Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Shake Shack Inc.SHAK · Entity 4254 | 10% owner | November 14, 2016 | November 15, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Shake Shack Inc.
Report date November 14, 2016 · Filed November 15, 2016 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-14 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2016-11-14 · Sale · Disposed 2,500 · Balance 0 F1: This Form 4/A is filed solely to correct the total number of shares held following this reported transaction, which was previously included on the Form 4 filed on 11/14/2016. Due to an inadvertently omitted sale of 2,500 shares on 8/18/2016 (as reported on the Form 4 filed 11/15/2016), the number of shares held following this transaction should have been reported as 0 (and not 2,500, as previously reported). |
| Class B Common StockSEC Table I · non-derivative | Direct | 225,074 |
Reported balance
Holding disclosure · report date 2016-11-14 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 225,074 F2: Upon the reclassification of the Reporting Person's LLC Interests in connection with the Issuer's IPO in February 2015, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest for Class A Common Stock, as described in fn. 3. |
| Common Membership InterestsSEC Table II · derivative / convertible security | Direct | 225,074 |
Reported balance
Holding disclosure · report date 2016-11-14 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 225,074 F3: In connection with the Issuer's IPO, the Reporting Person's membership interests in SSE Holdings, LLC (the "LLC Interests") became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. Surrender of one share of Class B Common Stock is required for each LLC Interest redeemed, as described in fn. 2. F4: The LLC Interests may be converted or redeemed at any time and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4/A is filed solely to correct the total number of shares held following this reported transaction, which was previously included on the Form 4 filed on 11/14/2016. Due to an inadvertently omitted sale of 2,500 shares on 8/18/2016 (as reported on the Form 4 filed 11/15/2016), the number of shares held following this transaction should have been reported as 0 (and not 2,500, as previously reported).
F2: Upon the reclassification of the Reporting Person's LLC Interests in connection with the Issuer's IPO in February 2015, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest for Class A Common Stock, as described in fn. 3.
F3: In connection with the Issuer's IPO, the Reporting Person's membership interests in SSE Holdings, LLC (the "LLC Interests") became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. Surrender of one share of Class B Common Stock is required for each LLC Interest redeemed, as described in fn. 2.
F4: The LLC Interests may be converted or redeemed at any time and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2016 Filed Nov 14, 2016 12:16 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 2,500 | $39.00 | $97,500.00 |
DisclosureSEC source: 0000846623-16-000026 · primary_doc.xml · nonDerivative · entry 5 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 12:16 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 2,500 | $38.25 | $95,625.00 |
DisclosureSEC source: 0000846623-16-000026 · primary_doc.xml · nonDerivative · entry 4 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 12:39 UTC Amendment | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 2,500 | $39.00 | $97,500.00 |
DisclosureSEC source: 0000846623-16-000028 · primary_doc.xml · nonDerivative · entry 1 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: This Form 4/A is filed solely to correct the total number of shares held following this reported transaction, which was previously included on the Form 4 filed on 11/14/2016. Due to an inadvertently omitted sale of 2,500 shares on 8/18/2016 (as reported on the Form 4 filed 11/15/2016), the number of shares held following this transaction should have been reported as 0 (and not 2,500, as previously reported). Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 12:16 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 2,500 | $37.25 | $93,125.00 |
DisclosureSEC source: 0000846623-16-000026 · primary_doc.xml · nonDerivative · entry 3 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 12:16 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 2,500 | $36.76 | $91,900.00 |
DisclosureSEC source: 0000846623-16-000026 · primary_doc.xml · nonDerivative · entry 2 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 12:16 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 5,000 | $36.31 | $181,550.00 |
DisclosureSEC source: 0000846623-16-000026 · primary_doc.xml · nonDerivative · entry 1 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| September 27, 2016 Filed Sep 28, 2016 13:55 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 2,500 | $35.50 | $88,750.00 |
DisclosureSEC source: 0000846623-16-000025 · primary_doc.xml · nonDerivative · entry 2 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 13:55 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 2,500 | $35.51 | $88,781.50 |
DisclosureSEC source: 0000846623-16-000025 · primary_doc.xml · nonDerivative · entry 1 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| September 23, 2016 Filed Sep 26, 2016 15:17 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 1,000 | $35.40 | $35,404.00 |
DisclosureSEC source: 0000846623-16-000024 · primary_doc.xml · nonDerivative · entry 3 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Read SEC document |
| September 23, 2016 Filed Sep 26, 2016 15:17 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 2,500 | $35.27 | $88,173.25 |
DisclosureSEC source: 0000846623-16-000024 · primary_doc.xml · nonDerivative · entry 2 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,500 Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 15:17 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 1,500 | $35.07 | $52,605.00 |
DisclosureSEC source: 0000846623-16-000024 · primary_doc.xml · nonDerivative · entry 1 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 13:49 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000846623-16-000023 · primary_doc.xml · derivative · entry 3 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,074 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F1 · price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. F3 · derivative.exercise_date: The LLC Interests may be converted or redeemed at any time and have no expiration date. F3 · derivative.expiration_date: The LLC Interests may be converted or redeemed at any time and have no expiration date. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 13:49 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherClass B Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000846623-16-000023 · primary_doc.xml · nonDerivative · entry 2 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,074 F2 · kind: Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective September 15, 2016, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration. F2 · price: Upon the reclassification of the Reporting Person's LLC Interests described above, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest. Effective September 15, 2016, the Reporting Person converted LLC Interests into shares of Class A Common Stock, and an equal number of shares of Class B Common stock were surrendered and cancelled for no consideration. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 13:49 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000846623-16-000023 · primary_doc.xml · nonDerivative · entry 1 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the reclassification of the Reporting Person's membership interests in SSE Holdings, LLC ("LLC Interests") in connection with the Issuer's IPO in February 2015, the LLC Interests became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 15:43 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 2,500 | $36.00 | $90,000.00 |
DisclosureSEC source: 0000846623-16-000022 · primary_doc.xml · nonDerivative · entry 2 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 15:43 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 2,500 | $35.50 | $88,750.00 |
DisclosureSEC source: 0000846623-16-000022 · primary_doc.xml · nonDerivative · entry 1 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| August 18, 2016 Filed Nov 15, 2016 12:24 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 2,500 | $36.25 | $90,625.00 |
DisclosureSEC source: 0000846623-16-000027 · primary_doc.xml · nonDerivative · entry 1 SLOATE LAURA J · CIK 0000846623 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.