Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alta Mesa Resources, Inc. /DEAMR · Entity 154261 | Director | April 12, 2018 | April 13, 2018 |
| NUSCALE POWER CorpSMR · Entity 4088 | Director | May 29, 2026 | June 02, 2026 |
| Trilogy Metals Inc.TMQ · Entity 5362 | Director | September 01, 2026 | September 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alta Mesa Resources, Inc. /DE
Report date April 12, 2018 · Filed April 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 51,344 |
Reported balance
After 2018-04-12 transaction · row 1
1 source rowRow 1 · 2018-04-12 · Grant · Acquired 18,344 · Balance 51,344 |
NUSCALE POWER Corp
Report date May 29, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 20,976 |
Reported balance
After 2026-05-29 transaction · row 1
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 8,681 · Balance 20,976 F1: The reporting person received an award of 8,681 restricted stock units on May 29, 2026, which vest quarterly in four equal installments over one year, with the first such vesting event occurring on August 29, 2026. Each restricted stock unit represents the right to receive one share of Class A Common Stock upon vesting. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer receipt of the underlying shares of Class A Common Stock upon vesting of the restricted stock units and will instead receive an equal number of shares of phantom stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock upon the reporting person's separation from service with the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received an award of 8,681 restricted stock units on May 29, 2026, which vest quarterly in four equal installments over one year, with the first such vesting event occurring on August 29, 2026. Each restricted stock unit represents the right to receive one share of Class A Common Stock upon vesting. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer receipt of the underlying shares of Class A Common Stock upon vesting of the restricted stock units and will instead receive an equal number of shares of phantom stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock upon the reporting person's separation from service with the issuer.
Trilogy Metals Inc.
Report date September 01, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share Units ("DSUs")SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 557,636.237 |
Reported balance
After 2026-09-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-01 · Grant · Acquired 950.901 · Balance 557,636.237 F1: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. |
Filing footnotes · ownership attribution and instrument terms
F1: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year.
F2: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ATMOS ENERGY CORP
Report date February 05, 2025 · Filed February 06, 2025
Section 16 reporting ended · disclosed 2025-02-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,300 |
Ending reported balance
After 2025-02-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-05 · Conversion · Acquired 4,456 · Balance 8,007 F1: Includes 0.5635 shares resulting from a feature of the Company's Equity Incentive and Deferred Compensation Plan for Non-employee Directors (the "Plan") authorizing fractional shares to be rounded to the nearest whole share upon distribution to participant. Row 2 · 2025-02-05 · Exercise / conversion · Acquired 1,293 · Balance 9,300 |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-05 · Conversion · Disposed 4,456 · Balance 0 F2: Each unit of phantom stock is equivalent to one share of the Company's common stock. F3: The phantom stock units were granted under the Plan and have been distributed to the reporting person upon her termination of service on the Company's Board. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-05 · Exercise / conversion · Disposed 1,293 · Balance 0 F4: Each restricted share unit represents the right to receive one share of the Company's common stock. F5: The restricted share units were granted under the 1998 Long-Term Incentive Plan and have been distributed to the reporting person upon her termination of service on the Company's Board. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 0.5635 shares resulting from a feature of the Company's Equity Incentive and Deferred Compensation Plan for Non-employee Directors (the "Plan") authorizing fractional shares to be rounded to the nearest whole share upon distribution to participant.
F2: Each unit of phantom stock is equivalent to one share of the Company's common stock.
F3: The phantom stock units were granted under the Plan and have been distributed to the reporting person upon her termination of service on the Company's Board.
F4: Each restricted share unit represents the right to receive one share of the Company's common stock.
