Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AIR INDUSTRIES GROUPAIRI · Entity 7887 | Director · 10% owner | February 12, 2026 | February 17, 2026 |
| Bridgeline Digital, Inc.BLIN · Entity 7897 | Director | October 01, 2016 | April 03, 2017 |
| INTELLINETICS, INC.INLX · Entity 7575 | 10% owner | October 06, 2026 | October 07, 2026 |
| Icagen, Inc.NONE · Entity 155263 | 10% owner | August 26, 2019 | August 28, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AIR INDUSTRIES GROUP
Report date February 12, 2026 · Filed February 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,159 |
Reported balance
After 2026-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-12 · Grant · Acquired 12,159 · Balance 12,159 F1: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date. |
| Common StockSEC Table I · non-derivative | Direct | 287,737 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 287,737 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2030-11-30 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 10,000 F2: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.75 · Expires 2029-08-31 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,000 F3: Exercisable in full. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2028-05-31 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,000 F3: Exercisable in full. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.43 · Expires 2028-06-30 | Direct | 2,120 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,120 F3: Exercisable in full. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.40 · Expires 2027-04-30 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,000 F3: Exercisable in full. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.20 · Expires 2027-12-31 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,000 F3: Exercisable in full. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $23.80 · Expires 2026-12-31 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 1,000 F3: Exercisable in full. |
| Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2026-07-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-02-12 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance Not disclosed F4: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes accrued interest through December 31, 2020. F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. |
| Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $9.30 · Expires 2026-07-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-02-12 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance Not disclosed F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. |
| Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2026-07-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-02-12 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance Not disclosed F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.
F2: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.
F3: Exercisable in full.
F4: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes accrued interest through December 31, 2020.
F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.
Bridgeline Digital, Inc.
Report date October 01, 2016 · Filed April 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Preferred Series A StockSEC Table I · non-derivative | Direct | 814 |
Reported balance
After 2016-10-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2016-10-01 · Grant · Acquired 836 · Balance 814 F1: Quarterly preferred stock dividend. F2: Convertible to common stock at $0.65 per share. |
| Preferred Series A StockSEC Table I · non-derivative | Direct | 1,696 |
Reported balance
After 2017-01-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2017-01-01 · Grant · Acquired 1,696 · Balance 1,696 F3: Quarterly preferred stock dividend. F4: Convertible to common stock at $0.65 per share. |
| Preferred Series A Common StockSEC Table I · non-derivative | Direct | 1,710 |
Reported balance
After 2017-04-01 transaction · row 3
1 source rowRow 3 · 2017-04-01 · Grant · Acquired 1,710 · Balance 1,710 F5: Quarterly preferred stock dividend. F6: Convertible to common stock at $0.65 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Quarterly preferred stock dividend.
F2: Convertible to common stock at $0.65 per share.
F3: Quarterly preferred stock dividend.
F4: Convertible to common stock at $0.65 per share.
F5: Quarterly preferred stock dividend.
F6: Convertible to common stock at $0.65 per share.
INTELLINETICS, INC.
Report date October 06, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 459,338 |
Reported balance
After 2026-10-06 transaction · row 1
1 source rowRow 1 · 2026-10-06 · Purchase · Acquired 4,000 · Balance 459,338 |
Icagen, Inc.
Report date August 26, 2019 · Filed August 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2024-08-26 | Direct | 71,428 |
Reported balance
After 2019-08-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-08-26 · Grant · Acquired 71,428 · Balance 71,428 F1: These warrants were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 | Direct | 114,285 |
Reported balance
After 2019-08-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-08-26 · Grant · Acquired 71,428 · Balance 114,285 F2: These shares of Series C Preferred Stock were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000 and there is no expiration date. F3: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation. |
Filing footnotes · ownership attribution and instrument terms
F1: These warrants were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000.
F2: These shares of Series C Preferred Stock were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000 and there is no expiration date.
