Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDBGH · Entity 8993 | Investment Personnel/Sub-Adv. | October 04, 2016 | October 05, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Report date October 04, 2016 · Filed October 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy Spouse | 1,000 |
Reported balance
After 2016-10-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-10-04 · Sale · Disposed 1,000 · Balance 1,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2016 Filed Oct 5, 2016 17:21 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 1,000 | $18.58 | $18,580.00 |
DisclosureSEC source: 0001225208-16-040172 · doc4.xml · nonDerivative · entry 1 Mathieson Stuart · CIK 0001567144 · Investment Personnel/Sub-Adv. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,000 Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 17:49 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 750 | $18.57 | $13,927.50 |
DisclosureSEC source: 0001225208-16-039780 · doc4.xml · nonDerivative · entry 1 Mathieson Stuart · CIK 0001567144 · Investment Personnel/Sub-Adv. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.