Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Shake Shack Inc.SHAK · Entity 4254 | 10% owner | November 11, 2016 | November 15, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Shake Shack Inc.
Report date November 11, 2016 · Filed November 15, 2016
Jointly reported with Flug Jeffrey
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | IndirectBY LLC | 0 |
Last balance in matching sequence
After 2016-11-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2016-11-11 · Sale · Disposed 22,800 · Balance 15,391 F1: The transaction was executed in multiple trades at prices ranging from $37.9000 to $38.0800. The price reported above reflects the weighted average sales price. F2: The Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3: Represents shares of Class A common stock ("Class A Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 2 · 2016-11-14 · Sale · Disposed 15,391 · Balance 0 F2: The Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4: The transaction was executed in multiple trades at prices ranging from $38.3720 to $38.4600. The price reported above reflects the weighted average sales price. F3: Represents shares of Class A common stock ("Class A Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 33,240 |
Reported balance
Holding disclosure · report date 2016-11-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 33,240 |
| CLASS B COMMON STOCKSEC Table I · non-derivative | IndirectBY LLC | 0 |
Reported balance
Holding disclosure · report date 2016-11-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 0 F5: Represents shares of Class B Common Stock ("Class B Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniaryinterest therein. F6: Additionally, 922,574 shares of Class B Stock are held by Flug 2012 GS Trust U/A/D 9/4/12 (the "Trust"), of which the Reporting Person's spouse is a trustee and beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common Membership InterestsSEC Table II · derivative / convertible security | IndirectBY LLC | 0 |
Reported balance
Holding disclosure · report date 2016-11-11 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 0 F7: The common membership interests of SSE Holdings, LLC (the "LLC Interests") are redeemable for an equal number of shares of Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F8: Represents LLC Interests held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such interests except to the extent of his pecuniary interest therein. F9: Additionally, 922,574 LLC Interests are held by the Trust, of which the Reporting Person's spouse is a trustee and beneficiary. The Reporting Person disclaims beneficial ownership of such LLC Interests, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was executed in multiple trades at prices ranging from $37.9000 to $38.0800. The price reported above reflects the weighted average sales price.
F2: The Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Represents shares of Class A common stock ("Class A Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: The transaction was executed in multiple trades at prices ranging from $38.3720 to $38.4600. The price reported above reflects the weighted average sales price.
F5: Represents shares of Class B Common Stock ("Class B Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniaryinterest therein.
F6: Additionally, 922,574 shares of Class B Stock are held by Flug 2012 GS Trust U/A/D 9/4/12 (the "Trust"), of which the Reporting Person's spouse is a trustee and beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: The common membership interests of SSE Holdings, LLC (the "LLC Interests") are redeemable for an equal number of shares of Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.
F8: Represents LLC Interests held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such interests except to the extent of his pecuniary interest therein.
F9: Additionally, 922,574 LLC Interests are held by the Trust, of which the Reporting Person's spouse is a trustee and beneficiary. The Reporting Person disclaims beneficial ownership of such LLC Interests, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2016 Filed Nov 15, 2016 17:43 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 15,391 | $38.38 | $590,646.56 |
DisclosureSEC source: 0001620533-16-000285 · wf-form4_147924980811574.xml · nonDerivative · entry 2 Flug Jeffrey · CIK 0001396917 · Director · 10% owner GULF FIVE LLC · CIK 0001633992 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 0 F2 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · price: The transaction was executed in multiple trades at prices ranging from $38.3720 to $38.4600. The price reported above reflects the weighted average sales price. F3 · ownership.nature: Represents shares of Class A common stock ("Class A Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:43 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 22,800 | $37.92 | $864,626.16 |
DisclosureSEC source: 0001620533-16-000285 · wf-form4_147924980811574.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner GULF FIVE LLC · CIK 0001633992 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 15,391 F1 · price: The transaction was executed in multiple trades at prices ranging from $37.9000 to $38.0800. The price reported above reflects the weighted average sales price. F2 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A common stock ("Class A Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 17:32 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 25,000 | $34.51 | $862,747.50 |
DisclosureSEC source: 0001620533-16-000268 · wf-form4_147397511636198.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner GULF FIVE LLC · CIK 0001633992 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 38,191 F1 · price: The transaction was executed in multiple trades at prices ranging from $34.5000 to $34.5600. The price reported above reflects the weighted average sales price. F2 · price: The Reporting Person hereby undertakes to provide upon request to the SEC Staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A common stock ("Class A Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 09, 2016 Filed Sep 14, 2016 16:53 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 900 | $35.58 | $32,020.56 |
DisclosureSEC source: 0001620533-16-000266 · wf-form4_147388638676486.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner GULF FIVE LLC · CIK 0001633992 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 63,191 F1 · price: The transaction was executed in multiple trades at prices ranging from $35.5001 to $35.6100. The price reported above reflects the weighted average sales price. F2 · price: The Reporting Person hereby undertakes to provide upon request to the SEC Staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A common stock ("Class A Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 08, 2016 Filed Sep 8, 2016 18:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 9,521 | $36.34 | $346,021.70 |
DisclosureSEC source: 0001620533-16-000264 · wf-form4_147337323775610.xml · nonDerivative · entry 4 Flug Jeffrey · CIK 0001396917 · Director · 10% owner GULF FIVE LLC · CIK 0001633992 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 64,091 F2 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · price: The transaction was executed in multiple trades at prices ranging from $36.2500 to $36.5600. The price reported above reflects the weighted average sales price. F3 · ownership.nature: Represents shares of Class A common stock ("Class A Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 18:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 1,200 | $37.04 | $44,445.00 |
DisclosureSEC source: 0001620533-16-000264 · wf-form4_147337323775610.xml · nonDerivative · entry 3 Flug Jeffrey · CIK 0001396917 · Director · 10% owner GULF FIVE LLC · CIK 0001633992 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 73,612 F2 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction was executed in multiple trades at prices ranging from $36.9900 to $37.1000. The price reported above reflects the weighted average sales price. F3 · ownership.nature: Represents shares of Class A common stock ("Class A Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 18:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 23,800 | $36.54 | $869,701.98 |
DisclosureSEC source: 0001620533-16-000264 · wf-form4_147337323775610.xml · nonDerivative · entry 2 Flug Jeffrey · CIK 0001396917 · Director · 10% owner GULF FIVE LLC · CIK 0001633992 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 74,812 F2 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · price: The transaction was executed in multiple trades at prices ranging from $35.9900 to $36.9800. The price reported above reflects the weighted average sales price. F3 · ownership.nature: Represents shares of Class A common stock ("Class A Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 18:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 25,000 | $35.88 | $896,875.00 |
DisclosureSEC source: 0001620533-16-000264 · wf-form4_147337323775610.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner GULF FIVE LLC · CIK 0001633992 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 98,612 F1 · price: The transaction was executed in multiple trades at prices ranging from $35.5000 to $36.3700. The price reported above reflects the weighted average sales price. F2 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A common stock ("Class A Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:39 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 20,000 | $35.56 | $711,202.00 |
DisclosureSEC source: 0001620533-16-000262 · wf-form4_147319438419148.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner GULF FIVE LLC · CIK 0001633992 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 123,612 F1 · price: The transaction was executed in multiple trades at prices ranging from $35.5500 to $35.7000. The price reported above reflects the weighted average sales price. F2 · price: The Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A common stock ("Class A Stock") of the Issuer held by Gulf Five LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.