F5: The restricted share units were granted under the 1998 Long-Term Incentive Plan and have been distributed to the reporting person upon her termination of service on the Company's Board.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2026 Filed Sep 1, 2026 21:37 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 950.901 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-26-001197 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 557,636.237 Underlying: Common Shares · 950.901 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2026 Filed Jun 1, 2026 22:08 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 791.68 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-26-000788 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 556,685.336 Underlying: Common Shares · 791.68 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 20:50 UTC | NUSCALE POWER Corp SMR · Entity 4088 | GrantClass A Common Stock | 8,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-26-000065 · wk-form4_1780433431.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,976 F1 · shares: The reporting person received an award of 8,681 restricted stock units on May 29, 2026, which vest quarterly in four equal installments over one year, with the first such vesting event occurring on August 29, 2026. Each restricted stock unit represents the right to receive one share of Class A Common Stock upon vesting. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer receipt of the underlying shares of Class A Common Stock upon vesting of the restricted stock units and will instead receive an equal number of shares of phantom stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock upon the reporting person's separation from service with the issuer. Read SEC document |
| April 23, 2026 Filed Apr 24, 2026 21:00 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.61 | $0.00 |
DisclosureSEC source: 0000912282-26-000638 · form4.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 50,000 shares Expires 2026-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.21 using an exchange rate of C$1.3688 = US$1.00. Read SEC document |
| April 23, 2026 Filed Apr 24, 2026 21:00 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | Exercise / conversionCommon Shares | 50,000 | $1.61 | $80,500.00 |
DisclosureSEC source: 0000912282-26-000638 · form4.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Converted from Canadian exercise price of C$2.21 using an exchange rate of C$1.3688 = US$1.00. Read SEC document |
| March 02, 2026 Filed Mar 2, 2026 23:18 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 814.12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-26-000399 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 555,893.656 Underlying: Common Shares · 814.12 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 22:43 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDirector Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $4.61 | $0.00 |
DisclosureSEC source: 0000912282-25-001415 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2030-12-10 F1 · derivative.exercise_price: Converted from Canadian exercise price of C$6.35 using an exchange rate of C$1.3774 = US$1.00. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 22:22 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 3,428.772 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-001361 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 555,079.536 Underlying: Common Shares · 3,428.772 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| October 08, 2025 Filed Oct 10, 2025 23:00 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.81 | $0.00 |
DisclosureSEC source: 0000912282-25-001073 · form4.xml · derivative · entry 3 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.3952 = US$1.00. Read SEC document |
| October 08, 2025 Filed Oct 10, 2025 23:00 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | SaleCommon Shares | 100,000 | $7.03 | $703,000.00 |
DisclosureSEC source: 0000912282-25-001073 · form4.xml · nonDerivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,302 F2 · price: Average weighted price of C$9.81 converted to U.S. dollars using an exchange rate of C$1.3952 = US$1.00. The sale price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$9.56 to C$10.07, inclusive. The reporting person undertakes to provide to Trilogy Metals Inc., any security holder of Trilogy Metals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 08, 2025 Filed Oct 10, 2025 23:00 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | Exercise / conversionCommon Shares | 100,000 | $1.81 | $181,000.00 |
DisclosureSEC source: 0000912282-25-001073 · form4.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Converted from Canadian exercise price of C$2.52 using an exchange rate of C$1.3952 = US$1.00. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 22:09 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 8,424.561 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-000967 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 551,650.764 Underlying: Common Shares · 8,424.561 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 01:12 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 11,451.512 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-000592 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 543,226.203 Underlying: Common Shares · 11,451.512 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| May 28, 2025 Filed May 30, 2025 20:26 UTC | NUSCALE POWER Corp SMR · Entity 4088 | GrantClass A Common Stock | 3,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-25-000107 · wk-form4_1748636784.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,295 F1 · shares: The reporting person received an award of 3,109 restricted stock units on May 28, 2025, vesting in four equal installments beginning on August 28, 2025. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting. F1 · price: The reporting person received an award of 3,109 restricted stock units on May 28, 2025, vesting in four equal installments beginning on August 28, 2025. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 20:12 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-25-000048 · wk-form4_1742587940.xml · derivative · entry 3 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,100 Underlying: Class A Common Stock · 463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into Class A Common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 20, 2024, the reporting person was granted 5,563 restricted stock units as a one-time award that will vest quarterly for three years beginning on March 20, 2025. F3 · derivative.expiration_date: On December 20, 2024, the reporting person was granted 5,563 restricted stock units as a one-time award that will vest quarterly for three years beginning on March 20, 2025. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 20:12 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-25-000048 · wk-form4_1742587940.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported transaction involves the vesting and settlement of 463 restrict stock units (RSUs) previously reported in Table II of Form 3. The total reported in Column 5 includes the 463 shares of Class A Common Stock, the remaining 5,100 RSUs previously reported on Table II and the 3,623 shares directly held, of Class A Common Stock previously reported in Table 1. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 16:25 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 9,822.647 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-000233 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 531,774.691 Underlying: Common Shares · 9,822.647 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:45 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 1,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-25-000028 · wk-form4_1741131907.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,390 Underlying: Class A Common Stock · 1,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On December 20, 2024, the reporting person was granted 2,423 restricted stock units as a prorated portion of Director fees which vest quarterly for two installments beginning on February 28, 2025. F3 · derivative.expiration_date: On December 20, 2024, the reporting person was granted 2,423 restricted stock units as a prorated portion of Director fees which vest quarterly for two installments beginning on February 28, 2025. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:45 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 1,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-25-000028 · wk-form4_1741131907.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported transaction involves the vesting and settlement of 1,033 restricted stock units (RSUs) previously reported in Table II of Form 3. The total reported in Column 5 includes the 1,033 shares of Class A Common Stock, the remaining 1,390 RSUs previously reported on Table II, and 1,200 shares, directly held, of Class A Common Stock previously reported in Table I. Read SEC document |
| February 05, 2025 Filed Feb 6, 2025 18:03 UTC | ATMOS ENERGY CORP ATO · Entity 218 | Exercise / conversionRestricted Stock Unit · Derivative | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003339 · form4.xml · derivative · entry 4 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted share unit represents the right to receive one share of the Company's common stock. F5 · derivative.exercise_date: The restricted share units were granted under the 1998 Long-Term Incentive Plan and have been distributed to the reporting person upon her termination of service on the Company's Board. F5 · derivative.expiration_date: The restricted share units were granted under the 1998 Long-Term Incentive Plan and have been distributed to the reporting person upon her termination of service on the Company's Board. Read SEC document |
| February 05, 2025 Filed Feb 6, 2025 18:03 UTC | ATMOS ENERGY CORP ATO · Entity 218 | ConversionPhantom Stock Units · Derivative | 4,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003339 · form4.xml · derivative · entry 3 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock. F3 · derivative.exercise_date: The phantom stock units were granted under the Plan and have been distributed to the reporting person upon her termination of service on the Company's Board. F3 · derivative.expiration_date: The phantom stock units were granted under the Plan and have been distributed to the reporting person upon her termination of service on the Company's Board. Read SEC document |
| February 05, 2025 Filed Feb 6, 2025 18:03 UTC | ATMOS ENERGY CORP ATO · Entity 218 | Exercise / conversionCommon Stock | 1,293 | $144.69 | $187,084.17 |
DisclosureSEC source: 0001127602-25-003339 · form4.xml · nonDerivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2025 Filed Feb 6, 2025 18:03 UTC | ATMOS ENERGY CORP ATO · Entity 218 | ConversionCommon Stock | 4,456 | $144.69 | $644,738.64 |
DisclosureSEC source: 0001127602-25-003339 · form4.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes 0.5635 shares resulting from a feature of the Company's Equity Incentive and Deferred Compensation Plan for Non-employee Directors (the "Plan") authorizing fractional shares to be rounded to the nearest whole share upon distribution to participant. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 23:43 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDirector Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000912282-24-000867 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Shares · 75,000 shares Expires 2029-12-09 F1 · derivative.exercise_price: The option exercise price was converted from the Canadian exercise price of $1.52 using an exchange rate of C$1.413 = US$1.00. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 22:45 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 11,201.628 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-24-000843 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 491,952.044 Underlying: Common Shares · 11,201.628 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 02, 2024 Filed Dec 11, 2024 23:43 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-24-000867 · form4.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 521,952.044 Underlying: Common Shares · 30,000 shares Expires not disclosed F2 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F3 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F3 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 18:03 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 27,380 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-24-000611 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 480,750.416 Underlying: Common Shares · 27,380 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 21:54 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 28,482.687 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-24-000482 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 453,370.416 Underlying: Common Shares · 28,482.687 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| May 16, 2024 Filed May 16, 2024 19:03 UTC | ATMOS ENERGY CORP ATO · Entity 218 | SaleCommon Stock | 400 | $118.00 | $47,200.00 |
DisclosureSEC source: 0001127602-24-015588 · form4.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,551 F1 · shares: Transaction carried out for the purpose of tax and financial planning. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 20:53 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantRestricted Stock Unit · Derivative | 1,293 | $115.96 | $149,936.28 |
DisclosureSEC source: 0001127602-24-009815 · form4.xml · derivative · entry 3 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,293 Underlying: Common Stock · 1,293 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents the right to receive one share of the Company's common stock. F3 · derivative.exercise_date: The restricted share units were granted under the Plan and will vest and be delivered to the reporting person one year from the date of grant. F3 · derivative.expiration_date: The restricted share units were granted under the Plan and will vest and be delivered to the reporting person one year from the date of grant. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 20:53 UTC | ATMOS ENERGY CORP ATO · Entity 218 | Exercise / conversionRestricted Stock Unit · Derivative | 1,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-009815 · form4.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents the right to receive one share of the Company's common stock. F2 · derivative.exercise_date: The restricted share units vested and were delivered to the reporting person one year from date of grant. F2 · derivative.expiration_date: The restricted share units vested and were delivered to the reporting person one year from date of grant. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 20:53 UTC | ATMOS ENERGY CORP ATO · Entity 218 | Exercise / conversionCommon Stock | 1,367 | $115.96 | $158,517.32 |
