Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTERN ALLIANCE BANCORPORATIONWAL · Entity 3616 | Executive Vice President | November 09, 2016 | November 14, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTERN ALLIANCE BANCORPORATION
Report date November 09, 2016 · Filed November 14, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDuane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006 | 73,174 |
Reported balance
After 2016-11-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-11-09 · Sale · Disposed 10,000 · Balance 73,174 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.20 to $40.31, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Common StockSEC Table I · non-derivative | IndirectDuane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006 | 68,174 |
Reported balance
After 2016-11-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-11-14 · Sale · Disposed 5,000 · Balance 68,174 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.27 to $44.82, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Common StockSEC Table I · non-derivative | Direct | 11,050 |
Reported balance
Holding disclosure · report date 2016-11-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,050 |
| Common StockSEC Table I · non-derivative | Indirect401K Plan | 5,182 |
Reported balance
Holding disclosure · report date 2016-11-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,182 F3: Reflects shares held in the 401K Plan to include employer match as of 10/27/16. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.20 to $40.31, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.27 to $44.82, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: Reflects shares held in the 401K Plan to include employer match as of 10/27/16.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2016 Filed Nov 14, 2016 22:49 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 5,000 | $44.61 | $223,050.00 |
DisclosureSEC source: 0001212545-16-000481 · wf-form4_147916372339695.xml · nonDerivative · entry 2 FROESCHLE DUANE RALPH · CIK 0001331727 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006 Disclosed balance after: 68,174 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.27 to $44.82, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 22:49 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 10,000 | $40.24 | $402,400.00 |
DisclosureSEC source: 0001212545-16-000481 · wf-form4_147916372339695.xml · nonDerivative · entry 1 FROESCHLE DUANE RALPH · CIK 0001331727 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006 Disclosed balance after: 73,174 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.20 to $40.31, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 20:18 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 10,000 | $38.00 | $380,000.00 |
DisclosureSEC source: 0001212545-16-000473 · wf-form4_147872266871293.xml · nonDerivative · entry 1 FROESCHLE DUANE RALPH · CIK 0001331727 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006 Disclosed balance after: 83,174 Read SEC document |
| May 25, 2016 Filed Oct 25, 2016 20:59 UTC Amendment | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 10,907 | $37.00 | $403,559.00 |
DisclosureSEC source: 0001212545-16-000461 · wf-form4a_147742917376567.xml · nonDerivative · entry 1 FROESCHLE DUANE RALPH · CIK 0001331727 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Duanne Froeschle Revocable Trust u/a dtd 6/29/2016 Disclosed balance after: 28,946 F1 · balance_after: The disposed of shares were previously incorrectly reported as coming from the Reporting Person's direct holdings. This filing properly states the holding from which the disposed of shares were sold. Read SEC document |
| May 18, 2016 Filed Oct 24, 2016 20:49 UTC Amendment | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 10,147 | $35.25 | $357,681.75 |
DisclosureSEC source: 0001212545-16-000459 · wf-form4a_147734218536248.xml · nonDerivative · entry 1 FROESCHLE DUANE RALPH · CIK 0001331727 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Duane Froeschle Revocable Trust u/a dtd 06/29/2006 Disclosed balance after: 39,853 F1 · balance_after: On April 15, 2016, the Reporting Person transferred 50,000 shares to the Duane Froeschle Revocable Trust u/a/ dtd 06/29/2006. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.