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PERIDOT COINVEST MANAGER LLC

Disclosed activity across 10 companies

Tapewire entity
18073
SEC CIK
0001632725

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CLARIVATE PLCCCC · Entity 4778Director · 10% ownerJune 21, 2021June 23, 2021
Container Store Group, Inc.TCS · Entity 87876Director · 10% ownerAugust 28, 2024August 31, 2024
JOANN Inc.JOAN · Entity 93003Director · 10% ownerJune 27, 2023June 29, 2023
Life Time Group Holdings, Inc.LTH · Entity 3566DirectorAugust 28, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CLARIVATE PLC

Report date June 21, 2021 · Filed June 23, 2021

Jointly reported with Green Equity Investors VII, L.P., Leonard Green & Partners, L.P., LGP MANAGEMENT INC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote.0 Reported balance After 2021-06-21 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-06-21 · Other · Disposed 33,763,998 · Balance 0

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F2: Represents Ordinary Shares held by Topco on behalf of Green Equity Investors VII, L.P. ("GEI VII") through Holdings, of which GEI VII is a member.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote.33,763,998 Reported balance After 2021-06-21 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-06-21 · Other · Acquired 33,763,998 · Balance 33,763,998

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F6: Represents Ordinary Shares held by Holdings on behalf of GEI VII.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote.0 Reported balance After 2021-06-21 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-06-21 · Other · Disposed 47,264,079 · Balance 0

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F7: Represents Ordinary Shares held by Topco on behalf of GEI Side VII through Holdings, of which GEI Side VII is a member.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote.47,264,079 Reported balance After 2021-06-21 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-06-21 · Other · Acquired 47,264,079 · Balance 47,264,079

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F8: Represents Ordinary Shares held by Holdings on behalf of GEI Side VII.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote.0 Reported balance After 2021-06-21 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-06-21 · Other · Disposed 6,234,835 · Balance 0

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F9: Represents Ordinary Shares held by Topco on behalf of AIV through Holdings, of which AIV is a member.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote.6,234,835 Reported balance After 2021-06-21 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-06-21 · Other · Acquired 6,234,835 · Balance 6,234,835

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F10: Represents Ordinary Shares held by Holdings on behalf of AIV.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote.0 Reported balance After 2021-06-21 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2021-06-21 · Other · Disposed 28,094,163 · Balance 0

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F11: Represents Ordinary Shares held by Topco on behalf of Coinvest through Holdings, of which Coinvest is a member.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote.28,094,163 Reported balance After 2021-06-21 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2021-06-21 · Other · Acquired 28,094,163 · Balance 28,094,163

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F12: Represents Ordinary Shares held by Holdings on behalf of Coinvest.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote.0 Reported balance After 2021-06-21 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2021-06-21 · Other · Disposed 121,171 · Balance 0

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F13: Represents Ordinary Shares held by Topco on behalf of Associates VII-A through Holdings, of which Associates VII-A is a member.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote.121,171 Reported balance After 2021-06-21 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2021-06-21 · Other · Acquired 121,171 · Balance 121,171

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F14: Represents Ordinary Shares held by Holdings on behalf of Associates VII-A.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote.0 Reported balance After 2021-06-21 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2021-06-21 · Other · Disposed 1,188,261 · Balance 0

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F15: Represents Ordinary Shares held by Topco on behalf of Associates VII-B through Holdings, of which Associates VII-B is a member.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote.1,188,261 Reported balance After 2021-06-21 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2021-06-21 · Other · Acquired 1,188,261 · Balance 1,188,261

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F16: Represents Ordinary Shares held by Holdings on behalf of Associates VII-B.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with a series of related reorganization transactions, which were effected on June 21, 2021, the Ordinary Shares of Clarivate Plc (the "Issuer") held by Capri Acquisitions Topco Limited ("Topco") indirectly for the benefit of GEI VII Capri Holdings, LLC ("Holdings") on behalf of certain of the Reporting Persons named herein were transferred to be held directly by Holdings on behalf of certain of the Reporting Persons named herein.

