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HANDLEY THOMAS W

Disclosed activity across 3 companies

Tapewire entity
18259
SEC CIK
0001275967

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FULLER H B COFUL · Entity 4255DirectorSeptember 28, 2026September 30, 2026
REPUBLIC SERVICES, INC.RSG · Entity 1686DirectorJuly 15, 2026July 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FULLER H B CO

Report date September 28, 2026 · Filed September 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Revocable Trust2,000 Reported balance After 2026-09-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-28 · Purchase · Acquired 2,000 · Balance 2,000

Common StockSEC Table I · non-derivativeDirect1,347.1 Reported balance Holding disclosure · report date 2026-09-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,347.1

Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct82,171.34 Reported balance Holding disclosure · report date 2026-09-28 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 82,171.34

F1: These units convert into shares of common stock on a 1-for-1 basis.

F2: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: These units convert into shares of common stock on a 1-for-1 basis.

F2: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

REPUBLIC SERVICES, INC.

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect24,922.56 Reported balance After 2026-07-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-15 · Grant · Acquired 71.47 · Balance 24,922.56

F1: Based on 1 on 1 conversion.

F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F3: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Based on 1 on 1 conversion.

F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F3: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ECOLAB INC.

Report date December 31, 2019 · Filed February 12, 2020

Section 16 reporting ended · disclosed 2020-02-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect110,847.819 Reported balance After 2019-06-17 transaction · row 1
1 source row

Row 1 · 2019-06-17 · Gift · Disposed 1,145 · Balance 110,847.819

Common StockSEC Table I · non-derivativeIndirectBy child #1 trust7,403 Reported balance Holding disclosure · report date 2019-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 7,403

Common StockSEC Table I · non-derivativeIndirectBy child #2 trust7,403 Reported balance Holding disclosure · report date 2019-12-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,403

Common StockSEC Table I · non-derivativeIndirectBy Ecolab Savings Plan573.293 Reported balance Holding disclosure · report date 2019-12-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 573.293

F1: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of December 31, 2019. Includes 2.633 UNITS acquired since the reporting person's last report. (The 573.293 UNITS are the equivalent of approximately 1,051 SHARES of the issuer's Common Stock.)

Filing footnotes · ownership attribution and instrument terms

F1: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of December 31, 2019. Includes 2.633 UNITS acquired since the reporting person's last report. (The 573.293 UNITS are the equivalent of approximately 1,051 SHARES of the issuer's Common Stock.)

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2021 Filed Dec 1, 2021 17:43 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 375.89 $73.16 Strike: $0.00 $27,500.11
Disclosure

SEC source: 0001225208-21-014249 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,844.61

Underlying: Common Stock · 375.89 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:21 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 59 $127.73 $7,536.07
Disclosure

SEC source: 0001209191-21-060992 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,519

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 20:01 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 366.29 $67.57 Strike: $0.00 $24,750.22
Disclosure

SEC source: 0001225208-21-011903 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,333.92

Underlying: Common Stock · 366.29 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
July 15, 2021 Filed Jul 20, 2021 00:05 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 61 $114.53 $6,986.33
Disclosure

SEC source: 0001209191-21-047267 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,460

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:53 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 2,090.43 $64.58 Strike: $0.00 $134,999.97
Disclosure

SEC source: 0001225208-21-010049 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,822.62

Underlying: Common Stock · 2,090.43 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 20:42 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 358.07 $69.12 Strike: $0.00 $24,749.80
Disclosure

SEC source: 0001225208-21-008809 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,732.19

Underlying: Common Stock · 358.07 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 22:48 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 67 $104.21 $6,982.07
Disclosure

SEC source: 0001209191-21-027376 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,399

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 20:57 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 441.41 $56.07 Strike: $0.00 $24,749.86
Disclosure

SEC source: 0001225208-21-004026 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,244.88

Underlying: Common Stock · 441.41 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 23:48 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 74 $93.81 $6,941.94
Disclosure

SEC source: 0001209191-21-004108 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,332

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 02:27 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 2,459 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001737 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,459

Underlying: Common Stock · 2,459 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 on 1 conversion

F2 · derivative.exercise_date: On 01/04/2021 ("Date of Grant"), each non-Management Director received an annual award of 2,459 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($93.54). The RSUs under this 01/04/2021 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2024), unless deferred by the Director or the date on which the Director leaves the Board. The Director elected to defer this grant pursuant to the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: On 01/04/2021 ("Date of Grant"), each non-Management Director received an annual award of 2,459 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($93.54). The RSUs under this 01/04/2021 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2024), unless deferred by the Director or the date on which the Director leaves the Board. The Director elected to defer this grant pursuant to the Company's Deferred Compensation Plan.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 20:27 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 472.96 $52.33 Strike: $0.00 $24,750.00
Disclosure

