Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MONRO, INC.MNRO · Entity 5682 | Chief Executive Officer | November 16, 2016 | November 18, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MONRO, INC.
Report date November 16, 2016 · Filed November 18, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 178,363 |
Reported balance
After 2016-11-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-11-16 · Tax withholding · Disposed 11,160 · Balance 178,363 F1: As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person utilized her ownership of existing shares in order to exercise options to purchase 28,250 non-qualified stock options, which option exercises are being reported on Tables I and II. The shares were valued at the closing price, respectively, for the Issuer's stock on November 16, 2016, the dates on which the reporting person exercised the options. |
| Common StockSEC Table I · non-derivative | Direct | 189,613 |
Reported balance
After 2016-11-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2016-11-16 · Exercise / conversion · Acquired 11,250 · Balance 189,613 |
| Common StockSEC Table I · non-derivative | Direct | 198,613 |
Reported balance
After 2016-11-16 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2016-11-16 · Exercise / conversion · Acquired 9,000 · Balance 198,613 |
| Common StockSEC Table I · non-derivative | Direct | 206,613 |
Reported balance
After 2016-11-16 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2016-11-16 · Exercise / conversion · Acquired 8,000 · Balance 206,613 |
| Common StockSEC Table I · non-derivative | Direct | 197,800 |
Reported balance
After 2016-11-16 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2016-11-16 · Tax withholding · Disposed 8,813 · Balance 197,800 F2: As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person satisfied any requisite taxes incurred as a result of the option exercises being reported on Tables I and II of this Form 4 by the Issuer withholding shares otherwise deliverable from the exercise of the options. F3: The reporting person's holdings of Monro stock increased by 8,277 shares as a result of these transactions, which were completed for purposes of estate and tax planning. |
| Common StockSEC Table I · non-derivative | Direct | 197,200 |
Reported balance
After 2016-11-16 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2016-11-16 · Sale · Disposed 600 · Balance 197,200 |
| Common StockSEC Table I · non-derivative | Direct | 195,450 |
Reported balance
After 2016-11-17 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2016-11-17 · Gift · Disposed 1,750 · Balance 195,450 |
| Common StockSEC Table I · non-derivative | Direct | 187,000 |
Reported balance
After 2016-11-18 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2016-11-18 · Sale · Disposed 8,450 · Balance 187,000 |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.39 · Expires 2017-05-16 | Direct | 8,438 |
Reported balance
After 2016-11-16 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-11-16 · Exercise / conversion · Disposed 2,812 · Balance 8,438 |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.39 · Expires 2017-05-16 | Direct | 5,625 |
Reported balance
After 2016-11-16 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2016-11-16 · Exercise / conversion · Disposed 2,813 · Balance 5,625 |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.39 · Expires 2017-05-16 | Direct | 2,813 |
Reported balance
After 2016-11-16 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2016-11-16 · Exercise / conversion · Disposed 2,812 · Balance 2,813 |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.39 · Expires 2017-05-16 | Direct | 0 |
Reported balance
After 2016-11-16 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2016-11-16 · Exercise / conversion · Disposed 2,813 · Balance 0 |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2019-05-19 | Direct | 6,750 |
Reported balance
After 2016-11-16 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2016-11-16 · Exercise / conversion · Disposed 2,250 · Balance 6,750 |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2019-05-19 | Direct | 4,500 |
Reported balance
After 2016-11-16 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2016-11-16 · Exercise / conversion · Disposed 2,250 · Balance 4,500 |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2019-05-19 | Direct | 2,250 |
Reported balance
After 2016-11-16 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2016-11-16 · Exercise / conversion · Disposed 2,250 · Balance 2,250 |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2019-05-19 | Direct | 0 |
Reported balance
After 2016-11-16 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2016-11-16 · Exercise / conversion · Disposed 2,250 · Balance 0 |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.03 · Expires 2018-05-14 | Direct | 6,000 |
Reported balance
After 2016-11-16 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2016-11-16 · Exercise / conversion · Disposed 2,000 · Balance 6,000 |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.03 · Expires 2018-05-14 | Direct | 4,000 |
Reported balance
After 2016-11-16 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2016-11-16 · Exercise / conversion · Disposed 2,000 · Balance 4,000 |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.03 · Expires 2018-05-14 | Direct | 2,000 |
Reported balance
After 2016-11-16 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2016-11-16 · Exercise / conversion · Disposed 2,000 · Balance 2,000 |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.03 · Expires 2018-05-14 | Direct | 0 |
Reported balance
After 2016-11-16 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2016-11-16 · Exercise / conversion · Disposed 2,000 · Balance 0 |
| HOLDINGSSEC Table I · non-derivative | Direct | 189,523 |
Reported balance
Holding disclosure · report date 2016-11-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 189,523 |
Filing footnotes · ownership attribution and instrument terms
F1: As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person utilized her ownership of existing shares in order to exercise options to purchase 28,250 non-qualified stock options, which option exercises are being reported on Tables I and II. The shares were valued at the closing price, respectively, for the Issuer's stock on November 16, 2016, the dates on which the reporting person exercised the options.
