Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Allegion plcALLE · Entity 3420 | Sr. Vice President | November 02, 2016 | November 03, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Allegion plc
Report date November 02, 2016 · Filed November 03, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 32,004 |
Ending reported balance
After 2016-11-02 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2016-11-02 · Exercise / conversion · Acquired 1,142 · Balance 33,146 Row 2 · 2016-11-02 · Exercise / conversion · Acquired 2,280 · Balance 35,426 Row 3 · 2016-11-02 · Exercise / conversion · Acquired 2,467 · Balance 37,893 Row 4 · 2016-11-02 · Exercise / conversion · Acquired 3,253 · Balance 41,146 Row 5 · 2016-11-02 · Exercise / conversion · Acquired 1,278 · Balance 42,424 Row 6 · 2016-11-02 · Exercise / conversion · Acquired 1,398 · Balance 43,822 Row 7 · 2016-11-02 · Sale · Disposed 11,818 · Balance 32,004 F1: This transaction was executed in multiple purchases ranging from $63.50 to $63.52 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.10 · Expires 2021-02-13 | Direct | 0 |
Reported balance
After 2016-11-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-11-02 · Exercise / conversion · Disposed 1,142 · Balance 0 F2: A stock option that vest on February 14, 2014. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.10 · Expires 2021-02-13 | Direct | 0 |
Reported balance
After 2016-11-02 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-11-02 · Exercise / conversion · Disposed 2,280 · Balance 0 F3: A stock option which is fully vested and exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.02 · Expires 2022-02-23 | Direct | 0 |
Reported balance
After 2016-11-02 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-11-02 · Exercise / conversion · Disposed 2,467 · Balance 0 F4: A stock option that vests in equal annual installments on February 24, 2014 and February 24, 2015. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.33 · Expires 2023-02-21 | Direct | 0 |
Reported balance
After 2016-11-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2016-11-02 · Exercise / conversion · Disposed 3,253 · Balance 0 F5: A stock option that vest in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.13 · Expires 2024-03-11 | Direct | 640 |
Reported balance
After 2016-11-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2016-11-02 · Exercise / conversion · Disposed 1,278 · Balance 640 F6: A stock option that vests in equal annual installments on March 11, 2015, March 11, 2016 and March 11, 2017. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.85 · Expires 2025-02-20 | Direct | 2,797 |
Reported balance
After 2016-11-02 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2016-11-02 · Exercise / conversion · Disposed 1,398 · Balance 2,797 F7: Stock options that vest in equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple purchases ranging from $63.50 to $63.52 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: A stock option that vest on February 14, 2014.
F3: A stock option which is fully vested and exercisable.
F4: A stock option that vests in equal annual installments on February 24, 2014 and February 24, 2015.
F5: A stock option that vest in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016.
F6: A stock option that vests in equal annual installments on March 11, 2015, March 11, 2016 and March 11, 2017.
F7: Stock options that vest in equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,398 | $0.00 Strike: $57.85 | $0.00 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · derivative · entry 13 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,797 Underlying: Ordinary Shares · 1,398 shares Expires 2025-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Stock options that vest in equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,278 | $0.00 Strike: $54.13 | $0.00 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · derivative · entry 12 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640 Underlying: Ordinary Shares · 1,278 shares Expires 2024-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: A stock option that vests in equal annual installments on March 11, 2015, March 11, 2016 and March 11, 2017. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,253 | $0.00 Strike: $32.33 | $0.00 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · derivative · entry 11 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,253 shares Expires 2023-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: A stock option that vest in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,467 | $0.00 Strike: $25.02 | $0.00 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · derivative · entry 10 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,467 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: A stock option that vests in equal annual installments on February 24, 2014 and February 24, 2015. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,280 | $0.00 Strike: $29.10 | $0.00 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · derivative · entry 9 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,280 shares Expires 2021-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: A stock option which is fully vested and exercisable. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,142 | $0.00 Strike: $29.10 | $0.00 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · derivative · entry 8 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,142 shares Expires 2021-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: A stock option that vest on February 14, 2014. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | SaleOrdinary Shares | 11,818 | $63.52 | $750,653.36 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · nonDerivative · entry 7 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,004 F1 · price: This transaction was executed in multiple purchases ranging from $63.50 to $63.52 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | Exercise / conversionOrdinary Shares | 1,398 | $57.85 | $80,874.30 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · nonDerivative · entry 6 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | Exercise / conversionOrdinary Shares | 1,278 | $54.13 | $69,171.75 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · nonDerivative · entry 5 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | Exercise / conversionOrdinary Shares | 3,253 | $32.33 | $105,175.67 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · nonDerivative · entry 4 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | Exercise / conversionOrdinary Shares | 2,467 | $25.02 | $61,717.68 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · nonDerivative · entry 3 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | Exercise / conversionOrdinary Shares | 2,280 | $29.10 | $66,337.97 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · nonDerivative · entry 2 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:03 UTC | Allegion plc ALLE · Entity 3420 | Exercise / conversionOrdinary Shares | 1,142 | $29.10 | $33,227.18 |
DisclosureSEC source: 0001127602-16-066031 · form4.xml · nonDerivative · entry 1 Yu Feng William · CIK 0001589090 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.