Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SiriusPoint LtdTPRE · Entity 554 | CUO, Third Point Re USA Ltd. | September 13, 2016 | September 15, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SiriusPoint Ltd
Report date September 13, 2016 · Filed September 15, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 110,975 |
Last balance in matching sequence
After 2016-09-15 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2016-09-13 · Exercise / conversion · Acquired 95,000 · Balance 205,975 F1: Includes restricted shares. Row 2 · 2016-09-13 · Sale · Disposed 95,000 · Balance 110,975 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.35 to $12.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1: Includes restricted shares. Row 3 · 2016-09-14 · Exercise / conversion · Acquired 58,662 · Balance 169,637 F1: Includes restricted shares. Row 4 · 2016-09-14 · Sale · Disposed 58,662 · Balance 110,975 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.35 to $12.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1: Includes restricted shares. Row 5 · 2016-09-15 · Exercise / conversion · Acquired 71,338 · Balance 182,313 F1: Includes restricted shares. Row 6 · 2016-09-15 · Sale · Disposed 71,338 · Balance 110,975 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.25 to $12.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1: Includes restricted shares. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-10-28 | Direct | 255,907 |
Reported balance
After 2016-09-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-09-13 · Exercise / conversion · Disposed 95,000 · Balance 255,907 F5: The options are subject to satisfaction of both (i) a service condition and (ii) a performance condition. The service condition will be met as to 20% of the options on each of the first five anniversaries of October 28, 2011, subject to the officer's continued service through such date. Once the service condition has been met, the performance condition will be deemed met with respect to a pro-rata portion of the service-vested options determined based on the Company's proportionate achievement of its fund raising target of $1,000,000,000. As of the date of this filing, the performance condition has been satisfied with respect to all of the options. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-10-28 | Direct | 197,245 |
Reported balance
After 2016-09-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-09-14 · Exercise / conversion · Disposed 58,662 · Balance 197,245 F5: The options are subject to satisfaction of both (i) a service condition and (ii) a performance condition. The service condition will be met as to 20% of the options on each of the first five anniversaries of October 28, 2011, subject to the officer's continued service through such date. Once the service condition has been met, the performance condition will be deemed met with respect to a pro-rata portion of the service-vested options determined based on the Company's proportionate achievement of its fund raising target of $1,000,000,000. As of the date of this filing, the performance condition has been satisfied with respect to all of the options. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-10-28 | Direct | 125,907 |
Reported balance
After 2016-09-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-09-15 · Exercise / conversion · Disposed 71,338 · Balance 125,907 F5: The options are subject to satisfaction of both (i) a service condition and (ii) a performance condition. The service condition will be met as to 20% of the options on each of the first five anniversaries of October 28, 2011, subject to the officer's continued service through such date. Once the service condition has been met, the performance condition will be deemed met with respect to a pro-rata portion of the service-vested options determined based on the Company's proportionate achievement of its fund raising target of $1,000,000,000. As of the date of this filing, the performance condition has been satisfied with respect to all of the options. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted shares.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.35 to $12.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.35 to $12.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.25 to $12.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The options are subject to satisfaction of both (i) a service condition and (ii) a performance condition. The service condition will be met as to 20% of the options on each of the first five anniversaries of October 28, 2011, subject to the officer's continued service through such date. Once the service condition has been met, the performance condition will be deemed met with respect to a pro-rata portion of the service-vested options determined based on the Company's proportionate achievement of its fund raising target of $1,000,000,000. As of the date of this filing, the performance condition has been satisfied with respect to all of the options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2016 Filed Sep 15, 2016 21:18 UTC | SiriusPoint Ltd TPRE · Entity 554 | Exercise / conversionOptions · Derivative | 71,338 | $10.00 Strike: $10.00 | $713,380.00 |
