Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GREEN DOT CORPGDOT · Entity 5163 | Chief Revenue Officer | November 18, 2016 | November 22, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GREEN DOT CORP
Report date November 18, 2016 · Filed November 22, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 58,349 |
Ending reported balance
After 2016-11-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-11-18 · Exercise / conversion · Acquired 101,562 · Balance 159,911 Row 2 · 2016-11-18 · Sale · Disposed 101,562 · Balance 58,349 F1: The price in column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.14 to $24.34. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares purchased at each separate price within the range. |
| Stock Option (right to buy Class A Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $12.75 · Expires 2022-10-01 | Direct | 0 |
Reported balance
After 2016-11-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-18 · Exercise / conversion · Disposed 32,813 · Balance 0 |
| Stock Option (right to buy Class A Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $16.13 · Expires 2023-04-08 | Direct | 2,605 |
Reported balance
After 2016-11-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-11-18 · Exercise / conversion · Disposed 1,562 · Balance 2,605 F2: Options vest as to 1/4 of the shares on April 8, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date. |
| Stock Option (right to buy Class A Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $16.34 · Expires 2023-04-03 | Direct | 7,813 |
Reported balance
After 2016-11-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-11-18 · Exercise / conversion · Disposed 67,187 · Balance 7,813 F3: Options vest as to 1/4 of the shares on August 3, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.14 to $24.34. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares purchased at each separate price within the range.
F2: Options vest as to 1/4 of the shares on April 8, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.
F3: Options vest as to 1/4 of the shares on August 3, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2016 Filed Nov 22, 2016 22:15 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 67,187 | $0.00 Strike: $16.34 | $0.00 |
DisclosureSEC source: 0001209191-16-151754 · doc4.xml · derivative · entry 5 Sgoutas Konstantinos · CIK 0001539913 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,813 Underlying: Class A Common Stock · 67,187 shares Expires 2023-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest as to 1/4 of the shares on August 3, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:15 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 1,562 | $0.00 Strike: $16.13 | $0.00 |
DisclosureSEC source: 0001209191-16-151754 · doc4.xml · derivative · entry 4 Sgoutas Konstantinos · CIK 0001539913 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,605 Underlying: Class A Common Stock · 1,562 shares Expires 2023-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest as to 1/4 of the shares on April 8, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:15 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 32,813 | $0.00 Strike: $12.75 | $0.00 |
DisclosureSEC source: 0001209191-16-151754 · doc4.xml · derivative · entry 3 Sgoutas Konstantinos · CIK 0001539913 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 32,813 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:15 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 101,562 | $24.21 | $2,458,816.02 |
DisclosureSEC source: 0001209191-16-151754 · doc4.xml · nonDerivative · entry 2 Sgoutas Konstantinos · CIK 0001539913 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,349 F1 · price: The price in column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.14 to $24.34. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:15 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionClass A Common Stock | 101,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151754 · doc4.xml · nonDerivative · entry 1 Sgoutas Konstantinos · CIK 0001539913 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:58 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 9,455 | $0.00 Strike: $20.01 | $0.00 |
DisclosureSEC source: 0001209191-16-144586 · doc4.xml · derivative · entry 5 Sgoutas Konstantinos · CIK 0001539913 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,455 shares Expires 2019-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:58 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 20,833 | $0.00 Strike: $16.13 | $0.00 |
DisclosureSEC source: 0001209191-16-144586 · doc4.xml · derivative · entry 4 Sgoutas Konstantinos · CIK 0001539913 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167 Underlying: Class A Common Stock · 20,833 shares Expires 2023-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options vest as to 1/4 of the shares on April 8, 2014 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:58 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 30,288 | $22.95 | $695,200.46 |
DisclosureSEC source: 0001209191-16-144586 · doc4.xml · nonDerivative · entry 3 Sgoutas Konstantinos · CIK 0001539913 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,349 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016. F4 · price: The price in column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.8 to $23.055. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:58 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionClass A Common Stock | 30,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144586 · doc4.xml · nonDerivative · entry 2 Sgoutas Konstantinos · CIK 0001539913 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:58 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 5,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144586 · doc4.xml · nonDerivative · entry 1 Sgoutas Konstantinos · CIK 0001539913 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,349 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $23.06 per share, which represented the closing price of the issuer's Class A Common Stock on September 30, 2016, and does not represent a sale by the reporting person. F2 · balance_after: Includes 1,547 shares acquired under the issuer's employee stock purchase plan on May 14, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.