SEC source: 0001225208-20-014023 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,651.37

Underlying: Common Stock · 472.96 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 22:32 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 63 $93.42 $5,885.46
Disclosure

SEC source: 0001209191-20-055162 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,799

Underlying: Common Stock · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 16:49 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 513.8 $48.17 Strike: $0.00 $24,749.75
Disclosure

SEC source: 0001225208-20-011160 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,994.51

Underlying: Common Stock · 513.8 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:29 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 65 $84.30 $5,479.50
Disclosure

SEC source: 0001209191-20-042964 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,736

Underlying: Common Stock · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
July 08, 2020 Filed Jul 9, 2020 18:08 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 2,654.04 $43.33 Strike: $0.00 $114,999.55
Disclosure

SEC source: 0001225208-20-009683 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,307.88

Underlying: Common Stock · 2,654.04 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 16:24 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 657.89 $37.62 Strike: $0.00 $24,749.82
Disclosure

SEC source: 0001225208-20-008423 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,653.84

Underlying: Common Stock · 657.89 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 23:20 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 72 $77.00 $5,544.00
Disclosure

SEC source: 0001209191-20-024954 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,671

Underlying: Common Stock · 72 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 20:23 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 630.89 $39.23 Strike: $0.00 $24,749.81
Disclosure

SEC source: 0001225208-20-004105 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,784.88

Underlying: Common Stock · 630.89 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:07 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 59 $92.56 $5,461.04
Disclosure

SEC source: 0001209191-20-004144 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,599

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 22:16 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 2,561 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001206 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561

Underlying: Common Stock · 2,561 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 on 1 conversion

F2 · derivative.exercise_date: On 01/02/2020 ("Date of Grant"), each non-Management Director received an annual award of 2,561 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($89.83). The RSUs under this 01/02/2020 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2023), unless deferred by the Director or the date on which the Director leaves the Board. The Director elected to defer this grant pursuant to the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: On 01/02/2020 ("Date of Grant"), each non-Management Director received an annual award of 2,561 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($89.83). The RSUs under this 01/02/2020 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2023), unless deferred by the Director or the date on which the Director leaves the Board. The Director elected to defer this grant pursuant to the Company's Deferred Compensation Plan.

Read SEC document
November 30, 2019 Filed Dec 3, 2019 18:37 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 496.19 $49.88 Strike: $0.00 $24,749.96
Disclosure

SEC source: 0001225208-19-015144 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,999.64

Underlying: Common Stock · 496.19 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 23:34 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 51 $86.09 $4,390.59
Disclosure

SEC source: 0001209191-19-053525 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,979

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
August 31, 2019 Filed Sep 4, 2019 19:34 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 580.85 $42.61 Strike: $0.00 $24,750.02
Disclosure

SEC source: 0001225208-19-012114 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,351.48

Underlying: Common Stock · 580.85 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 22:39 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 1,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044106 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Based on 1 on 1 conversion.

F1 · derivative.exercise_date: On 07/26/2016 ("Date of Grant"), the non-management Director was granted an award of 1,833 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Republic common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 1,949 RSUs, that included dividend equivalents, to Republic common stock was effective on 07/31/2019.

F1 · derivative.expiration_date: On 07/26/2016 ("Date of Grant"), the non-management Director was granted an award of 1,833 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Republic common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 1,949 RSUs, that included dividend equivalents, to Republic common stock was effective on 07/31/2019.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 22:39 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 1,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044106 · doc4.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On 07/26/2016 ("Date of Grant"), the non-management Director was granted an award of 1,833 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Republic common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 1,949 RSUs, that included dividend equivalents, to Republic common stock was effective on 07/31/2019.

Read SEC document
July 16, 2019 Filed Jul 17, 2019 21:58 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 2,389.36 $48.13 Strike: $0.00 $114,999.90
Disclosure

SEC source: 0001225208-19-010318 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,605.39

Underlying: Common Stock · 2,389.36 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:17 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 54 $87.30 $4,714.20
Disclosure

SEC source: 0001209191-19-042414 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,877

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
June 17, 2019 Filed Feb 12, 2020 23:13 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 1,145 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001538 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Former President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,847.819

Read SEC document
May 31, 2019 Filed Jun 3, 2019 21:18 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 627.69 $39.43 Strike: $0.00 $24,749.82
Disclosure

SEC source: 0001225208-19-008739 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,216.03

