Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TRUIST FINANCIAL CORP
Report date September 30, 2016 · Filed October 04, 2016
Section 16 reporting ended · disclosed 2016-10-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,335.312 |
Reported balance
After 2016-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-09-30 · Grant · Acquired 20,236 · Balance 31,335.312 F1: On February 23, 2016, the reporting person was granted 20,236 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on March 15, 2017 and April 1, 2017. F2: Includes 0.003 shares acquired in June 2016, under the Issuer's Dividend Reinvestment Plan. |
| Common StockSEC Table I · non-derivative | Direct | 42,514.312 |
Reported balance
After 2016-09-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-09-30 · Grant · Acquired 11,179 · Balance 42,514.312 F3: On February 24, 2015, the reporting person was granted 16,768 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2016 were met, resulting in vesting of 5,589 restricted stock units. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on March 15, 2017 and April 1, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 47,783.312 |
Reported balance
After 2016-09-30 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2016-09-30 · Grant · Acquired 5,269 · Balance 47,783.312 F4: On February 25, 2014, the reporting person was granted 15,808 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year February 25, 2015, 2016, and 2017. The performance criteria for 2016 were met, resulting in vesting of 5,270 restricted stock units. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on February 25, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 51,419.312 |
Reported balance
After 2016-09-30 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2016-09-30 · Grant · Acquired 3,636 · Balance 51,419.312 F5: On December 31, 2015, the reporting person was granted 3,636 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on February 15, 2017 and April 1, 2017. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.55 · Expires 2024-02-25 | Direct | 18,976 |
Reported balance
After 2016-09-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-09-30 · Grant · Acquired 6,326 · Balance 18,976 F7: On February 25, 2014, the reporting person was granted an option to purchase 18,976 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2016 were met, resulting in vesting of the option as to 6,326 shares. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.22 · Expires 2025-02-24 | Direct | 32,698 |
Reported balance
After 2016-09-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-09-30 · Grant · Acquired 21,799 · Balance 32,698 F8: On February 24, 2015, the reporting person was granted an option to purchase 32,698 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2016 were met, resulting in vesting of the option as to 10,899 shares. . Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.10 · Expires 2026-02-23 | Direct | 41,963 |
Reported balance
After 2016-09-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-09-30 · Grant · Acquired 41,963 · Balance 41,963 F9: On February 23, 2016, the reporting person was granted an option to purchase 41,963 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.15 · Expires 2017-02-20 | Direct | 41,077 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 41,077 F10: The option is exercisable in five equal annual installments beginning on 2/20/2008. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.09 · Expires 2022-02-21 | Direct | 11,190 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 11,190 F11: The option is exercisable in four equal annual installments beginning on 02/21/2013. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.29 · Expires 2018-02-26 | Direct | 54,138 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 54,138 F12: The option is exercisable in five equal annual installments beginning on 2/26/2009. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.08 · Expires 2023-02-26 | Direct | 26,952 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 26,952 F13: The option is exercisable in three equal annual installments beginning on 02/26/2014. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 8,495.631 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 8,495.631 F6: Includes 60.652 shares acquired between April 1, 2016 and June 30, 2016, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated April 1, 2016 through June 30, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 23, 2016, the reporting person was granted 20,236 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on March 15, 2017 and April 1, 2017.
F2: Includes 0.003 shares acquired in June 2016, under the Issuer's Dividend Reinvestment Plan.
F3: On February 24, 2015, the reporting person was granted 16,768 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2016 were met, resulting in vesting of 5,589 restricted stock units. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on March 15, 2017 and April 1, 2017.
F4: On February 25, 2014, the reporting person was granted 15,808 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year February 25, 2015, 2016, and 2017. The performance criteria for 2016 were met, resulting in vesting of 5,270 restricted stock units. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on February 25, 2017.
F5: On December 31, 2015, the reporting person was granted 3,636 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on February 15, 2017 and April 1, 2017.
F6: Includes 60.652 shares acquired between April 1, 2016 and June 30, 2016, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated April 1, 2016 through June 30, 2016.
F7: On February 25, 2014, the reporting person was granted an option to purchase 18,976 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2016 were met, resulting in vesting of the option as to 6,326 shares. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable.
F8: On February 24, 2015, the reporting person was granted an option to purchase 32,698 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2016 were met, resulting in vesting of the option as to 10,899 shares. . Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable.
F9: On February 23, 2016, the reporting person was granted an option to purchase 41,963 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable.
F10: The option is exercisable in five equal annual installments beginning on 2/20/2008.
F11: The option is exercisable in four equal annual installments beginning on 02/21/2013. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable.
F12: The option is exercisable in five equal annual installments beginning on 2/26/2009.
F13: The option is exercisable in three equal annual installments beginning on 02/26/2014. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2016 Filed Oct 4, 2016 20:23 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 41,963 | $0.00 Strike: $32.10 | $0.00 |
DisclosureSEC source: 0001225208-16-040037 · doc4.xml · derivative · entry 8 WIGGS STEVEN B · CIK 0001260888 · Sr. Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,963 Underlying: Common Stock · 41,963 shares Expires 2026-02-23 F9 · derivative.exercise_date: On February 23, 2016, the reporting person was granted an option to purchase 41,963 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:23 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 21,799 | $0.00 Strike: $38.22 | $0.00 |
DisclosureSEC source: 0001225208-16-040037 · doc4.xml · derivative · entry 7 WIGGS STEVEN B · CIK 0001260888 · Sr. Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,698 Underlying: Common Stock · 21,799 shares Expires 2025-02-24 F8 · derivative.exercise_date: On February 24, 2015, the reporting person was granted an option to purchase 32,698 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2016 were met, resulting in vesting of the option as to 10,899 shares. . Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:23 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 6,326 | $0.00 Strike: $37.55 | $0.00 |
DisclosureSEC source: 0001225208-16-040037 · doc4.xml · derivative · entry 6 WIGGS STEVEN B · CIK 0001260888 · Sr. Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,976 Underlying: Common Stock · 6,326 shares Expires 2024-02-25 F7 · derivative.exercise_date: On February 25, 2014, the reporting person was granted an option to purchase 18,976 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2016 were met, resulting in vesting of the option as to 6,326 shares. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the option became fully exercisable. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:23 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 3,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040037 · doc4.xml · nonDerivative · entry 4 WIGGS STEVEN B · CIK 0001260888 · Sr. Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,419.312 F5 · shares: On December 31, 2015, the reporting person was granted 3,636 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on February 15, 2017 and April 1, 2017. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:23 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 5,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040037 · doc4.xml · nonDerivative · entry 3 WIGGS STEVEN B · CIK 0001260888 · Sr. Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,783.312 F4 · shares: On February 25, 2014, the reporting person was granted 15,808 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year February 25, 2015, 2016, and 2017. The performance criteria for 2016 were met, resulting in vesting of 5,270 restricted stock units. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on February 25, 2017. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:23 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 11,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040037 · doc4.xml · nonDerivative · entry 2 WIGGS STEVEN B · CIK 0001260888 · Sr. Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,514.312 F3 · shares: On February 24, 2015, the reporting person was granted 16,768 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2016 were met, resulting in vesting of 5,589 restricted stock units. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on March 15, 2017 and April 1, 2017. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:23 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 20,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040037 · doc4.xml · nonDerivative · entry 1 WIGGS STEVEN B · CIK 0001260888 · Sr. Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,335.312 F1 · shares: On February 23, 2016, the reporting person was granted 20,236 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on September 30, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on March 15, 2017 and April 1, 2017. F2 · balance_after: Includes 0.003 shares acquired in June 2016, under the Issuer's Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.