Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PATHWARD FINANCIAL, INC.CASH · Entity 4627 | Director · EVP/Sales & Operations | September 30, 2016 | October 04, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PATHWARD FINANCIAL, INC.
Report date September 30, 2016 · Filed October 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,855 |
Reported balance
After 2016-09-30 transaction · row 1
1 source rowRow 1 · 2016-09-30 · Disposition to issuer · Disposed 1,034 · Balance 10,855 F1: Reflects forfeiture of restricted stock in connection with Reporting Person's departure from the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 10,931.773 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,931.773 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.79 · Expires 2020-09-30 | Direct | 4,336 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,336 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.01 · Expires 2019-09-30 | Direct | 5,556 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,556 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2018-09-30 | Direct | 6,250 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,250 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.84 · Expires 2017-09-28 | Direct | 4,275 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 4,275 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects forfeiture of restricted stock in connection with Reporting Person's departure from the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2016 Filed Oct 4, 2016 14:05 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | Disposition to issuerCommon Stock | 1,034 | $0.00 | $0.00 |
DisclosureSEC source: 0000907471-16-000031 · wf-form4_147558993131004.xml · nonDerivative · entry 1 Moore Troy III · CIK 0001339461 · Director · EVP/Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,855 F1 · shares: Reflects forfeiture of restricted stock in connection with Reporting Person's departure from the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.