DisclosureSEC source: 0001127602-24-009815 · form4.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 1, 2024 23:48 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 31,920 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-24-000219 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 424,887.729 Underlying: Common Shares · 31,920 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respet to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respet to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 22:54 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDirector Stock Options · Derivative | 50,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0000912282-23-000551 · form4.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2028-12-06 F2 · derivative.exercise_price: The option exercise price was converted from the Canadian exercise price of C$0.59 using an exchange rate of C$1.3597 = US$1.00. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 22:54 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantCommon Shares | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000551 · form4.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,302 F1 · shares: Represents grant of restricted stock units which fully vest on December 7, 2023. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:46 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 32,960.345 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000545 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392,967.729 Underlying: Common Shares · 32,960.345 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:38 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantCommon Shares · Derivative | 29,628.889 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000350 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,007.384 Underlying: Common Shares · 229,628.889 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:50 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 26,602.015 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000095 · form4.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,378.495 Underlying: Common Shares · 26,602.015 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| May 05, 2023 Filed May 5, 2023 18:16 UTC | ATMOS ENERGY CORP ATO · Entity 218 | SaleCommon Stock | 390 | $117.50 | $45,825.00 |
DisclosureSEC source: 0001127602-23-014640 · form4.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,584 F1 · shares: Transaction carried out for the purpose of tax and financial planning. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:08 UTC | ATMOS ENERGY CORP ATO · Entity 218 | GrantRestricted Stock Unit · Derivative | 1,367 | $109.72 | $149,987.24 |
DisclosureSEC source: 0001127602-23-010039 · form4.xml · derivative · entry 3 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367 Underlying: Common Stock · 1,367 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents the right to receive one share of the Company's common stock. F2 · derivative.exercise_date: The restricted share units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and will vest and be delivered to the reporting person one year from the date of grant. F2 · derivative.expiration_date: The restricted share units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and will vest and be delivered to the reporting person one year from the date of grant. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:08 UTC | ATMOS ENERGY CORP ATO · Entity 218 | Exercise / conversionRestricted Stock Unit · Derivative | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010039 · form4.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents the right to receive one share of the Company's common stock. F2 · derivative.exercise_date: The restricted share units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and will vest and be delivered to the reporting person one year from the date of grant. F3 · derivative.expiration_date: The restricted stock units vested one year from date of grant and were delivered to the reporting person. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 18:08 UTC | ATMOS ENERGY CORP ATO · Entity 218 | Exercise / conversionCommon Stock | 1,322 | $109.72 | $145,049.84 |
DisclosureSEC source: 0001127602-23-010039 · form4.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:41 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 22,334.026 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004306 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,776.48 Underlying: Common Shares · 22,334.026 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 19:07 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDirector Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001567619-22-021492 · doc1.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2027-12-07 F3 · derivative.exercise_price: Converted from Canadian exercise price of C$0.78 using an exchange rate of C$1.3582 = US$1.00. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 19:07 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021492 · doc1.xml · derivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,442.454 Underlying: Common Shares · 100,000 shares Expires not disclosed F1 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F2 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F2 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 23:00 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 8,645.513 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021234 · doc1.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,442.454 Underlying: Common Shares · 8,645.513 shares Expires not disclosed F2 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F3 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F3 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 23:00 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantCommon Shares | 13,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-021234 · doc1.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,302 F1 · price: Represents grant of restricted stock units which fully vested and settled on the December 1, 2022 grant date. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:40 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 7,582.941 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016996 · doc1.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,796.941 Underlying: Common Shares · 7,582.941 shares Expires not disclosed F2 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F3 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F3 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:40 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantCommon Shares | 11,753 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-016996 · doc1.xml · nonDerivative · entry 1 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,902 F1 · price: Represents grant of restricted stock units which fully vested and settled on the September 1, 2022 grant date. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 23:33 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units ("DSUs") · Derivative | 5,209.836 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012197 · doc1.xml · derivative · entry 2 WALTERS DIANA J · CIK 0001007203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,214 Underlying: Common Shares · 5,209.836 shares Expires not disclosed F2 · security: Non-discretionary issuances of DSUs pursuant to elections made by plan participants prior to the commencement of the current fiscal year. F3 · derivative.exercise_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F3 · derivative.expiration_date: The DSUs vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.