Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIBERTY STAR URANIUM & METALS CORP.LBSU · Entity 8425 | Director · President, CEO, Chairman | October 11, 2016 | October 12, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIBERTY STAR URANIUM & METALS CORP.
Report date October 11, 2016 · Filed October 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-10-11 | Direct | 6,879,950 |
Reported balance
After 2016-10-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-10-11 · Grant · Acquired 6,879,950 · Balance 6,879,950 |
| Common StockSEC Table I · non-derivative | IndirectAlaska Star Minerals LLC | 2,187,500 |
Reported balance
Holding disclosure · report date 2016-10-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,187,500 F1: These shares are held by Alaska Star Minerals LLC. James Briscoe beneficially owns 100% of the membership interest in Alaska Star Minerals LLC. F2: Reflects a one for four reverse stock split effective September 1, 2009. |
| Common StockSEC Table I · non-derivative | Direct | 2,822,912 |
Reported balance
Holding disclosure · report date 2016-10-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,822,912 F3: These shares are owned jointly by James Briscoe and his wife, Mardee Briscoe, as joint tenants with rights of survivorship. |
| Incentive Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.88 · Expires 2018-05-21 | Direct | 75,000 |
Reported balance
Holding disclosure · report date 2016-10-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 75,000 F2: Reflects a one for four reverse stock split effective September 1, 2009. F4: 25% of 100,000 options vested on the six month anniversary of May 21, 2008 ("the date of grant"), 25% of 100,000 options vested on the twelve month anniversary of the date of grant, 25% of the 100,000 options vested on the eighteen month anniversary of the date of grant, and the balance of the 100 options vested on the twenty-four month anniversary of the date of grant and 25% of 200,000 options vested on the thirty month anniversary of the date of grant, 25% of 200,000 options vested on the thirty-six month anniversary date of the grant, 25% of the 200,000 options vested on the forty-second month anniversary date of the grant and the balance of the 200,000 options vested on the forty-eight month anniversary of the date of grant. |
| Incentive Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.04 · Expires 2020-08-10 | Direct | 52,500,000 |
Reported balance
Holding disclosure · report date 2016-10-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 52,500,000 |
| WarrantsSEC Table II · derivative / convertible security · Expires 2018-07-31 | Direct | 2,822,912 |
Reported balance
Holding disclosure · report date 2016-10-11 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,822,912 F5: These warrants have an exercise price of $0.00213 per share of common stock. F6: These warrants are owned jointly by James Briscoe and his wife, Mardee Briscoe, as joint tenants with rights of survivorship. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by Alaska Star Minerals LLC. James Briscoe beneficially owns 100% of the membership interest in Alaska Star Minerals LLC.
F2: Reflects a one for four reverse stock split effective September 1, 2009.
F3: These shares are owned jointly by James Briscoe and his wife, Mardee Briscoe, as joint tenants with rights of survivorship.
F4: 25% of 100,000 options vested on the six month anniversary of May 21, 2008 ("the date of grant"), 25% of 100,000 options vested on the twelve month anniversary of the date of grant, 25% of the 100,000 options vested on the eighteen month anniversary of the date of grant, and the balance of the 100 options vested on the twenty-four month anniversary of the date of grant and 25% of 200,000 options vested on the thirty month anniversary of the date of grant, 25% of 200,000 options vested on the thirty-six month anniversary date of the grant, 25% of the 200,000 options vested on the forty-second month anniversary date of the grant and the balance of the 200,000 options vested on the forty-eight month anniversary of the date of grant.
F5: These warrants have an exercise price of $0.00213 per share of common stock.
F6: These warrants are owned jointly by James Briscoe and his wife, Mardee Briscoe, as joint tenants with rights of survivorship.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 11, 2016 Filed Oct 12, 2016 22:46 UTC | LIBERTY STAR URANIUM & METALS CORP. LBSU · Entity 8425 | GrantNon-Qualified Stock Options · Derivative | 6,879,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-16-013982 · form4.xml · derivative · entry 6 BRISCOE JAMES A · CIK 0001280612 · Director · President, CEO, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,879,950 Underlying: Common Stock · 6,879,950 shares Expires 2026-10-11 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.