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person · Reporting owner

Tallerico Domenico Roy

Disclosed activity across 1 company

Tapewire entity
182211
SEC CIK
0001681409

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HOPE BANCORP INCHOPE · Entity 4609SVP, Chief Internal AuditorAugust 01, 2016September 20, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HOPE BANCORP INC

Report date August 01, 2016 · Filed September 20, 2016 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect613 Reported balance Holding disclosure · report date 2016-08-01 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 613

F1: Amended from previously filed Form 3, which did not reflect the number of shares as converted from Wilshire Bancorp, Inc. and assumed by BBCN Bancorp, Inc. using the exchange ratio of 0.7034 per share as provided by the Merger Agreement between Wilshire Bancorp, Inc. and BBCN Bancorp, Inc. (now Hope Bancorp, Inc.) (the "Merger Agreement"). Received in exchange for 872 shares of Wilshire Bancorp, Inc. common stock at the exchange ratio of 0.7034 per share as provided by the Merger Agreement.

Common stock (Restricted stock)SEC Table I · non-derivativeDirect1,150 Reported balance Holding disclosure · report date 2016-08-01 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 1,150

F2: Amended from previously filed Form 3, which did not reflect the number of shares as converted from Wilshire Bancorp, Inc. and assumed by BBCN Bancorp, Inc. using the exchange ratio of 0.7034 per share as provided by the Merger Agreement. Restricted stock granted on April 8, 2015 and March 16, 2016 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan (the "Plan"), including dividends issued to date. Restricted stock granted under the Plan vests annually in four equal installments over three years, with 25% vesting on the grant date and the remainder vesting on the anniversary of the grant date annually thereafter.

Employee Incentive Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.32 · Expires 2012-11-05DirectNot disclosed Reported balance Holding disclosure · report date 2016-08-01 · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · Balance Not disclosed

F3: No change from previously filed Form 3. Option granted on November 5, 2012 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan. Options have fully vested.

Employee Incentive Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.79 · Expires 2014-03-31DirectNot disclosed Reported balance Holding disclosure · report date 2016-08-01 · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · Balance Not disclosed

F4: No change from previously filed Form 3. Option granted on March 31, 2014 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan. Options vest annually in four equal installments. The first, second and third installments vested on March 31st of 2014, 2015 and 2016. The fourth installment will vest on March 31, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: Amended from previously filed Form 3, which did not reflect the number of shares as converted from Wilshire Bancorp, Inc. and assumed by BBCN Bancorp, Inc. using the exchange ratio of 0.7034 per share as provided by the Merger Agreement between Wilshire Bancorp, Inc. and BBCN Bancorp, Inc. (now Hope Bancorp, Inc.) (the "Merger Agreement"). Received in exchange for 872 shares of Wilshire Bancorp, Inc. common stock at the exchange ratio of 0.7034 per share as provided by the Merger Agreement.

F2: Amended from previously filed Form 3, which did not reflect the number of shares as converted from Wilshire Bancorp, Inc. and assumed by BBCN Bancorp, Inc. using the exchange ratio of 0.7034 per share as provided by the Merger Agreement. Restricted stock granted on April 8, 2015 and March 16, 2016 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan (the "Plan"), including dividends issued to date. Restricted stock granted under the Plan vests annually in four equal installments over three years, with 25% vesting on the grant date and the remainder vesting on the anniversary of the grant date annually thereafter.

F3: No change from previously filed Form 3. Option granted on November 5, 2012 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan. Options have fully vested.

F4: No change from previously filed Form 3. Option granted on March 31, 2014 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan. Options vest annually in four equal installments. The first, second and third installments vested on March 31st of 2014, 2015 and 2016. The fourth installment will vest on March 31, 2017.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2016 Filed Sep 6, 2016 22:29 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantIncentive Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $17.18 $0.00
Disclosure

SEC source: 0001209191-16-140245 · doc4.xml · derivative · entry 1

Tallerico Domenico Roy · CIK 0001681409 · SVP, Chief Internal Auditor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common stock · 10,000 shares

Expires 2026-09-01

F1 · derivative.exercise_date: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.