Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOPE BANCORP INCHOPE · Entity 4609 | SVP, Chief Internal Auditor | August 01, 2016 | September 20, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOPE BANCORP INC
Report date August 01, 2016 · Filed September 20, 2016 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 613 |
Reported balance
Holding disclosure · report date 2016-08-01 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 613 F1: Amended from previously filed Form 3, which did not reflect the number of shares as converted from Wilshire Bancorp, Inc. and assumed by BBCN Bancorp, Inc. using the exchange ratio of 0.7034 per share as provided by the Merger Agreement between Wilshire Bancorp, Inc. and BBCN Bancorp, Inc. (now Hope Bancorp, Inc.) (the "Merger Agreement"). Received in exchange for 872 shares of Wilshire Bancorp, Inc. common stock at the exchange ratio of 0.7034 per share as provided by the Merger Agreement. |
| Common stock (Restricted stock)SEC Table I · non-derivative | Direct | 1,150 |
Reported balance
Holding disclosure · report date 2016-08-01 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 1,150 F2: Amended from previously filed Form 3, which did not reflect the number of shares as converted from Wilshire Bancorp, Inc. and assumed by BBCN Bancorp, Inc. using the exchange ratio of 0.7034 per share as provided by the Merger Agreement. Restricted stock granted on April 8, 2015 and March 16, 2016 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan (the "Plan"), including dividends issued to date. Restricted stock granted under the Plan vests annually in four equal installments over three years, with 25% vesting on the grant date and the remainder vesting on the anniversary of the grant date annually thereafter. |
| Employee Incentive Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.32 · Expires 2012-11-05 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2016-08-01 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance Not disclosed F3: No change from previously filed Form 3. Option granted on November 5, 2012 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan. Options have fully vested. |
| Employee Incentive Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.79 · Expires 2014-03-31 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2016-08-01 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance Not disclosed F4: No change from previously filed Form 3. Option granted on March 31, 2014 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan. Options vest annually in four equal installments. The first, second and third installments vested on March 31st of 2014, 2015 and 2016. The fourth installment will vest on March 31, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Amended from previously filed Form 3, which did not reflect the number of shares as converted from Wilshire Bancorp, Inc. and assumed by BBCN Bancorp, Inc. using the exchange ratio of 0.7034 per share as provided by the Merger Agreement between Wilshire Bancorp, Inc. and BBCN Bancorp, Inc. (now Hope Bancorp, Inc.) (the "Merger Agreement"). Received in exchange for 872 shares of Wilshire Bancorp, Inc. common stock at the exchange ratio of 0.7034 per share as provided by the Merger Agreement.
F2: Amended from previously filed Form 3, which did not reflect the number of shares as converted from Wilshire Bancorp, Inc. and assumed by BBCN Bancorp, Inc. using the exchange ratio of 0.7034 per share as provided by the Merger Agreement. Restricted stock granted on April 8, 2015 and March 16, 2016 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan (the "Plan"), including dividends issued to date. Restricted stock granted under the Plan vests annually in four equal installments over three years, with 25% vesting on the grant date and the remainder vesting on the anniversary of the grant date annually thereafter.
F3: No change from previously filed Form 3. Option granted on November 5, 2012 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan. Options have fully vested.
F4: No change from previously filed Form 3. Option granted on March 31, 2014 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan. Options vest annually in four equal installments. The first, second and third installments vested on March 31st of 2014, 2015 and 2016. The fourth installment will vest on March 31, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2016 Filed Sep 6, 2016 22:29 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantIncentive Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $17.18 | $0.00 |
DisclosureSEC source: 0001209191-16-140245 · doc4.xml · derivative · entry 1 Tallerico Domenico Roy · CIK 0001681409 · SVP, Chief Internal Auditor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common stock · 10,000 shares Expires 2026-09-01 F1 · derivative.exercise_date: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.