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TAGLICH ROBERT

Disclosed activity across 4 companies

Tapewire entity
18116
SEC CIK
0001353439

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AIR INDUSTRIES GROUPAIRI · Entity 7887Director · 10% ownerFebruary 12, 2026February 17, 2026
Bridgeline Digital, Inc.BLIN · Entity 7897DirectorOctober 01, 2016April 03, 2017
INTELLINETICS, INC.INLX · Entity 757510% ownerOctober 06, 2026October 07, 2026
Icagen, Inc.NONE · Entity 15526310% ownerAugust 26, 2019August 28, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AIR INDUSTRIES GROUP

Report date February 12, 2026 · Filed February 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,159 Reported balance After 2026-02-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-12 · Grant · Acquired 12,159 · Balance 12,159

F1: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

Common StockSEC Table I · non-derivativeDirect287,737 Reported balance Holding disclosure · report date 2026-02-12 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 287,737

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2030-11-30Direct10,000 Reported balance Holding disclosure · report date 2026-02-12 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 10,000

F2: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.75 · Expires 2029-08-31Direct10,000 Reported balance Holding disclosure · report date 2026-02-12 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 10,000

F3: Exercisable in full.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2028-05-31Direct1,000 Reported balance Holding disclosure · report date 2026-02-12 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 1,000

F3: Exercisable in full.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.43 · Expires 2028-06-30Direct2,120 Reported balance Holding disclosure · report date 2026-02-12 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 2,120

F3: Exercisable in full.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.40 · Expires 2027-04-30Direct1,000 Reported balance Holding disclosure · report date 2026-02-12 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 1,000

F3: Exercisable in full.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.20 · Expires 2027-12-31Direct1,000 Reported balance Holding disclosure · report date 2026-02-12 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 1,000

F3: Exercisable in full.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $23.80 · Expires 2026-12-31Direct1,000 Reported balance Holding disclosure · report date 2026-02-12 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 1,000

F3: Exercisable in full.

Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2026-07-01DirectNot disclosed Reported balance Holding disclosure · report date 2026-02-12 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance Not disclosed

F4: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes accrued interest through December 31, 2020.

F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.

Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $9.30 · Expires 2026-07-01DirectNot disclosed Reported balance Holding disclosure · report date 2026-02-12 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance Not disclosed

F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.

Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2026-07-01DirectNot disclosed Reported balance Holding disclosure · report date 2026-02-12 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance Not disclosed

F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.

F2: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.

F3: Exercisable in full.

F4: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes accrued interest through December 31, 2020.

F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.

Bridgeline Digital, Inc.

Report date October 01, 2016 · Filed April 03, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Preferred Series A StockSEC Table I · non-derivativeDirect814 Reported balance After 2016-10-01 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2016-10-01 · Grant · Acquired 836 · Balance 814

F1: Quarterly preferred stock dividend.

F2: Convertible to common stock at $0.65 per share.

Preferred Series A StockSEC Table I · non-derivativeDirect1,696 Reported balance After 2017-01-01 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2017-01-01 · Grant · Acquired 1,696 · Balance 1,696

F3: Quarterly preferred stock dividend.

F4: Convertible to common stock at $0.65 per share.

Preferred Series A Common StockSEC Table I · non-derivativeDirect1,710 Reported balance After 2017-04-01 transaction · row 3
1 source row

Row 3 · 2017-04-01 · Grant · Acquired 1,710 · Balance 1,710

F5: Quarterly preferred stock dividend.

F6: Convertible to common stock at $0.65 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Quarterly preferred stock dividend.

F2: Convertible to common stock at $0.65 per share.

F3: Quarterly preferred stock dividend.

F4: Convertible to common stock at $0.65 per share.

F5: Quarterly preferred stock dividend.

F6: Convertible to common stock at $0.65 per share.

INTELLINETICS, INC.

Report date October 06, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect459,338 Reported balance After 2026-10-06 transaction · row 1
1 source row

Row 1 · 2026-10-06 · Purchase · Acquired 4,000 · Balance 459,338

Icagen, Inc.

Report date August 26, 2019 · Filed August 28, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2024-08-26Direct71,428 Reported balance After 2019-08-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-08-26 · Grant · Acquired 71,428 · Balance 71,428

F1: These warrants were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000.

Series C Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.50Direct114,285 Reported balance After 2019-08-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-08-26 · Grant · Acquired 71,428 · Balance 114,285

F2: These shares of Series C Preferred Stock were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000 and there is no expiration date.

F3: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation.

Filing footnotes · ownership attribution and instrument terms

F1: These warrants were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000.

F2: These shares of Series C Preferred Stock were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000 and there is no expiration date.