Underlying: Common Stock · 627.69 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
May 20, 2019 Filed May 22, 2019 20:49 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006486 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Pres, Sp Adv Energy SpinCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,992.819

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:06 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 60 $79.08 $4,744.80
Disclosure

SEC source: 0001209191-19-025041 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:16 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 52,200 $0.00 Strike: $71.54 $0.00
Disclosure

SEC source: 0001179110-19-004107 · edgar.xml · derivative · entry 7

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,200 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:16 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 69,776 $174.16 $12,152,048.61
Disclosure

SEC source: 0001179110-19-004107 · edgar.xml · nonDerivative · entry 3

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,267.819

F2 · kind: This transaction was executed in multiple trades at prices ranging from $173.72 to $174.66, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:16 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 2,750 $174.85 $480,829.25
Disclosure

SEC source: 0001179110-19-004107 · edgar.xml · nonDerivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,043.819

F1 · kind: This transaction was executed in multiple trades at prices ranging from $174.72 to $175.00, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:16 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 52,200 $71.54 $3,734,388.00
Disclosure

SEC source: 0001179110-19-004107 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,793.819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 23:38 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 2,957 $166.22 $491,512.54
Disclosure

SEC source: 0001179110-19-003643 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,593.819

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:23 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 490.29 $50.48 Strike: $0.00 $24,749.84
Disclosure

SEC source: 0001225208-19-004144 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,446.73

Underlying: Common Stock · 490.29 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:37 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 8,460 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002380 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,550.819

Read SEC document
January 15, 2019 Filed Jan 17, 2019 23:00 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 64 $74.88 $4,792.32
Disclosure

SEC source: 0001209191-19-004360 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,763

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:05 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 3,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002068 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,216

Underlying: Common Stock · 3,216 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 on 1 conversion

F2 · derivative.exercise_date: On 01/02/2019 ("Date of Grant"), each non-Management Director received an annual award of 3,216 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($71.53). The RSUs under this 01/02/2019 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2022), unless deferred by the Director or the date on which the Director leaves the Board. The Director elected to defer this grant pursuant to the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: On 01/02/2019 ("Date of Grant"), each non-Management Director received an annual award of 3,216 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc.'s ("Company") 2007 Stock Incentive Plan, as amended. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($71.53). The RSUs under this 01/02/2019 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs (for this grant being 01/31/2022), unless deferred by the Director or the date on which the Director leaves the Board. The Director elected to defer this grant pursuant to the Company's Deferred Compensation Plan.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:45 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 28,501 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013585 · edgar.xml · derivative · entry 5

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,501

Underlying: Common Stock · 28,501 shares

Expires 2028-12-04

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:45 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 445 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013585 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,090.819

Read SEC document
November 30, 2018 Filed Dec 4, 2018 13:22 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 513.06 $48.24 Strike: $0.00 $24,750.01
Disclosure

SEC source: 0001225208-18-016108 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,828.87

Underlying: Common Stock · 513.06 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 22:54 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 50 $70.58 $3,529.00
Disclosure

SEC source: 0001209191-18-055436 · doc4.xml · derivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,483

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:02 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 42,300 $0.00 Strike: $55.60 $0.00
Disclosure

SEC source: 0001179110-18-011594 · edgar.xml · derivative · entry 8

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,300 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:02 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 27,477 $156.22 $4,292,456.94
Disclosure

SEC source: 0001179110-18-011594 · edgar.xml · nonDerivative · entry 6

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,535.819

F2 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:02 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 42,300 $55.60 $2,351,668.50
Disclosure

SEC source: 0001179110-18-011594 · edgar.xml · nonDerivative · entry 5

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,012.819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person is trustee and sole annuitant of the 2016 GRAT, a grantor retained annuity trust. On August 17, 2018, the 2018 GRAT distributed 31,847.155 shares of the issuer's common stock out of the 40,101.155 shares then held by the 2016 GRAT to the reporting person as an annuity payment.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 20:27 UTC FULLER H B CO FUL · Entity 4255 GrantStock Units · Derivative 434.29 $56.99 Strike: $0.00 $24,750.19
Disclosure

SEC source: 0001225208-18-013052 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,178.87

Underlying: Common Stock · 434.29 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
August 31, 2018 Filed Sep 20, 2018 21:02 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 4,127 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011594 · edgar.xml · nonDerivative · entry 4

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child #2 trust

Disclosed balance after: 7,403

Read SEC document
August 31, 2018 Filed Sep 20, 2018 21:02 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 4,127 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011594 · edgar.xml · nonDerivative · entry 3

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2016 GRAT

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.