Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Capri Holdings LtdKORS · Entity 4697 | SVP Bus Affairs, GC | September 02, 2016 | September 06, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Capri Holdings Ltd
Report date September 02, 2016 · Filed September 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary shares, no par valueSEC Table I · non-derivative | Direct | 17,953 |
Ending reported balance
After 2016-09-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2016-09-02 · Exercise / conversion · Acquired 22,754 · Balance 40,707 Row 2 · 2016-09-02 · Exercise / conversion · Acquired 3,587 · Balance 44,294 Row 3 · 2016-09-02 · Sale · Disposed 26,341 · Balance 17,953 F1: The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $50.00 - $50.09. Upon request of the SEC staff, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| Employee share option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2018-12-14 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-09-02 · Exercise / conversion · Disposed 22,754 · Balance 0 F2: Immediately exercisable. |
| Employee share option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.10 · Expires 2022-06-15 | Direct | 10,760 |
Reported balance
After 2016-09-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-09-02 · Exercise / conversion · Disposed 3,587 · Balance 10,760 F3: Granted on June 15, 2015 pursuant to the Michael Kors Holdings Limited Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date. |
| Employee share option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.45 · Expires 2021-06-02 | Direct | 11,909 |
Reported balance
Holding disclosure · report date 2016-09-02 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 11,909 F6: Granted on June 2, 2014 pursuant to the Incentive Plan. 50% of these share options are immediately exercisable. The remaining unvested share options will vest 50% each year on June 2, 2017 and 2018, respectively, subject to grantee's continued employment with the Company through the vesting date. |
| Employee share option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.24 · Expires 2020-06-03 | Direct | 14,036 |
Reported balance
Holding disclosure · report date 2016-09-02 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 14,036 F7: Granted on June 3, 2013 pursuant to the Incentive Plan. 75% of these share options are immediately exercisable. The remaining unvested share options will vest on June 3, 2017, subject to grantee's continued employment with the Company through the vesting date. |
| Restricted share unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,369 |
Reported balance
Holding disclosure · report date 2016-09-02 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 6,369 F3: Granted on June 15, 2015 pursuant to the Michael Kors Holdings Limited Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date. F4: The RSUs do not expire. F5: Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $50.00 - $50.09. Upon request of the SEC staff, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
F2: Immediately exercisable.
F3: Granted on June 15, 2015 pursuant to the Michael Kors Holdings Limited Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date.
F4: The RSUs do not expire.
F5: Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.
F6: Granted on June 2, 2014 pursuant to the Incentive Plan. 50% of these share options are immediately exercisable. The remaining unvested share options will vest 50% each year on June 2, 2017 and 2018, respectively, subject to grantee's continued employment with the Company through the vesting date.
F7: Granted on June 3, 2013 pursuant to the Incentive Plan. 75% of these share options are immediately exercisable. The remaining unvested share options will vest on June 3, 2017, subject to grantee's continued employment with the Company through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2016 Filed Sep 6, 2016 22:50 UTC | Capri Holdings Ltd KORS · Entity 4697 | Exercise / conversionEmployee share option (right to buy) · Derivative | 3,587 | $0.00 Strike: $47.10 | $0.00 |
DisclosureSEC source: 0001530721-16-000161 · spornform40090216.xml · derivative · entry 5 Sporn Lee S. · CIK 0001570611 · SVP Bus Affairs, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,760 Underlying: Ordinary shares, no par value · 3,587 shares Expires 2022-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted on June 15, 2015 pursuant to the Michael Kors Holdings Limited Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 22:50 UTC | Capri Holdings Ltd KORS · Entity 4697 | Exercise / conversionEmployee share option (right to buy) · Derivative | 22,754 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001530721-16-000161 · spornform40090216.xml · derivative · entry 4 Sporn Lee S. · CIK 0001570611 · SVP Bus Affairs, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary shares, no par value · 22,754 shares Expires 2018-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 22:50 UTC | Capri Holdings Ltd KORS · Entity 4697 | SaleOrdinary shares, no par value | 26,341 | $50.02 | $1,317,555.75 |
DisclosureSEC source: 0001530721-16-000161 · spornform40090216.xml · nonDerivative · entry 3 Sporn Lee S. · CIK 0001570611 · SVP Bus Affairs, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,953 F1 · price: The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $50.00 - $50.09. Upon request of the SEC staff, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 22:50 UTC | Capri Holdings Ltd KORS · Entity 4697 | Exercise / conversionOrdinary shares, no par value | 3,587 | $47.10 | $168,947.70 |
DisclosureSEC source: 0001530721-16-000161 · spornform40090216.xml · nonDerivative · entry 2 Sporn Lee S. · CIK 0001570611 · SVP Bus Affairs, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 22:50 UTC | Capri Holdings Ltd KORS · Entity 4697 | Exercise / conversionOrdinary shares, no par value | 22,754 | $20.00 | $455,080.00 |
DisclosureSEC source: 0001530721-16-000161 · spornform40090216.xml · nonDerivative · entry 1 Sporn Lee S. · CIK 0001570611 · SVP Bus Affairs, GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.