F3: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2020 Filed Oct 6, 2020 19:08 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherCommon Stock 13,872 $1.14 $15,814.08
Disclosure

SEC source: 0001213900-20-030283 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230,305

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
July 15, 2020 Filed Aug 18, 2020 22:14 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherCommon Stock 12,753 $1.24 $15,813.72
Disclosure

SEC source: 0001213900-20-022729 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216,433

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
April 13, 2020 Filed Apr 13, 2020 21:49 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherCommon Stock 14,779 $1.07 $15,813.53
Disclosure

SEC source: 0001213900-20-009090 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,166,180

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:30 UTC INTELLINETICS, INC. INLX · Entity 7575 ConversionCONVERTIBLE NOTE · Derivative 200,000 $0.08 Strike: $0.13 $16,000.00
Disclosure

SEC source: 0001493152-20-003376 · ownership.xml · derivative · entry 8

TAGLICH ROBERT · CIK 0001353439 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486,458

Underlying: COMMON STOCK · 1,538,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:30 UTC INTELLINETICS, INC. INLX · Entity 7575 ConversionCONVERTIBLE NOTE · Derivative 75,000 $0.08 Strike: $0.20 $6,000.00
Disclosure

SEC source: 0001493152-20-003376 · ownership.xml · derivative · entry 7

TAGLICH ROBERT · CIK 0001353439 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,024,920

Underlying: COMMON STOCK · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:30 UTC INTELLINETICS, INC. INLX · Entity 7575 ConversionCONVERTIBLE NOTE · Derivative 100,000 $0.08 Strike: $0.65 $8,000.00
Disclosure

SEC source: 0001493152-20-003376 · ownership.xml · derivative · entry 6

TAGLICH ROBERT · CIK 0001353439 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,399,920

Underlying: COMMON STOCK · 153,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:30 UTC INTELLINETICS, INC. INLX · Entity 7575 PurchaseCOMMON STOCK 3,750,000 $0.08 $300,000.00
Disclosure

SEC source: 0001493152-20-003376 · ownership.xml · nonDerivative · entry 5

TAGLICH ROBERT · CIK 0001353439 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,179,743

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:30 UTC INTELLINETICS, INC. INLX · Entity 7575 PurchaseCOMMON STOCK 2,187,500 $0.08 $175,000.00
Disclosure

SEC source: 0001493152-20-003376 · ownership.xml · nonDerivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,429,744

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:30 UTC INTELLINETICS, INC. INLX · Entity 7575 ConversionCOMMON STOCK 2,844,445 $0.08 $227,555.60
Disclosure

SEC source: 0001493152-20-003376 · ownership.xml · nonDerivative · entry 3

TAGLICH ROBERT · CIK 0001353439 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,242,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:30 UTC INTELLINETICS, INC. INLX · Entity 7575 ConversionCOMMON STOCK 1,123,125 $0.08 $89,850.00
Disclosure

SEC source: 0001493152-20-003376 · ownership.xml · nonDerivative · entry 2

TAGLICH ROBERT · CIK 0001353439 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,397,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:30 UTC INTELLINETICS, INC. INLX · Entity 7575 ConversionCOMMON STOCK 1,704,223 $0.08 $136,337.84
Disclosure

SEC source: 0001493152-20-003376 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,274,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:37 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 GrantStock Options · Derivative 10,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001213900-20-000703 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2020, and an additional 2,500 shares on each of June 30, 2020, September 30, 2020 and December 31, 2020.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:37 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherCommon Stock 11,377 $2.38 $27,077.26
Disclosure

SEC source: 0001213900-20-000703 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,151,401

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
November 15, 2019 Filed Nov 20, 2019 11:10 UTC INTELLINETICS, INC. INLX · Entity 7575 PurchaseConvertible Note · Derivative Not disclosed $175,000.00 $198,864.00
Disclosure

SEC source: 0001493152-19-018079 · ownership.xml · derivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,553,766

Underlying: COMMON STOCK · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible Note is convertible into any securities next issued by the Company to investors on the same terms sold to other investors.

F1 · derivative.exercise_date: Convertible Note is convertible into any securities next issued by the Company to investors on the same terms sold to other investors.

F2 · derivative.expiration_date: N/A

F1 · derivative.underlying_shares: Convertible Note is convertible into any securities next issued by the Company to investors on the same terms sold to other investors.

F3 · balance_after: Total shares beneficially owned will be 3,553,766, plus any common stock into which this note is convertible, based on as yet undetermined pricing.

