Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Five9, Inc.FIVN · Entity 4346 | EVP, Services | September 06, 2016 | September 07, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Five9, Inc.
Report date September 06, 2016 · Filed September 07, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,158 |
Ending reported balance
After 2016-09-06 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2016-09-06 · Exercise / conversion · Acquired 3,334 · Balance 80,006 Row 2 · 2016-09-06 · Sale · Disposed 3,334 · Balance 76,672 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016. Row 3 · 2016-09-06 · Sale · Disposed 3,114 · Balance 73,558 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.53 to $15.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 4 · 2016-09-06 · Sale · Disposed 514 · Balance 73,044 F3: The reported sales were to cover taxes upon the vesting of restricted stock units. Row 5 · 2016-09-06 · Sale · Disposed 1,886 · Balance 71,158 F3: The reported sales were to cover taxes upon the vesting of restricted stock units. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.18 · Expires 2025-04-09 | Direct | 110,000 |
Reported balance
After 2016-09-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-09-06 · Exercise / conversion · Disposed 3,334 · Balance 110,000 F4: Original option grant was for 160,000 shares. Option began vesting with respect to 25% of shares subject to the option one year after 4/9/2015, and with respect to the remaining 75% of the shares subject to the option vests in 36 equal monthly installments thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.53 to $15.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The reported sales were to cover taxes upon the vesting of restricted stock units.
F4: Original option grant was for 160,000 shares. Option began vesting with respect to 25% of shares subject to the option one year after 4/9/2015, and with respect to the remaining 75% of the shares subject to the option vests in 36 equal monthly installments thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2016 Filed Sep 7, 2016 16:45 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,334 | $0.00 Strike: $5.18 | $0.00 |
DisclosureSEC source: 0001288847-16-000126 · wf-form4_147328113584648.xml · derivative · entry 6 Crane Michael J. · CIK 0001639187 · EVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 3,334 shares Expires 2025-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Original option grant was for 160,000 shares. Option began vesting with respect to 25% of shares subject to the option one year after 4/9/2015, and with respect to the remaining 75% of the shares subject to the option vests in 36 equal monthly installments thereafter. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:45 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,886 | $15.85 | $29,893.10 |
DisclosureSEC source: 0001288847-16-000126 · wf-form4_147328113584648.xml · nonDerivative · entry 5 Crane Michael J. · CIK 0001639187 · EVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,158 F3 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:45 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 514 | $15.72 | $8,080.08 |
DisclosureSEC source: 0001288847-16-000126 · wf-form4_147328113584648.xml · nonDerivative · entry 4 Crane Michael J. · CIK 0001639187 · EVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,044 F3 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:45 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,114 | $15.57 | $48,484.98 |
DisclosureSEC source: 0001288847-16-000126 · wf-form4_147328113584648.xml · nonDerivative · entry 3 Crane Michael J. · CIK 0001639187 · EVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,558 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.53 to $15.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:45 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,334 | $16.06 | $53,544.04 |
DisclosureSEC source: 0001288847-16-000126 · wf-form4_147328113584648.xml · nonDerivative · entry 2 Crane Michael J. · CIK 0001639187 · EVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,672 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:45 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 3,334 | $5.18 | $17,270.12 |
DisclosureSEC source: 0001288847-16-000126 · wf-form4_147328113584648.xml · nonDerivative · entry 1 Crane Michael J. · CIK 0001639187 · EVP, Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.