Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alta Mesa Resources, Inc. /DEAMR · Entity 154261 | Director | April 12, 2018 | April 13, 2018 |
| NUSCALE POWER CorpSMR · Entity 4088 | Director | May 29, 2026 | June 02, 2026 |
| Trilogy Metals Inc.TMQ · Entity 5362 | Director | September 01, 2026 | September 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alta Mesa Resources, Inc. /DE
Report date April 12, 2018 · Filed April 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 51,344 |
Reported balance
After 2018-04-12 transaction · row 1
1 source rowRow 1 · 2018-04-12 · Grant · Acquired 18,344 · Balance 51,344 |
NUSCALE POWER Corp
Report date May 29, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 20,976 |
Reported balance
After 2026-05-29 transaction · row 1
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 8,681 · Balance 20,976 F1: The reporting person received an award of 8,681 restricted stock units on May 29, 2026, which vest quarterly in four equal installments over one year, with the first such vesting event occurring on August 29, 2026. Each restricted stock unit represents the right to receive one share of Class A Common Stock upon vesting. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer receipt of the underlying shares of Class A Common Stock upon vesting of the restricted stock units and will instead receive an equal number of shares of phantom stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock upon the reporting person's separation from service with the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received an award of 8,681 restricted stock units on May 29, 2026, which vest quarterly in four equal installments over one year, with the first such vesting event occurring on August 29, 2026. Each restricted stock unit represents the right to receive one share of Class A Common Stock upon vesting. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer receipt of the underlying shares of Class A Common Stock upon vesting of the restricted stock units and will instead receive an equal number of shares of phantom stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock upon the reporting person's separation from service with the issuer.
Trilogy Metals Inc.
Report date September 01, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share Units ("DSUs")SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 557,636.237 |
Reported balance
After 2026-09-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-01 · Grant · Acquired 950.901 · Balance 557,636.237 F1: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. |
Filing footnotes · ownership attribution and instrument terms
F1: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.
F2: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ATMOS ENERGY CORP
Report date February 05, 2025 · Filed February 06, 2025
Section 16 reporting ended · disclosed 2025-02-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,300 |
Ending reported balance
After 2025-02-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-05 · Conversion · Acquired 4,456 · Balance 8,007 F1: Includes 0.5635 shares resulting from a feature of the Company's Equity Incentive and Deferred Compensation Plan for Non-employee Directors (the "Plan") authorizing fractional shares to be rounded to the nearest whole share upon distribution to participant. Row 2 · 2025-02-05 · Exercise / conversion · Acquired 1,293 · Balance 9,300 |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-05 · Conversion · Disposed 4,456 · Balance 0 F2: Each unit of phantom stock is equivalent to one share of the Company's common stock. F3: The phantom stock units were granted under the Plan and have been distributed to the reporting person upon her termination of service on the Company's Board. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-05 · Exercise / conversion · Disposed 1,293 · Balance 0 F4: Each restricted share unit represents the right to receive one share of the Company's common stock. F5: The restricted share units were granted under the 1998 Long-Term Incentive Plan and have been distributed to the reporting person upon her termination of service on the Company's Board. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 0.5635 shares resulting from a feature of the Company's Equity Incentive and Deferred Compensation Plan for Non-employee Directors (the "Plan") authorizing fractional shares to be rounded to the nearest whole share upon distribution to participant.
F2: Each unit of phantom stock is equivalent to one share of the Company's common stock.
F3: The phantom stock units were granted under the Plan and have been distributed to the reporting person upon her termination of service on the Company's Board.
F4: Each restricted share unit represents the right to receive one share of the Company's common stock.