Read SEC document
October 29, 2019 Filed Dec 5, 2019 19:35 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherCommon Stock 13,599 $1.18 $16,046.82
Disclosure

SEC source: 0001213900-19-025378 · ownership.xml · nonDerivative · entry 2

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140,024

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 14:06 UTC Icagen, Inc. NONE · Entity 155263 GrantSeries C Convertible Preferred Stock · Derivative 71,428 Not disclosed Strike: $3.50 Not disclosed
Disclosure

SEC source: 0001213900-19-016837 · ownership.xml · derivative · entry 2

TAGLICH ROBERT · CIK 0001353439 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,285

Underlying: Common Stock · 71,428 shares

Expires not disclosed

F2 · shares: These shares of Series C Preferred Stock were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000 and there is no expiration date.

F3 · shares: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation.

F2 · price: These shares of Series C Preferred Stock were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000 and there is no expiration date.

F2 · derivative.expiration_date: These shares of Series C Preferred Stock were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000 and there is no expiration date.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 14:06 UTC Icagen, Inc. NONE · Entity 155263 GrantWarrant · Derivative 71,428 Not disclosed Strike: $3.50 Not disclosed
Disclosure

SEC source: 0001213900-19-016837 · ownership.xml · derivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,428

Underlying: Common Stock · 71,428 shares

Expires 2024-08-26

F1 · shares: These warrants were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000.

F1 · price: These warrants were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000.

Read SEC document
July 01, 2019 Filed Dec 5, 2019 19:35 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherCommon Stock 14,591 $1.01 $14,736.91
Disclosure

SEC source: 0001213900-19-025378 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126,425

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
June 10, 2019 Filed Aug 14, 2019 14:55 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-015689 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111,834

F1 · kind: Represents shares issued for extension of maturity of Subordinated Notes.

Read SEC document
April 04, 2019 Filed Apr 4, 2019 17:52 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherCommon Stock 14,153 $1.12 $15,851.36
Disclosure

SEC source: 0001213900-19-005772 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,096,834

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:31 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:30 UTC Amendment AIR INDUSTRIES GROUP AIRI · Entity 7887 GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Apr 4, 2019 17:52 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Aug 14, 2019 14:55 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Dec 5, 2019 19:35 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 5

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 23:17 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherConvertible Notes · Derivative Not disclosed $80,000.00 Strike: $0.93 $80,000.00
Disclosure

SEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 16

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

Underlying: Common Stock · 86,021 shares

Expires 2020-12-31

F10 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

F10 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 23:17 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 PurchaseConvertible Notes · Derivative Not disclosed $1,000,000.00 Strike: $0.93 $1,000,000.00
Disclosure

SEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 14

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,075,268 shares

Expires 2020-12-31

F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

Read SEC document
January 15, 2019 Filed Feb 14, 2019 22:31 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherConvertible Notes · Derivative Not disclosed $80,000.00 Strike: $0.93 $80,000.00
Disclosure

SEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 16

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

Underlying: Common Stock · 86,021 shares

Expires 2020-12-31

F11 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

F11 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

Read SEC document
January 15, 2019 Filed Feb 14, 2019 22:31 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 PurchaseConvertible Notes · Derivative Not disclosed $1,000,000.00 Strike: $0.93 $1,000,000.00
Disclosure

SEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 14

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,075,268 shares

Expires 2020-12-31

F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

Read SEC document
January 15, 2019 Filed Feb 15, 2019 16:30 UTC Amendment AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherConvertible Notes · Derivative Not disclosed $80,000.00 Strike: $0.93 $80,000.00
Disclosure

SEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 16

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

Underlying: Common Stock · 86,021 shares

Expires 2020-12-31

F11 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

F11 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

Read SEC document
January 15, 2019 Filed Feb 15, 2019 16:30 UTC Amendment AIR INDUSTRIES GROUP AIRI · Entity 7887 PurchaseConvertible Notes · Derivative Not disclosed $1,000,000.00 Strike: $0.93 $1,000,000.00
Disclosure

SEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 14

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,075,268 shares

Expires 2020-12-31

F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

Read SEC document
January 15, 2019 Filed Apr 4, 2019 17:52 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherConvertible Notes · Derivative Not disclosed $80,000.00 Strike: $0.93 $80,000.00
Disclosure

SEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 15

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

Underlying: Common Stock · 86,021 shares

Expires 2020-12-31

F11 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

F11 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

Read SEC document
January 15, 2019 Filed Apr 4, 2019 17:52 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 PurchaseConvertible Notes · Derivative Not disclosed $1,000,000.00 Strike: $0.93 $1,000,000.00
Disclosure

SEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 13

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,075,268 shares

Expires 2020-12-31

F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

Read SEC document
January 15, 2019 Filed Aug 14, 2019 14:55 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherConvertible Notes · Derivative Not disclosed $80,000.00 Strike: $0.93 $80,000.00
Disclosure

SEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 13

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

Underlying: Common Stock · 86,021 shares

Expires 2020-12-31

F11 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

F11 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

Read SEC document
January 15, 2019 Filed Aug 14, 2019 14:55 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 PurchaseConvertible Notes · Derivative Not disclosed $1,000,000.00 Strike: $0.93 $1,000,000.00
Disclosure

SEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 11

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,075,268 shares

Expires 2020-12-31

F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

Read SEC document
January 15, 2019 Filed Dec 5, 2019 19:35 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherConvertible Notes · Derivative Not disclosed $80,000.00 Strike: $0.93 $80,000.00
Disclosure

SEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 13

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

Underlying: Common Stock · 86,021 shares

Expires 2020-12-31

F11 · kind: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

F11 · ownership.nature: Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.