F3: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2018 Filed Feb 14, 2019 22:31 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 15 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F10 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Feb 14, 2019 22:31 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $650,000.00 Strike: $1.50 | $650,000.00 |
DisclosureSEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433,333 shares Expires 2020-12-31 F8 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Feb 15, 2019 16:30 UTC Amendment | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 15 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F10 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Feb 15, 2019 16:30 UTC Amendment | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $650,000.00 Strike: $1.50 | $650,000.00 |
DisclosureSEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 13 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433,333 shares Expires 2020-12-31 F8 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Apr 4, 2019 17:52 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 14 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F10 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Apr 4, 2019 17:52 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $650,000.00 Strike: $1.50 | $650,000.00 |
DisclosureSEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433,333 shares Expires 2020-12-31 F8 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Aug 14, 2019 14:55 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F10 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Aug 14, 2019 14:55 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $650,000.00 Strike: $1.50 | $650,000.00 |
DisclosureSEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 10 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433,333 shares Expires 2020-12-31 F8 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Dec 5, 2019 19:35 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F10 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F10 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Dec 5, 2019 19:35 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $650,000.00 Strike: $1.50 | $650,000.00 |
DisclosureSEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 10 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433,333 shares Expires 2020-12-31 F8 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 21:16 UTC | INTELLINETICS, INC. INLX · Entity 7575 | PurchaseConvertible Note · Derivative | Not disclosed | $200,000.00 Strike: $0.13 | $200,000.00 |
DisclosureSEC source: 0001493152-18-013903 · ownership.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334,766 Underlying: Common stock · 1,538,461 shares Expires not disclosed F2 · derivative.expiration_date: N/A Read SEC document |
| September 26, 2018 Filed Apr 26, 2019 20:48 UTC | INTELLINETICS, INC. INLX · Entity 7575 | OtherWARRANT · Derivative | 219,000 | Not disclosed Strike: $0.18 | Not disclosed |
DisclosureSEC source: 0001493152-19-006011 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,553,766 Underlying: COMMON STOCK · 219,000 shares Expires 2023-09-26 F1 · kind: Placement Agent Warrants were issued at a rate of 8% of the shares sold by Taglich Brothers, Inc., on behalf of the company, as part of a private placement of convertible debt conducted by the Company in September 2018. F1 · price: Placement Agent Warrants were issued at a rate of 8% of the shares sold by Taglich Brothers, Inc., on behalf of the company, as part of a private placement of convertible debt conducted by the Company in September 2018. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 18:59 UTC | Icagen, Inc. NONE · Entity 155263 | GrantWarrant · Derivative | 42,857 | Not disclosed Strike: $3.50 | Not disclosed |
DisclosureSEC source: 0001213900-18-011866 · ownership.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,857 Underlying: Common Stock · 42,857 shares Expires 2025-08-27 F1 · derivative.exercise_price: On August 27, 2018, Mr. Taglich entered into a Securities Purchase Agreement with Icagen, Inc. (the "Company") pursuant to which the Company issued to Mr. Taglich one and one half preferred stock units (the "Units") in a private placement for total offering proceeds of $150,000. Each Unit consists of an aggregate of: (i) 42,857 shares of Series C Convertible Preferred Stock initially convertible into 42,857 shares of the Company's common stock (the "Common Stock"); and (ii) a warrant to purchase 42,857 shares of Common Stock at an initial exercise price of $3.50 per share (subject to adjustment). F3 · derivative.exercise_price: The warrant expires seven years after the issuance date. Subject to limited exceptions, a holder of the warrant will not have the right to exercise any portion of the warrant if such holder, together with his affiliates, would beneficially own in excess of 9.99% of the number of shares of the Common Stock outstanding immediately after giving effect to its exercise. This ownership limitation may be adjusted by the holder of the warrant upon not less than 61 days' prior notice to the Company, provided that the limitation in no event shall exceed 9.99% of the number of shares of the Common Stock outstanding immediately after giving effect to its exercise. The warrant also contains certain anti-dilution provisions that apply in connection with any stock split, stock dividend, stock combination, recapitalization and issuances of securities at prices below the conversion price or similar transactions. F1 · price: On August 27, 2018, Mr. Taglich entered into a Securities Purchase Agreement with Icagen, Inc. (the "Company") pursuant to which the Company issued to Mr. Taglich one and one half preferred stock units (the "Units") in a private placement for total offering proceeds of $150,000. Each Unit consists of an aggregate of: (i) 42,857 shares of Series C Convertible Preferred Stock initially convertible into 42,857 shares of the Company's common stock (the "Common Stock"); and (ii) a warrant to purchase 42,857 shares of Common Stock at an initial exercise price of $3.50 per share (subject to adjustment). F3 · price: The warrant expires seven years after the issuance date. Subject to limited exceptions, a holder of the warrant will not have the right to exercise any portion of the warrant if such holder, together with his affiliates, would beneficially own in excess of 9.99% of the number of shares of the Common Stock outstanding immediately after giving effect to its exercise. This ownership limitation may be adjusted by the holder of the warrant upon not less than 61 days' prior notice to the Company, provided that the limitation in no event shall exceed 9.99% of the number of shares of the Common Stock outstanding immediately after giving effect to its exercise. The warrant also contains certain anti-dilution provisions that apply in connection with any stock split, stock dividend, stock combination, recapitalization and issuances of securities at prices below the conversion price or similar transactions. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 18:59 UTC | Icagen, Inc. NONE · Entity 155263 | GrantSeries C Convertible Preferred Stock · Derivative | 42,857 | Not disclosed Strike: $3.50 | Not disclosed |