F5: The restricted share units were granted under the 1998 Long-Term Incentive Plan and have been distributed to the reporting person upon her termination of service on the Company's Board.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2022 Filed Jun 2, 2022 23:33 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantCommon Shares | 16,149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-012197 · doc1.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,149 F1 · price: Represents grant of restricted stock units which fully vested and settled on the June 1, 2022 grant date. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 15:37 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantRestricted Stock Unit · Derivative | 1,322 | $113.41 | $149,921.41 |
DisclosureSEC source: 0001127602-22-009238 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322 Underlying: Common Stock · 1,322 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents the right to receive one share of the Company's common stock. F2 · derivative.exercise_date: The restricted share units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and will vest and be delivered to the reporting person one year from the date of grant. F2 · derivative.expiration_date: The restricted share units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and will vest and be delivered to the reporting person one year from the date of grant. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 14:45 UTC | ATMOS ENERGY CORP ATO · Entity 218 | Exercise / conversionRestricted Stock Unit · Derivative | 1,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008519 · form4.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents the right to receive one share of the Company's common stock. F2 · derivative.exercise_date: The restricted share units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and will vest and be delivered to the reporting person one year from the date of grant. F3 · derivative.expiration_date: The restricted share units vested and were delivered to the reporting person one year from date of grant. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 14:45 UTC | ATMOS ENERGY CORP ATO · Entity 218 | Exercise / conversionCommon Stock | 1,652 | $114.38 | $188,955.76 |
DisclosureSEC source: 0001127602-22-008519 · form4.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 20:14 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 4,714.392 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-006048 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,004.164 Underlying: Common Shares · 4,714.392 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 22:03 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDirector Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001567619-21-021946 · doc1.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2026-12-08 F2 · derivative.exercise_price: Converted from Canadian exercise price of C$2.21 using an exchange rate of C$1.2700 = US$1.00. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 22:03 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 20,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-021946 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,289.772 Underlying: Common Shares · 20,600 shares Expires not disclosed F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 16:50 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 2,756.585 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-021554 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,689.772 Underlying: Common Shares · 2,756.585 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 14:59 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | Exercise / conversionDirector Stock Options · Derivative | 70,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001567619-21-018095 · doc1.xml · derivative · entry 4 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 70,000 shares Expires 2021-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$0.70 using an exchange rate of C$1.2613 = US$1.00. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 14:59 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | SaleCommon Shares | 30,000 | $1.75 | $52,500.00 |
DisclosureSEC source: 0001567619-21-018095 · doc1.xml · nonDerivative · entry 3 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F3 · price: The sales price reported is a weighted average price. These shares were sold in multiple transactions ranging from C$2.20 to C$2.22, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales price reported above was converted from the Canadian average weighted sales price of C$2.20 using an exchange rate of C$1.2613 = US$1.00. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 14:59 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | SaleCommon Shares | 40,000 | $1.75 | $70,000.00 |
DisclosureSEC source: 0001567619-21-018095 · doc1.xml · nonDerivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F2 · price: The sales price reported is a weighted average price. These shares were sold in multiple transactions ranging from C$2.14 to C$2.30, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales price reported above was converted from the Canadian average weighted sales price of C$2.21 using an exchange rate of C$1.2613 = US$1.00. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 14:59 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | Exercise / conversionCommon Shares | 70,000 | $0.55 | $38,500.00 |
DisclosureSEC source: 0001567619-21-018095 · doc1.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$0.70 using an exchange rate of C$1.2613 = US$1.00. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:02 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 2,395.497 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-016647 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,933.187 Underlying: Common Shares · 2,395.497 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 20:10 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001567619-21-015503 · doc1.xml · derivative · entry 3 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Shares · 5,000 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exchange exercise price of CAD$0.70 using an exchange rate of CAD$0.7996 = USD$1.00 Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 20:10 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | SaleCommon Shares | 5,000 | $2.03 | $10,150.00 |
DisclosureSEC source: 0001567619-21-015503 · doc1.xml · nonDerivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F2 · price: The sale price reported above was converted from the Canadian exchange sale price of CAD$2.533264 using an exchange rate of CAD$0.7996 = USD$1.00 Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 20:10 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | Exercise / conversionCommon Shares | 5,000 | $0.56 | $2,800.00 |
DisclosureSEC source: 0001567619-21-015503 · doc1.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exchange exercise price of CAD$0.70 using an exchange rate of CAD$0.7996 = USD$1.00 Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:25 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 1,891.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011537 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,537.69 Underlying: Common Shares · 1,891.46 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 15:23 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantRestricted Stock Unit · Derivative | 1,652 | $90.79 | $149,985.08 |
DisclosureSEC source: 0001127602-21-009821 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,652 Underlying: Common Stock · 1,652 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit is equivalent to one share of the Company's common stock. F2 · derivative.exercise_date: The restricted stock units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and will vest one year from date of grant. F3 · derivative.expiration_date: The restricted stock units will vest and be delivered to the reporting person one year from date of grant. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:06 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 2,201.97 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005494 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,646.23 Underlying: Common Shares · 2,201.97 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 22:36 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | PurchaseCommon Shares | 2,000 | $1.83 | $3,660.00 |
DisclosureSEC source: 0001567619-20-021051 · doc1.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| December 10, 2020 Filed Dec 12, 2020 02:09 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDirector Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001567619-20-021005 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2025-12-09 F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.2734 = US$1.00. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 23:07 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 2,856.03 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020475 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,444.26 Underlying: Common Stock · 2,856.03 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 01:27 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 2,441.82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016378 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,588.23 Underlying: Common Stock · 2,441.82 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:00 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 2,722.37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011525 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,146.41 Underlying: Common Stock · 2,722.37 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 22:46 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | PurchaseCommon Shares | 8,000 | $1.30 | $10,400.00 |
