Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TEAM INCTISI · Entity 6688 | Director · President & CEO | November 14, 2016 | November 16, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TEAM INC
Report date November 14, 2016 · Filed November 16, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,828 |
Ending reported balance
After 2016-11-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-11-14 · Exercise / conversion · Acquired 24,000 · Balance 83,828 F1: Reporting person purchased shares via a cashless exercise of stock options. Row 2 · 2016-11-14 · Sale · Disposed 21,000 · Balance 62,828 F2: Reporting person sold shares to fund a cashless exercise of stock options. F3: This transaction was executed in multiple trades at prices ranging from $36.50 to $37.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Nq Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $30.33 · Expires 2017-10-15 | Direct | 0 |
Reported balance
After 2016-11-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-14 · Exercise / conversion · Disposed 24,000 · Balance 0 F4: Options are fully vested. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-11-15 | Direct | 10,700 |
Reported balance
After 2016-11-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-11-15 · Grant · Acquired 10,700 · Balance 10,700 F5: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. F6: Stock Units vest 25% on 11/15/2017, 11/15/2018, 11/15/2019 and 11/15/2020, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-10-15 | Direct | 7,518 |
Reported balance
Holding disclosure · report date 2016-11-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 7,518 F5: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. F7: Stock Units vest 25% on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-10-15 | Direct | 4,242 |
Reported balance
Holding disclosure · report date 2016-11-14 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 4,242 F5: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. F8: Stock Units vest 25% on 11/4/2015, 10/15/2016, 10/15/2017 and 10/15/2018, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the repective vesting schedule. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-10-15 | Direct | 1,594 |
Reported balance
Holding disclosure · report date 2016-11-14 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,594 F5: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. F9: Stock Units vest 25% on 10/15/2014, 10/15/2015, 10/15/2016 and 10/15/2017, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person purchased shares via a cashless exercise of stock options.
F2: Reporting person sold shares to fund a cashless exercise of stock options.
F3: This transaction was executed in multiple trades at prices ranging from $36.50 to $37.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Options are fully vested.
F5: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.
F6: Stock Units vest 25% on 11/15/2017, 11/15/2018, 11/15/2019 and 11/15/2020, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.
F7: Stock Units vest 25% on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.
F8: Stock Units vest 25% on 11/4/2015, 10/15/2016, 10/15/2017 and 10/15/2018, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the repective vesting schedule.
F9: Stock Units vest 25% on 10/15/2014, 10/15/2015, 10/15/2016 and 10/15/2017, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2016 Filed Nov 16, 2016 22:34 UTC | TEAM INC TISI · Entity 6688 | GrantRestricted Stock Units · Derivative | 10,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067472 · form4.xml · derivative · entry 4 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,700 Underlying: Common Stock · 10,700 shares Expires 2026-11-15 F5 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. F6 · derivative.exercise_date: Stock Units vest 25% on 11/15/2017, 11/15/2018, 11/15/2019 and 11/15/2020, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:34 UTC | TEAM INC TISI · Entity 6688 | Exercise / conversionNq Stock Options · Derivative | 24,000 | $0.00 Strike: $30.33 | $0.00 |
DisclosureSEC source: 0001127602-16-067472 · form4.xml · derivative · entry 3 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2017-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options are fully vested. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:34 UTC | TEAM INC TISI · Entity 6688 | SaleCommon Stock | 21,000 | $36.71 | $770,910.00 |
DisclosureSEC source: 0001127602-16-067472 · form4.xml · nonDerivative · entry 2 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,828 F2 · kind: Reporting person sold shares to fund a cashless exercise of stock options. F3 · price: This transaction was executed in multiple trades at prices ranging from $36.50 to $37.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:34 UTC | TEAM INC TISI · Entity 6688 | Exercise / conversionCommon Stock | 24,000 | $30.33 | $727,920.00 |
DisclosureSEC source: 0001127602-16-067472 · form4.xml · nonDerivative · entry 1 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reporting person purchased shares via a cashless exercise of stock options. Read SEC document |
| October 15, 2016 Filed Oct 25, 2016 21:28 UTC | TEAM INC TISI · Entity 6688 | Tax withholdingRestricted Stock Units · Derivative | 686 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065228 · form4.xml · derivative · entry 12 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,518 Underlying: Common Stock · 686 shares Expires 2025-10-15 F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock. F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock. Read SEC document |