DisclosureSEC source: 0001213900-18-011866 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,857 Underlying: Common Stock · 42,857 shares Expires not disclosed F1 · derivative.exercise_price: On August 27, 2018, Mr. Taglich entered into a Securities Purchase Agreement with Icagen, Inc. (the "Company") pursuant to which the Company issued to Mr. Taglich one and one half preferred stock units (the "Units") in a private placement for total offering proceeds of $150,000. Each Unit consists of an aggregate of: (i) 42,857 shares of Series C Convertible Preferred Stock initially convertible into 42,857 shares of the Company's common stock (the "Common Stock"); and (ii) a warrant to purchase 42,857 shares of Common Stock at an initial exercise price of $3.50 per share (subject to adjustment). F1 · price: On August 27, 2018, Mr. Taglich entered into a Securities Purchase Agreement with Icagen, Inc. (the "Company") pursuant to which the Company issued to Mr. Taglich one and one half preferred stock units (the "Units") in a private placement for total offering proceeds of $150,000. Each Unit consists of an aggregate of: (i) 42,857 shares of Series C Convertible Preferred Stock initially convertible into 42,857 shares of the Company's common stock (the "Common Stock"); and (ii) a warrant to purchase 42,857 shares of Common Stock at an initial exercise price of $3.50 per share (subject to adjustment). F2 · price: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation. F1 · derivative.expiration_date: On August 27, 2018, Mr. Taglich entered into a Securities Purchase Agreement with Icagen, Inc. (the "Company") pursuant to which the Company issued to Mr. Taglich one and one half preferred stock units (the "Units") in a private placement for total offering proceeds of $150,000. Each Unit consists of an aggregate of: (i) 42,857 shares of Series C Convertible Preferred Stock initially convertible into 42,857 shares of the Company's common stock (the "Common Stock"); and (ii) a warrant to purchase 42,857 shares of Common Stock at an initial exercise price of $3.50 per share (subject to adjustment). F2 · derivative.expiration_date: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 19:44 UTC | Icagen, Inc. NONE · Entity 155263 | GrantWarrant · Derivative | 3,750 | Not disclosed Strike: $3.50 | Not disclosed |
DisclosureSEC source: 0001213900-18-011175 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 3,750 shares Expires 2023-08-13 F1 · shares: The warrants (the "Warrants") were issued to the reporting person by Icagen, Inc. (the "Company") in a private placement offering of units (the "Units" and each a "Unit") with each Unit sold at a price of $10,000 per Unit and each Unit consisting of (i) a note in the principal amount of $10,000, and (ii) a five year warrant to acquire 1,500 shares of the Company's common stock, par value, $0.001 per share ("Common Stock"), at an exercise price of $3.50 per share. Each Warrant is exercisable for one share of Common Stock. F1 · price: The warrants (the "Warrants") were issued to the reporting person by Icagen, Inc. (the "Company") in a private placement offering of units (the "Units" and each a "Unit") with each Unit sold at a price of $10,000 per Unit and each Unit consisting of (i) a note in the principal amount of $10,000, and (ii) a five year warrant to acquire 1,500 shares of the Company's common stock, par value, $0.001 per share ("Common Stock"), at an exercise price of $3.50 per share. Each Warrant is exercisable for one share of Common Stock. Read SEC document |
| May 21, 2018 Filed May 22, 2018 21:00 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseCommon Stock | 17,857 | $1.68 | $29,999.76 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · nonDerivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,917,106 Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:22 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · derivative · entry 6 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F5 · derivative.exercise_date: Vests as to 5,500 shares on May 14, 2018 and in increments of 2,500 additional shares on each of June 30, September 30, 2018 and December 31, 2018. Read SEC document |
| May 14, 2018 Filed May 22, 2018 21:00 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · derivative · entry 5 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F4 · derivative.exercise_date: Vests as to 5,500 shares on May 14, 2018 and in increments of 2,500 additional shares on each of June 30, September 30, 2018 and December 31, 2018. Read SEC document |
| May 14, 2018 Filed Jan 17, 2019 23:17 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 5 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F4 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| May 14, 2018 Filed Feb 14, 2019 22:31 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 5 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F5 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| May 14, 2018 Filed Feb 15, 2019 16:30 UTC Amendment | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 5 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F5 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| May 14, 2018 Filed Apr 4, 2019 17:52 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 5 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F5 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| May 14, 2018 Filed Aug 14, 2019 14:55 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 5 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F5 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| May 14, 2018 Filed Dec 5, 2019 19:35 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 6 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F5 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| January 11, 2018 Filed Sep 28, 2018 21:16 UTC | INTELLINETICS, INC. INLX · Entity 7575 | OtherWarrant · Derivative | 210,000 | Not disclosed Strike: $0.25 | Not disclosed |
