Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEW JERSEY RESOURCES CORPNJR · Entity 3851 | Sr. V.P., Subsidiary | November 15, 2016 | November 17, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEW JERSEY RESOURCES CORP
Report date November 15, 2016 · Filed November 17, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,885.454 |
Reported balance
After 2016-11-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-11-15 · Exercise / conversion · Acquired 3,280.168 · Balance 40,885.454 F1: Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. |
| Common StockSEC Table I · non-derivative | Direct | 39,184.454 |
Reported balance
After 2016-11-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-11-15 · Tax withholding · Disposed 1,701 · Balance 39,184.454 |
| Common StockSEC Table I · non-derivative | Direct | 43,409.855 |
Reported balance
After 2016-11-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2016-11-15 · Exercise / conversion · Acquired 4,225.401 · Balance 43,409.855 F2: Represents number of Performance Shares, which vested at 150% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2013, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. |
| Common StockSEC Table I · non-derivative | Direct | 41,218.855 |
Reported balance
After 2016-11-15 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2016-11-15 · Tax withholding · Disposed 2,191 · Balance 41,218.855 |
| Common StockSEC Table I · non-derivative | Direct | 44,327.855 |
Reported balance
After 2016-11-15 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2016-11-15 · Grant · Acquired 3,109 · Balance 44,327.855 F3: Represents grant of restricted stock units under the New Jersey Resources Corporation (NJR) 2007 Stock Award and Incentive Plan. Each restricted stock unit vests on October 15, 2019 and represents a contingent right to receive one share of NJR common stock. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2016-09-30 | Direct | 3,518 |
Reported balance
After 2016-11-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-11-15 · Exercise / conversion · Disposed 3,518 · Balance 3,518 F1: Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F4: Total reflects 2 for 1 stock split on March 3, 2015. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2016-09-30 | Direct | 0 |
Reported balance
After 2016-11-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-11-15 · Exercise / conversion · Disposed 2,568 · Balance 0 F2: Represents number of Performance Shares, which vested at 150% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2013, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F4: Total reflects 2 for 1 stock split on March 3, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares.
F2: Represents number of Performance Shares, which vested at 150% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2013, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares.
F3: Represents grant of restricted stock units under the New Jersey Resources Corporation (NJR) 2007 Stock Award and Incentive Plan. Each restricted stock unit vests on October 15, 2019 and represents a contingent right to receive one share of NJR common stock.
F4: Total reflects 2 for 1 stock split on March 3, 2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2016 Filed Nov 17, 2016 23:11 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionPerformance Shares · Derivative | 2,568 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000271 · wf-form4_147942425486792.xml · derivative · entry 7 DUGAN MARIELLEN · CIK 0001346173 · Sr. V.P., Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,568 shares Expires 2016-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents number of Performance Shares, which vested at 150% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2013, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F2 · derivative.exercise_date: Represents number of Performance Shares, which vested at 150% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2013, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F4 · derivative.underlying_shares: Total reflects 2 for 1 stock split on March 3, 2015. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:11 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionPerformance Shares · Derivative | 3,518 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000271 · wf-form4_147942425486792.xml · derivative · entry 6 DUGAN MARIELLEN · CIK 0001346173 · Sr. V.P., Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,518 Underlying: Common Stock · 3,518 shares Expires 2016-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F1 · derivative.exercise_date: Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. F4 · derivative.underlying_shares: Total reflects 2 for 1 stock split on March 3, 2015. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:11 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GrantCommon Stock | 3,109 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000271 · wf-form4_147942425486792.xml · nonDerivative · entry 5 DUGAN MARIELLEN · CIK 0001346173 · Sr. V.P., Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,327.855 F3 · balance_after: Represents grant of restricted stock units under the New Jersey Resources Corporation (NJR) 2007 Stock Award and Incentive Plan. Each restricted stock unit vests on October 15, 2019 and represents a contingent right to receive one share of NJR common stock. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:11 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 2,191 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000271 · wf-form4_147942425486792.xml · nonDerivative · entry 4 DUGAN MARIELLEN · CIK 0001346173 · Sr. V.P., Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,218.855 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:11 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionCommon Stock | 4,225.401 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000271 · wf-form4_147942425486792.xml · nonDerivative · entry 3 DUGAN MARIELLEN · CIK 0001346173 · Sr. V.P., Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,409.855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Represents number of Performance Shares, which vested at 150% of the target amount (plus accrued dividends), after a 36-month period beginning on October 1, 2013, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:11 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 1,701 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000271 · wf-form4_147942425486792.xml · nonDerivative · entry 2 DUGAN MARIELLEN · CIK 0001346173 · Sr. V.P., Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,184.454 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:11 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Exercise / conversionCommon Stock | 3,280.168 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000271 · wf-form4_147942425486792.xml · nonDerivative · entry 1 DUGAN MARIELLEN · CIK 0001346173 · Sr. V.P., Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,885.454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents number of Performance Shares, which vested at 85% of the target amount (plus accrued dividends), after a 33-month period beginning on January 1, 2014, upon certification by the Leadership Development and Compensation Committee (LDCC) of the Board of Directors of New Jersey Resources Corporation (NJR) of NJR's performance versus the applicable performance goal. Performance Shares converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of the Performance Shares. Read SEC document |
| October 15, 2016 Filed Oct 19, 2016 00:18 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 1,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000239 · wf-form4_147683631894821.xml · nonDerivative · entry 3 DUGAN MARIELLEN · CIK 0001346173 · Sr. V.P., Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,605.286 Read SEC document |
| October 15, 2016 Filed Oct 19, 2016 00:18 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000239 · wf-form4_147683631894821.xml · nonDerivative · entry 2 DUGAN MARIELLEN · CIK 0001346173 · Sr. V.P., Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,650.286 Read SEC document |
| October 15, 2016 Filed Oct 19, 2016 00:18 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | Tax withholdingCommon Stock | 709 | $0.00 | $0.00 |
DisclosureSEC source: 0000356309-16-000239 · wf-form4_147683631894821.xml · nonDerivative · entry 1 DUGAN MARIELLEN · CIK 0001346173 · Sr. V.P., Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,285.286 F1 · balance_after: Total includes accrued dividends of 641.322 shares of New Jersey Resources Corporation (NJR) Common Stock held in NJR Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.