F2: As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person satisfied any requisite taxes incurred as a result of the option exercises being reported on Tables I and II of this Form 4 by the Issuer withholding shares otherwise deliverable from the exercise of the options.
F3: The reporting person's holdings of Monro stock increased by 8,277 shares as a result of these transactions, which were completed for purposes of estate and tax planning.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | SaleCommon Stock | 8,450 | $58.00 | $490,100.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · nonDerivative · entry 9 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,000 Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | GiftCommon Stock | 1,750 | $57.95 | $101,412.50 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · nonDerivative · entry 8 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,450 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionOptions (Right to buy) · Derivative | 2,000 | $0.00 Strike: $39.03 | $0.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · derivative · entry 21 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionOptions (Right to buy) · Derivative | 2,000 | $0.00 Strike: $39.03 | $0.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · derivative · entry 20 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2018-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionOptions (Right to buy) · Derivative | 2,000 | $0.00 Strike: $39.03 | $0.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · derivative · entry 19 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 2,000 shares Expires 2018-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionOptions (Right to buy) · Derivative | 2,000 | $0.00 Strike: $39.03 | $0.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · derivative · entry 18 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires 2018-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionOptions (Right to buy) · Derivative | 2,250 | $0.00 Strike: $18.05 | $0.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · derivative · entry 17 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionOptions (Right to buy) · Derivative | 2,250 | $0.00 Strike: $18.05 | $0.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · derivative · entry 16 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 2,250 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionOptions (Right to buy) · Derivative | 2,250 | $0.00 Strike: $18.05 | $0.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · derivative · entry 15 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 2,250 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionOptions (Right to buy) · Derivative | 2,250 | $0.00 Strike: $18.05 | $0.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · derivative · entry 14 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,750 Underlying: Common Stock · 2,250 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionOptions (Right to buy) · Derivative | 2,813 | $0.00 Strike: $15.39 | $0.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · derivative · entry 13 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,813 shares Expires 2017-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionOptions (Right to buy) · Derivative | 2,812 | $0.00 Strike: $15.39 | $0.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · derivative · entry 12 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,813 Underlying: Common Stock · 2,812 shares Expires 2017-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionOptions (Right to buy) · Derivative | 2,813 | $0.00 Strike: $15.39 | $0.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · derivative · entry 11 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock · 2,813 shares Expires 2017-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionOptions (Right to buy) · Derivative | 2,812 | $0.00 Strike: $15.39 | $0.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · derivative · entry 10 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,438 Underlying: Common Stock · 2,812 shares Expires 2017-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | SaleCommon Stock | 600 | $58.50 | $35,100.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · nonDerivative · entry 7 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,200 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Tax withholdingCommon Stock | 8,813 | $58.05 | $511,594.65 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · nonDerivative · entry 6 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,800 F2 · shares: As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person satisfied any requisite taxes incurred as a result of the option exercises being reported on Tables I and II of this Form 4 by the Issuer withholding shares otherwise deliverable from the exercise of the options. F3 · balance_after: The reporting person's holdings of Monro stock increased by 8,277 shares as a result of these transactions, which were completed for purposes of estate and tax planning. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionCommon Stock | 8,000 | $39.03 | $312,240.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · nonDerivative · entry 5 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionCommon Stock | 9,000 | $18.05 | $162,450.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · nonDerivative · entry 4 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Exercise / conversionCommon Stock | 11,250 | $15.39 | $173,137.50 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · nonDerivative · entry 3 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:51 UTC | MONRO, INC. MNRO · Entity 5682 | Tax withholdingCommon Stock | 11,160 | $58.05 | $647,838.00 |
DisclosureSEC source: 0000899243-16-033924 · doc4.xml · nonDerivative · entry 2 D AMICO CATHERINE · CIK 0001244840 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,363 F1 · shares: As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person utilized her ownership of existing shares in order to exercise options to purchase 28,250 non-qualified stock options, which option exercises are being reported on Tables I and II. The shares were valued at the closing price, respectively, for the Issuer's stock on November 16, 2016, the dates on which the reporting person exercised the options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.