Feb 24, 2017 22:21 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 9,470 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003172 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,231.664

Read SEC document
January 16, 2017 Filed Jan 19, 2017 00:02 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 32 $57.24 $1,831.68
Disclosure

SEC source: 0001209191-17-004318 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,746

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

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January 03, 2017 Filed Jan 6, 2017 00:34 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002398 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,869

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 on 1 conversion

F2 · derivative.exercise_date: On 01/03/2017 ("Date of Grant"), each non-Management Director received an annual award of 3,869 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $220,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($56.87). The RSUs under this 01/03/2017 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2020), unless deferred by the Director or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Director elected to defer this grant pursuant to the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: On 01/03/2017 ("Date of Grant"), each non-Management Director received an annual award of 3,869 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $220,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($56.87). The RSUs under this 01/03/2017 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2020), unless deferred by the Director or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Director elected to defer this grant pursuant to the Company's Deferred Compensation Plan.

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December 07, 2016 Filed Dec 9, 2016 21:52 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 39,722 $0.00 Strike: $117.73 $0.00
Disclosure

SEC source: 0001179110-16-032730 · edgar.xml · derivative · entry 7

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,722

Underlying: Common Stock · 39,722 shares

Expires 2026-12-07

F4 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

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November 30, 2016 Filed Dec 1, 2016 22:10 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 526.71 $46.99 Strike: $0.00 $24,750.10
Disclosure

SEC source: 0001225208-16-042528 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,831.09

Underlying: Common Stock · 526.71 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Directors' Deferred Compensation Plan: These units (acquired after 12-31-04) will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: Directors' Deferred Compensation Plan: These units (acquired after 12-31-04) will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: Directors' Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

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October 14, 2016 Filed Oct 17, 2016 22:46 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 12 $49.82 $597.84
Disclosure

SEC source: 0001209191-16-146090 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.