DisclosureSEC source: 0001567619-20-006125 · doc1.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 16:27 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Stock Units · Derivative | 1,375.07 | $109.09 | $150,006.39 |
DisclosureSEC source: 0001127602-20-010051 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,936.5731 Underlying: Common Stock · 1,375.07 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F2 · derivative.exercise_date: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are to be settled upon the reporting person's termination of service on the Company's Board. F3 · derivative.expiration_date: The phantom stock units are to be settled upon the reporting person's termination of service on the Company's Board. F4 · balance_after: Includes 52.06 phantom stock units resulting from the dividend reinvestment feature of the Plan which were allocated to reporting person's account since March 12, 2019. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:56 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 2,872.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005478 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,424.04 Underlying: Common Stock · 2,872.06 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 23:03 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDirector Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $2.31 | $0.00 |
DisclosureSEC source: 0001567619-19-023657 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2024-12-26 F1 · derivative.exercise_price: The exercise price reported was converted from the Canadian exercise price of C$3.02 using an exchange rate of C$1.3078=US$1.00. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 02:27 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 2,740.88 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-022672 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,551.98 Underlying: Common Stock · 2,740.88 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 00:58 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 2,624.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017920 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,811.1 Underlying: Common Stock · 2,624.9 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:24 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 1,853.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012726 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,186.2 Underlying: Common Stock · 1,853.23 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 15:30 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Stock Units · Derivative | 1,504.06 | $99.73 | $149,999.90 |
DisclosureSEC source: 0001127602-19-010962 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,509.44 Underlying: Common Stock · 1,504.06 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F2 · derivative.exercise_date: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are settled upon the reporting person's termination of service on the Company's Board. F2 · derivative.expiration_date: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are settled upon the reporting person's termination of service on the Company's Board. F3 · balance_after: Includes 5.38 phantom stock units resulting from a dividend reinvestment feature of the Plan which were allocated to reporting person's account on December 10, 2018. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 18:45 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 2,343.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005959 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,332.97 Underlying: Common Stock · 2,343.7 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 22:56 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDirector Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001567619-18-007522 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2023-12-04 F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.94 using an exchange rate of C$1.3353=US$1.00. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 18:52 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 1,343.17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-007413 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,989.27 Underlying: Common Stock · 1,343.17 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 15:43 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantPhantom Stock Units · Derivative | 1,000 | $94.66 | $94,655.00 |
DisclosureSEC source: 0001127602-18-035033 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F2 · derivative.exercise_date: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are to be settled upon the reporting person's termination of service on the Company's Board. F2 · derivative.expiration_date: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are to be settled upon the reporting person's termination of service on the Company's Board. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:15 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 1,665.13 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-002303 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,646.1 Underlying: Common Stock · 1,665.13 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:50 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 2,235.43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027462 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,980.97 Underlying: Common Stock · 2,235.43 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 18:56 UTC | Alta Mesa Resources, Inc. /DE AMR · Entity 154261 | GrantClass A Common Stock | 18,344 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010121 · doc4.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,344 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 23:29 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 2,038.83 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-011784 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,745.54 Underlying: Common Stock · 2,038.83 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 21:15 UTC | Alta Mesa Resources, Inc. /DE AMR · Entity 154261 | ConversionClass B Common Stock · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-009021 · a4.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock automatically converted into Class A Common Stock on a 1-to-1 basis and had no expiration date. F1 · derivative.exercise_date: The Class B Common Stock automatically converted into Class A Common Stock on a 1-to-1 basis and had no expiration date. F1 · derivative.expiration_date: The Class B Common Stock automatically converted into Class A Common Stock on a 1-to-1 basis and had no expiration date. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 21:15 UTC | Alta Mesa Resources, Inc. /DE AMR · Entity 154261 | ConversionClass A Common Stock | 33,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-009021 · a4.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B Common Stock automatically converted into Class A Common Stock on a 1-to-1 basis and had no expiration date. Read SEC document |
| December 07, 2017 Filed Dec 9, 2017 01:50 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDirector Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001140361-17-045547 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-12-06 F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 20:40 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 3,399.75 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-044819 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,706.7 Underlying: Common Stock · 3,399.75 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 23:42 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 2,881.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-034476 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,306.95 Underlying: Common Stock · 2,881.19 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 00:32 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 4,385.54 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024232 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,425.76 Underlying: Common Stock · 4,385.54 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 22:03 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 6,497.21 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010014 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,040.22 Underlying: Common Stock · 6,497.21 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 23:42 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDirector Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001140361-16-090113 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2021-12-14 F1 · derivative.exercise_price: Expressed in Canadian dollars. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 19:32 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 5,543.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088566 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,543.01 Underlying: Common Stock · 5,543.01 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.