Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Q2 Holdings, Inc.QTWO · Entity 4051 | SVP, Sales | November 22, 2016 | November 29, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Q2 Holdings, Inc.
Report date November 22, 2016 · Filed November 29, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,977 |
Ending reported balance
After 2016-11-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-11-22 · Exercise / conversion · Acquired 1,127 · Balance 25,214 Row 2 · 2016-11-22 · Tax withholding · Disposed 237 · Balance 24,977 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.57 · Expires 2019-11-07 | Direct | 4,295 |
Reported balance
After 2016-11-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-22 · Exercise / conversion · Disposed 1,127 · Balance 4,295 F1: This option grant vested as to 1/4 of the total option grant on October 9, 2013, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests. |
Filing footnotes · ownership attribution and instrument terms
F1: This option grant vested as to 1/4 of the total option grant on October 9, 2013, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2016 Filed Nov 29, 2016 22:24 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,127 | $0.00 Strike: $6.57 | $0.00 |
DisclosureSEC source: 0001410384-16-000341 · wf-form4_148045826656534.xml · derivative · entry 3 Soukup Stephen C · CIK 0001597610 · SVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,295 Underlying: Common Stock · 1,127 shares Expires 2019-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on October 9, 2013, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests. Read SEC document |
| November 22, 2016 Filed Nov 29, 2016 22:24 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Tax withholdingCommon Stock | 237 | $31.25 | $7,406.25 |
DisclosureSEC source: 0001410384-16-000341 · wf-form4_148045826656534.xml · nonDerivative · entry 2 Soukup Stephen C · CIK 0001597610 · SVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,977 Read SEC document |
| November 22, 2016 Filed Nov 29, 2016 22:24 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionCommon Stock | 1,127 | $6.57 | $7,404.39 |
DisclosureSEC source: 0001410384-16-000341 · wf-form4_148045826656534.xml · nonDerivative · entry 1 Soukup Stephen C · CIK 0001597610 · SVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:52 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,837 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001410384-16-000339 · wf-form4_147941955071604.xml · derivative · entry 7 Soukup Stephen C · CIK 0001597610 · SVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,934 Underlying: Common Stock · 6,837 shares Expires 2021-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on January 24, 2016, and thereafter as to 1/32 of the total option grant monthly. The option grant becomes exercisable as it vests. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:52 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,875 | $0.00 Strike: $7.82 | $0.00 |
DisclosureSEC source: 0001410384-16-000339 · wf-form4_147941955071604.xml · derivative · entry 6 Soukup Stephen C · CIK 0001597610 · SVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,125 Underlying: Common Stock · 1,875 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on November 21, 2014, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:52 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,288 | $0.00 Strike: $7.48 | $0.00 |
DisclosureSEC source: 0001410384-16-000339 · wf-form4_147941955071604.xml · derivative · entry 5 Soukup Stephen C · CIK 0001597610 · SVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,410 Underlying: Common Stock · 1,288 shares Expires 2020-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option grant vested as to 1/4 of the total option grant on May 8, 2014, and thereafter as to 1/48 of the total option grant monthly. The option grant becomes exercisable as it vests. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:52 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | SaleCommon Stock | 10,000 | $30.05 | $300,500.00 |
DisclosureSEC source: 0001410384-16-000339 · wf-form4_147941955071604.xml · nonDerivative · entry 4 Soukup Stephen C · CIK 0001597610 · SVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,087 F1 · kind: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.55 to $30.675 inclusive. Reporting Person undertakes to provide to Q2 Holdings, Inc., any security holder of Q2 Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:52 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionCommon Stock | 6,837 | $8.35 | $57,088.95 |
DisclosureSEC source: 0001410384-16-000339 · wf-form4_147941955071604.xml · nonDerivative · entry 3 Soukup Stephen C · CIK 0001597610 · SVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:52 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionCommon Stock | 1,875 | $7.82 | $14,662.50 |
DisclosureSEC source: 0001410384-16-000339 · wf-form4_147941955071604.xml · nonDerivative · entry 2 Soukup Stephen C · CIK 0001597610 · SVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:52 UTC | Q2 Holdings, Inc. QTWO · Entity 4051 | Exercise / conversionCommon Stock | 1,288 | $7.48 | $9,634.24 |
DisclosureSEC source: 0001410384-16-000339 · wf-form4_147941955071604.xml · nonDerivative · entry 1 Soukup Stephen C · CIK 0001597610 · SVP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.