DisclosureSEC source: 0001493152-18-013903 · ownership.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,796,305 Underlying: Common stock · 210,000 shares Expires 2022-11-30 F1 · kind: Placement Agent Warrants were issued at a rate of 10% of the shares sold by Taglich Brothers, Inc. on behalf of the company, as part of a private placement of convertible debt conducted by the Company in November 2017. F1 · price: Placement Agent Warrants were issued at a rate of 10% of the shares sold by Taglich Brothers, Inc. on behalf of the company, as part of a private placement of convertible debt conducted by the Company in November 2017. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:53 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · derivative · entry 15 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed May 16, 2018 21:22 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · derivative · entry 15 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed May 22, 2018 21:00 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · derivative · entry 14 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Jan 17, 2019 23:17 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Feb 14, 2019 22:31 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Feb 15, 2019 16:30 UTC Amendment | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 12 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Apr 4, 2019 17:52 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Aug 14, 2019 14:55 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 9 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Dec 5, 2019 19:35 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 9 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:06 UTC | Icagen, Inc. NONE · Entity 155263 | GrantWarrant · Derivative | 5,357 | $0.02 Strike: $3.50 | $107.14 |
DisclosureSEC source: 0001213900-18-000044 · f4122917taglichr_icagen.xml · derivative · entry 3 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,357 Underlying: Common Stock · 5,357 shares Expires 2019-12-31 Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:06 UTC | Icagen, Inc. NONE · Entity 155263 | PurchaseCommon Stock, $0.001 par value | 21,429 | $0.37 | $7,928.73 |
DisclosureSEC source: 0001213900-18-000044 · f4122917taglichr_icagen.xml · nonDerivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,125 Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:30 UTC | INTELLINETICS, INC. INLX · Entity 7575 | ConversionConvertible Note · Derivative | 75,000 | Not disclosed Strike: $0.20 | Not disclosed |
DisclosureSEC source: 0001493152-17-014094 · form4.xml · derivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,703,572 Underlying: Common stock · 375,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: $75,000 in convertible notes, exercisable at $0.20 per share, were purchased by the surrender and cancellation of $77,320 in convertible notes, exercisable at $0.30 per share, as set forth above. Outstanding interest on the previously-issued convertible notes was paid in full in cash. F1 · derivative.expiration_date: N/A Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:30 UTC | INTELLINETICS, INC. INLX · Entity 7575 | ConversionConvertible Note · Derivative | Not disclosed | $75,000.00 Strike: $0.30 | $77,320.00 |
DisclosureSEC source: 0001493152-17-014094 · form4.xml · derivative · entry 1 TAGLICH ROBERT · CIK 0001353439 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,328,572 Underlying: Common stock · 257,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: N/A Read SEC document |
| November 29, 2017 Filed Dec 12, 2017 20:44 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-17-003590 · e617539_4-robertt.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Dec 12, 2017 20:43 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseCommon Stock | 72,463 | $1.38 | $99,998.94 |
DisclosureSEC source: 0001193805-17-003589 · e617538_4-robertt.xml · nonDerivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,899,249 Read SEC document |
| November 29, 2017 Filed Jan 2, 2018 20:53 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseCommon Stock | 72,463 | $1.38 | $99,998.94 |
DisclosureSEC source: 0001193805-18-000019 · e617573_4-robertt.xml · nonDerivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,899,249 Read SEC document |
| November 29, 2017 Filed Jan 2, 2018 20:55 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-18-000020 · e617574_4-robertt.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed May 16, 2018 21:22 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-18-000708 · e617987_4-robertt.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed May 16, 2018 21:22 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseCommon Stock | 72,463 | $1.38 | $99,998.94 |
DisclosureSEC source: 0001193805-18-000707 · e617986_4-robertt.xml · nonDerivative · entry 2 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,899,249 Read SEC document |
| November 29, 2017 Filed May 22, 2018 21:01 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-18-000743 · e618037_4-robertt.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Jan 17, 2019 23:19 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-000885 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Feb 14, 2019 22:34 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-002635 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Feb 15, 2019 16:33 UTC Amendment | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-002687 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Apr 4, 2019 17:53 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-005774 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Aug 14, 2019 14:56 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 24,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-015691 · ownership.xml · derivative · entry 11 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2022-11-30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.