DisclosureSEC source: 0001576018-16-000114 · wf-form4_147397432336537.xml · derivative · entry 9 Urban Anthony · CIK 0001584244 · CUO, Third Point Re USA Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,907 Underlying: Common Shares · 71,338 shares Expires 2021-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are subject to satisfaction of both (i) a service condition and (ii) a performance condition. The service condition will be met as to 20% of the options on each of the first five anniversaries of October 28, 2011, subject to the officer's continued service through such date. Once the service condition has been met, the performance condition will be deemed met with respect to a pro-rata portion of the service-vested options determined based on the Company's proportionate achievement of its fund raising target of $1,000,000,000. As of the date of this filing, the performance condition has been satisfied with respect to all of the options. Read SEC document |
| September 15, 2016 Filed Sep 15, 2016 21:18 UTC | SiriusPoint Ltd TPRE · Entity 554 | SaleCommon Shares | 71,338 | $12.28 | $876,030.64 |
DisclosureSEC source: 0001576018-16-000114 · wf-form4_147397432336537.xml · nonDerivative · entry 6 Urban Anthony · CIK 0001584244 · CUO, Third Point Re USA Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,975 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.25 to $12.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes restricted shares. Read SEC document |
| September 15, 2016 Filed Sep 15, 2016 21:18 UTC | SiriusPoint Ltd TPRE · Entity 554 | Exercise / conversionCommon Shares | 71,338 | $10.00 | $713,380.00 |
DisclosureSEC source: 0001576018-16-000114 · wf-form4_147397432336537.xml · nonDerivative · entry 5 Urban Anthony · CIK 0001584244 · CUO, Third Point Re USA Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted shares. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 21:18 UTC | SiriusPoint Ltd TPRE · Entity 554 | Exercise / conversionOptions · Derivative | 58,662 | $10.00 Strike: $10.00 | $586,620.00 |
DisclosureSEC source: 0001576018-16-000114 · wf-form4_147397432336537.xml · derivative · entry 8 Urban Anthony · CIK 0001584244 · CUO, Third Point Re USA Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,245 Underlying: Common Shares · 58,662 shares Expires 2021-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are subject to satisfaction of both (i) a service condition and (ii) a performance condition. The service condition will be met as to 20% of the options on each of the first five anniversaries of October 28, 2011, subject to the officer's continued service through such date. Once the service condition has been met, the performance condition will be deemed met with respect to a pro-rata portion of the service-vested options determined based on the Company's proportionate achievement of its fund raising target of $1,000,000,000. As of the date of this filing, the performance condition has been satisfied with respect to all of the options. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 21:18 UTC | SiriusPoint Ltd TPRE · Entity 554 | SaleCommon Shares | 58,662 | $12.39 | $726,822.18 |
DisclosureSEC source: 0001576018-16-000114 · wf-form4_147397432336537.xml · nonDerivative · entry 4 Urban Anthony · CIK 0001584244 · CUO, Third Point Re USA Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,975 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.35 to $12.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes restricted shares. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 21:18 UTC | SiriusPoint Ltd TPRE · Entity 554 | Exercise / conversionCommon Shares | 58,662 | $10.00 | $586,620.00 |
DisclosureSEC source: 0001576018-16-000114 · wf-form4_147397432336537.xml · nonDerivative · entry 3 Urban Anthony · CIK 0001584244 · CUO, Third Point Re USA Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted shares. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:18 UTC | SiriusPoint Ltd TPRE · Entity 554 | Exercise / conversionOptions · Derivative | 95,000 | $10.00 Strike: $10.00 | $950,000.00 |
DisclosureSEC source: 0001576018-16-000114 · wf-form4_147397432336537.xml · derivative · entry 7 Urban Anthony · CIK 0001584244 · CUO, Third Point Re USA Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,907 Underlying: Common Shares · 95,000 shares Expires 2021-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are subject to satisfaction of both (i) a service condition and (ii) a performance condition. The service condition will be met as to 20% of the options on each of the first five anniversaries of October 28, 2011, subject to the officer's continued service through such date. Once the service condition has been met, the performance condition will be deemed met with respect to a pro-rata portion of the service-vested options determined based on the Company's proportionate achievement of its fund raising target of $1,000,000,000. As of the date of this filing, the performance condition has been satisfied with respect to all of the options. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:18 UTC | SiriusPoint Ltd TPRE · Entity 554 | SaleCommon Shares | 95,000 | $12.40 | $1,178,000.00 |
DisclosureSEC source: 0001576018-16-000114 · wf-form4_147397432336537.xml · nonDerivative · entry 2 Urban Anthony · CIK 0001584244 · CUO, Third Point Re USA Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,975 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.35 to $12.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes restricted shares. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:18 UTC | SiriusPoint Ltd TPRE · Entity 554 | Exercise / conversionCommon Shares | 95,000 | $10.00 | $950,000.00 |
DisclosureSEC source: 0001576018-16-000114 · wf-form4_147397432336537.xml · nonDerivative · entry 1 Urban Anthony · CIK 0001584244 · CUO, Third Point Re USA Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.