Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STANDEX INTERNATIONAL CORP/DE/SXI · Entity 1314 | Director | October 27, 2016 | October 31, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STANDEX INTERNATIONAL CORP/DE/
Report date October 27, 2016 · Filed October 31, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,491 |
Ending reported balance
After 2016-10-27 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2016-10-27 · Exercise / conversion · Acquired 216 · Balance 8,952 F1: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors. Row 2 · 2016-10-27 · Exercise / conversion · Acquired 215 · Balance 9,167 F1: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors. Row 3 · 2016-10-27 · Exercise / conversion · Acquired 324 · Balance 9,491 F1: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $55.76 · Expires 2017-09-09 | Direct | 0 |
Reported balance
After 2016-10-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-10-27 · Exercise / conversion · Disposed 216 · Balance 0 F1: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $58.35 · Expires 2018-09-09 | Direct | 0 |
Reported balance
After 2016-10-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-10-27 · Exercise / conversion · Disposed 215 · Balance 0 F1: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $61.97 · Expires 2019-09-06 | Direct | 0 |
Reported balance
After 2016-10-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-10-27 · Exercise / conversion · Disposed 324 · Balance 0 F1: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2016 Filed Oct 31, 2016 15:48 UTC | STANDEX INTERNATIONAL CORP/DE/ SXI · Entity 1314 | Exercise / conversionPhantom Stock Units · Derivative | 324 | $0.00 Strike: $61.97 | $0.00 |
DisclosureSEC source: 0001127602-16-065508 · form4.xml · derivative · entry 6 MULLER NICHOLAS H III · CIK 0001069512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 324 shares Expires 2019-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 15:48 UTC | STANDEX INTERNATIONAL CORP/DE/ SXI · Entity 1314 | Exercise / conversionPhantom Stock Units · Derivative | 215 | $0.00 Strike: $58.35 | $0.00 |
DisclosureSEC source: 0001127602-16-065508 · form4.xml · derivative · entry 5 MULLER NICHOLAS H III · CIK 0001069512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 215 shares Expires 2018-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 15:48 UTC | STANDEX INTERNATIONAL CORP/DE/ SXI · Entity 1314 | Exercise / conversionPhantom Stock Units · Derivative | 216 | $0.00 Strike: $55.76 | $0.00 |
DisclosureSEC source: 0001127602-16-065508 · form4.xml · derivative · entry 4 MULLER NICHOLAS H III · CIK 0001069512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 216 shares Expires 2017-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 15:48 UTC | STANDEX INTERNATIONAL CORP/DE/ SXI · Entity 1314 | Exercise / conversionCommon Stock | 324 | $61.97 | $20,079.09 |
DisclosureSEC source: 0001127602-16-065508 · form4.xml · nonDerivative · entry 3 MULLER NICHOLAS H III · CIK 0001069512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 15:48 UTC | STANDEX INTERNATIONAL CORP/DE/ SXI · Entity 1314 | Exercise / conversionCommon Stock | 215 | $58.35 | $12,545.25 |
DisclosureSEC source: 0001127602-16-065508 · form4.xml · nonDerivative · entry 2 MULLER NICHOLAS H III · CIK 0001069512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 15:48 UTC | STANDEX INTERNATIONAL CORP/DE/ SXI · Entity 1314 | Exercise / conversionCommon Stock | 216 | $55.76 | $12,043.08 |
DisclosureSEC source: 0001127602-16-065508 · form4.xml · nonDerivative · entry 1 MULLER NICHOLAS H III · CIK 0001069512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting was accelerated under the terms of the Company's Long Term Incentive Plan in connection with his retirement on October 27, 2016, after many years of service to the Board of Directors. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:43 UTC | STANDEX INTERNATIONAL CORP/DE/ SXI · Entity 1314 | Exercise / conversionPhantom Stock Units · Derivative | 254 | $0.00 Strike: $39.56 | $0.00 |
DisclosureSEC source: 0001127602-16-062251 · form4.xml · derivative · entry 3 MULLER NICHOLAS H III · CIK 0001069512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 254 shares Expires 2016-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Phantom Stock pursuant to the Company's Long Term Incentive Plan. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:43 UTC | STANDEX INTERNATIONAL CORP/DE/ SXI · Entity 1314 | GrantPhantom Stock Units · Derivative | 324 | $61.97 Strike: $61.97 | $20,078.28 |
DisclosureSEC source: 0001127602-16-062251 · form4.xml · derivative · entry 2 MULLER NICHOLAS H III · CIK 0001069512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324 Underlying: Common Stock · 324 shares Expires 2019-09-06 F2 · kind: Contingent purchase of Phantom Stock of the Company pursuant to the Long Term Incentive Plan vesting three years after the date of purchase in the form of Common Stock. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:43 UTC | STANDEX INTERNATIONAL CORP/DE/ SXI · Entity 1314 | Exercise / conversionCommon Stock | 254 | $39.56 | $10,048.24 |
DisclosureSEC source: 0001127602-16-062251 · form4.xml · nonDerivative · entry 1 MULLER NICHOLAS H III · CIK 0001069512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Phantom Stock pursuant to the Company's Long Term Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.