Read SEC document
January 15, 2019 Filed Dec 5, 2019 19:35 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 PurchaseConvertible Notes · Derivative Not disclosed $1,000,000.00 Strike: $0.93 $1,000,000.00
Disclosure

SEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 11

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,075,268 shares

Expires 2020-12-31

F9 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

Read SEC document
January 04, 2019 Filed Jan 17, 2019 23:17 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 PurchaseCommon Stock 17,310 $0.83 $14,367.30
Disclosure

SEC source: 0001213900-19-000883 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050,558

Read SEC document
October 05, 2018 Filed Jan 17, 2019 23:12 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherCommon Stock 29,741 $1.41 $41,934.81
Disclosure

SEC source: 0001213900-19-000881 · ownership.xml · nonDerivative · entry 2

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,033,248

F2 · kind: Shares issued in lieu of cash payment of director's fees.

Read SEC document
October 01, 2018 Filed Jan 17, 2019 23:17 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherWarrants · Derivative 17,500 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 17

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2023-09-30

F11 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.

F11 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.

Read SEC document
October 01, 2018 Filed Feb 14, 2019 22:31 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherWarrants · Derivative 17,500 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 17

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2023-09-30

F12 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.

F12 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.

Read SEC document
October 01, 2018 Filed Feb 15, 2019 16:30 UTC Amendment AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherWarrants · Derivative 17,500 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 17

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2023-09-30

F12 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.

F12 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.

Read SEC document
October 01, 2018 Filed Apr 4, 2019 17:52 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherWarrants · Derivative 17,500 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 16

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2023-09-30

F12 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.

F12 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.

Read SEC document
October 01, 2018 Filed Aug 14, 2019 14:55 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherWarrants · Derivative 17,500 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 14

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2023-09-30

F12 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.

F12 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.

Read SEC document
October 01, 2018 Filed Dec 5, 2019 19:35 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherWarrants · Derivative 17,500 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 14

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2023-09-30

F12 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.

F12 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.

Read SEC document
September 30, 2018 Filed Jan 17, 2019 23:12 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherConvertible Note · Derivative Not disclosed $382,000.00 Strike: $1.50 $382,000.00
Disclosure

SEC source: 0001213900-19-000881 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

Underlying: Common Stock · 254,666 shares

Expires 2020-12-31

F3 · kind: 6% Convertible Notes issued pursuant to amendment to 8% Notes reducing interest rate, reducing conversion rate to $1.50 per share and extendiing maturity date until December 31, 2020.

F4 · ownership.nature: Represents Notes owned by Taglich Brothers, Inc., of which Reporting Person is Managing Director.

Read SEC document
September 30, 2018 Filed Jan 17, 2019 23:12 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherConvertible Note · Derivative Not disclosed $650,000.00 Strike: $1.50 $650,000.00
Disclosure

SEC source: 0001213900-19-000881 · ownership.xml · derivative · entry 3

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 433,333 shares

Expires 2020-12-31

F3 · kind: 6% Convertible Notes issued pursuant to amendment to 8% Notes reducing interest rate, reducing conversion rate to $1.50 per share and extendiing maturity date until December 31, 2020.

Read SEC document
September 30, 2018 Filed Jan 17, 2019 23:12 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherCommon Stock 86,401 $1.39 $120,097.39
Disclosure

SEC source: 0001213900-19-000881 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,003,507

F1 · kind: Shares issued in lieu of cash payment of accrued interest on 8% Convertible Notes (the "8%" Notes).

Read SEC document
September 30, 2018 Filed Jan 17, 2019 23:17 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherConvertible Notes · Derivative Not disclosed $382,000.00 Strike: $1.50 $382,000.00
Disclosure

SEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 15

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: Not disclosed

Underlying: Common Stock · 254,666 shares

Expires 2020-12-31

F9 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes.

F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

F9 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes.

Read SEC document
September 30, 2018 Filed Jan 17, 2019 23:17 UTC AIR INDUSTRIES GROUP AIRI · Entity 7887 OtherConvertible Notes · Derivative Not disclosed $650,000.00 Strike: $1.50 $650,000.00
Disclosure

SEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 13

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 433,333 shares

Expires 2020-12-31

F7 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes.

F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.