Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Riot Platforms, Inc.APPY · Entity 3724 | Senior Vice President | September 21, 2016 | September 23, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Riot Platforms, Inc.
Report date September 21, 2016 · Filed September 23, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.78 · Expires 2026-09-21 | Direct | 35,000 |
Reported balance
After 2016-09-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-09-21 · Grant · Acquired 35,000 · Balance 35,000 F1: The first 50% vests on the six-month anniversary of the date of grant and then ratably over the next six fiscal quarters. |
Filing footnotes · ownership attribution and instrument terms
F1: The first 50% vests on the six-month anniversary of the date of grant and then ratably over the next six fiscal quarters.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2016 Filed Sep 23, 2016 20:44 UTC | Riot Platforms, Inc. APPY · Entity 3724 | GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001140361-16-080625 · doc1.xml · derivative · entry 1 Whitcomb Richard J. · CIK 0001684683 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2026-09-21 F1 · derivative.exercise_date: The first 50% vests on the six-month anniversary of the date of grant and then ratably over the next six fiscal quarters. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.