| October 15, 2016 Filed Oct 25, 2016 21:28 UTC | TEAM INC TISI · Entity 6688 | Exercise / conversionRestricted Stock Units · Derivative | 1,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065228 · form4.xml · derivative · entry 11 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,204 Underlying: Common Stock · 1,820 shares Expires 2025-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. F7 · derivative.exercise_date: Stock Units vest 25% on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule. Read SEC document |
| October 15, 2016 Filed Oct 25, 2016 21:28 UTC | TEAM INC TISI · Entity 6688 | Tax withholdingRestricted Stock Units · Derivative | 581 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065228 · form4.xml · derivative · entry 10 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,242 Underlying: Common Stock · 581 shares Expires 2024-10-15 F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock. F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock. Read SEC document |
| October 15, 2016 Filed Oct 25, 2016 21:28 UTC | TEAM INC TISI · Entity 6688 | Exercise / conversionRestricted Stock Units · Derivative | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065228 · form4.xml · derivative · entry 9 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,823 Underlying: Common Stock · 1,540 shares Expires 2024-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. F6 · derivative.exercise_date: Stock Units vest 25% on 11/4/2015, 10/15/2016, 10/15/2017 and 10/15/2018, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the repective vesting schedule. Read SEC document |
| October 15, 2016 Filed Oct 25, 2016 21:28 UTC | TEAM INC TISI · Entity 6688 | Tax withholdingRestricted Stock Units · Derivative | 436 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065228 · form4.xml · derivative · entry 8 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,594 Underlying: Common Stock · 436 shares Expires 2023-10-15 F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock. F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock. Read SEC document |
| October 15, 2016 Filed Oct 25, 2016 21:28 UTC | TEAM INC TISI · Entity 6688 | Exercise / conversionRestricted Stock Units · Derivative | 1,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065228 · form4.xml · derivative · entry 7 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,030 Underlying: Common Stock · 1,157 shares Expires 2023-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. F5 · derivative.exercise_date: Stock Units vest 25% on 10/15/2014, 10/15/2015, 10/15/2016 and 10/15/2017, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule. Read SEC document |
| October 15, 2016 Filed Oct 25, 2016 21:28 UTC | TEAM INC TISI · Entity 6688 | Tax withholdingRestricted Stock Units · Derivative | 483 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065228 · form4.xml · derivative · entry 6 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 483 shares Expires 2022-10-15 F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock. F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock. Read SEC document |
| October 15, 2016 Filed Oct 25, 2016 21:28 UTC | TEAM INC TISI · Entity 6688 | Exercise / conversionRestricted Stock Units · Derivative | 1,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065228 · form4.xml · derivative · entry 5 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483 Underlying: Common Stock · 1,281 shares Expires 2022-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. F3 · derivative.exercise_date: Stock Units vest 25% on 10/15/2013, 10/15/2014, 10/15/2015 and 10/15/2016, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule. Read SEC document |
| October 15, 2016 Filed Oct 25, 2016 21:28 UTC | TEAM INC TISI · Entity 6688 | Exercise / conversionCommon Stock | 1,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065228 · form4.xml · nonDerivative · entry 4 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents vesting of restricted Stock Units and conversion to Team Common Stock. Read SEC document |
| October 15, 2016 Filed Oct 25, 2016 21:28 UTC | TEAM INC TISI · Entity 6688 | Exercise / conversionCommon Stock | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065228 · form4.xml · nonDerivative · entry 3 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents vesting of restricted Stock Units and conversion to Team Common Stock. Read SEC document |
| October 15, 2016 Filed Oct 25, 2016 21:28 UTC | TEAM INC TISI · Entity 6688 | Exercise / conversionCommon Stock | 1,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065228 · form4.xml · nonDerivative · entry 2 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents vesting of restricted Stock Units and conversion to Team Common Stock. Read SEC document |
| October 15, 2016 Filed Oct 25, 2016 21:28 UTC | TEAM INC TISI · Entity 6688 | Exercise / conversionCommon Stock | 1,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065228 · form4.xml · nonDerivative · entry 1 OWEN TED W · CIK 0001187994 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents vesting of restricted Stock Units and conversion to Team Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.