Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OSHKOSH CORPOSK · Entity 3573 | EVP & Chief Procurement Officr | September 15, 2016 | September 19, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OSHKOSH CORP
Report date September 15, 2016 · Filed September 19, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,685.541 |
Reported balance
After 2016-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-09-15 · Exercise / conversion · Acquired 1,780.798 · Balance 50,685.541 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. |
| Common StockSEC Table I · non-derivative | Direct | 50,061.541 |
Reported balance
After 2016-09-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-09-15 · Tax withholding · Disposed 624 · Balance 50,061.541 |
| Common StockSEC Table I · non-derivative | Direct | 51,836.688 |
Reported balance
After 2016-09-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2016-09-16 · Exercise / conversion · Acquired 1,775.147 · Balance 51,836.688 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. |
| Common StockSEC Table I · non-derivative | Direct | 51,221.098 |
Reported balance
After 2016-09-16 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2016-09-16 · Tax withholding · Disposed 622 · Balance 51,221.098 F2: Amount includes a total of 778.77 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 9/19/2016. Between 8/18/2016 and 9/19/2016, the reporting person acquired 6.41 shares under the Oshkosh Corporation Employee Stock Purchase Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,780.8 |
Reported balance
After 2016-09-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-09-15 · Exercise / conversion · Disposed 1,780.798 · Balance 1,780.8 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/15/2015. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-09-16 · Exercise / conversion · Disposed 1,775.147 · Balance 0 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/16/2014. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2: Amount includes a total of 778.77 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 9/19/2016. Between 8/18/2016 and 9/19/2016, the reporting person acquired 6.41 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/15/2015.
F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/16/2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2016 Filed Sep 19, 2016 20:23 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,775.147 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000355 · edgar.xml · derivative · entry 6 Fredericksen Gregory L · CIK 0001492608 · EVP & Chief Procurement Officr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,775.147 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/16/2014. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 20:23 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 622 | $55.90 | $34,769.80 |
DisclosureSEC source: 0000775158-16-000355 · edgar.xml · nonDerivative · entry 4 Fredericksen Gregory L · CIK 0001492608 · EVP & Chief Procurement Officr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,221.098 F2 · balance_after: Amount includes a total of 778.77 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 9/19/2016. Between 8/18/2016 and 9/19/2016, the reporting person acquired 6.41 shares under the Oshkosh Corporation Employee Stock Purchase Plan. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 20:23 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,775.147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000355 · edgar.xml · nonDerivative · entry 3 Fredericksen Gregory L · CIK 0001492608 · EVP & Chief Procurement Officr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,836.688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:23 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,780.798 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000355 · edgar.xml · derivative · entry 5 Fredericksen Gregory L · CIK 0001492608 · EVP & Chief Procurement Officr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,780.8 Underlying: Common Stock · 1,780.798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/15/2015. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:23 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 624 | $56.17 | $35,050.08 |
DisclosureSEC source: 0000775158-16-000355 · edgar.xml · nonDerivative · entry 2 Fredericksen Gregory L · CIK 0001492608 · EVP & Chief Procurement Officr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,061.541 Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:23 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,780.798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000355 · edgar.xml · nonDerivative · entry 1 Fredericksen Gregory L · CIK 0001492608 · EVP & Chief Procurement Officr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,685.541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.