F2: Represents Ordinary Shares held by Topco on behalf of Green Equity Investors VII, L.P. ("GEI VII") through Holdings, of which GEI VII is a member.

F3: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F4: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco ultimately on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F6: Represents Ordinary Shares held by Holdings on behalf of GEI VII.

F7: Represents Ordinary Shares held by Topco on behalf of GEI Side VII through Holdings, of which GEI Side VII is a member.

F8: Represents Ordinary Shares held by Holdings on behalf of GEI Side VII.

F9: Represents Ordinary Shares held by Topco on behalf of AIV through Holdings, of which AIV is a member.

F10: Represents Ordinary Shares held by Holdings on behalf of AIV.

F11: Represents Ordinary Shares held by Topco on behalf of Coinvest through Holdings, of which Coinvest is a member.

F12: Represents Ordinary Shares held by Holdings on behalf of Coinvest.

F13: Represents Ordinary Shares held by Topco on behalf of Associates VII-A through Holdings, of which Associates VII-A is a member.

F14: Represents Ordinary Shares held by Holdings on behalf of Associates VII-A.

F15: Represents Ordinary Shares held by Topco on behalf of Associates VII-B through Holdings, of which Associates VII-B is a member.

F16: Represents Ordinary Shares held by Holdings on behalf of Associates VII-B.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeIndirectSee footnote.221,914 Reported balance After 2024-08-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-08-28 · Grant · Acquired 24,390 · Balance 221,914

F1: Represents shares of restricted common stock, par value $0.01 per share (the "Common Stock") of Container Store Group, Inc. (the "Issuer") awarded to Mr. J. Kristofer Galashan on August 28, 2024 as compensation for services as a director of the Issuer.

F2: Granted as compensation for services.

F3: Represents shares of restricted Common Stock owned by Mr. Galashan and Jonathan D. Sokoloff. Mr. Galashan holds 135,347 shares of restricted Common Stock. Mr. Sokoloff previously served on the Issuer's board of directors as an appointee of Leonard Green & Partners, L.P. ("LGP"), and owns 86,567 shares, which are held for the benefit of LGP.

Common Stock, par value $0.01SEC Table I · non-derivativeDirect11,680,206 Reported balance Holding disclosure · report date 2024-08-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,680,206

F4: Represents shares of the Common Stock held directly by Green Equity Investors V, L.P. ("GEI V").

F5: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F6: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F7: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $0.01SEC Table I · non-derivativeDirect3,503,776 Reported balance Holding disclosure · report date 2024-08-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,503,776

F5: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F6: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8: Represents shares of Common Stock held directly by GEI Side V.

F9: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $0.01SEC Table I · non-derivativeDirect150,024 Reported balance Holding disclosure · report date 2024-08-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 150,024

F5: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F6: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F10: Represents shares of Common Stock held directly by TCS.

F11: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2024-10-27IndirectSee footnote.10,132 Reported balance Holding disclosure · report date 2024-08-28 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 10,132

F12: The options reported on this row are fully vested.

F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.28 · Expires 2025-08-03IndirectSee footnote.11,821 Reported balance Holding disclosure · report date 2024-08-28 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 11,821

F12: The options reported on this row are fully vested.

F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.35 · Expires 2026-08-01IndirectSee footnote.30,675 Reported balance Holding disclosure · report date 2024-08-28 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 30,675

F12: The options reported on this row are fully vested.

F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.10 · Expires 2027-09-12IndirectSee footnote.42,919 Reported balance Holding disclosure · report date 2024-08-28 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 42,919

F12: The options reported on this row are fully vested.

F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of restricted common stock, par value $0.01 per share (the "Common Stock") of Container Store Group, Inc. (the "Issuer") awarded to Mr. J. Kristofer Galashan on August 28, 2024 as compensation for services as a director of the Issuer.

F2: Granted as compensation for services.

F3: Represents shares of restricted Common Stock owned by Mr. Galashan and Jonathan D. Sokoloff. Mr. Galashan holds 135,347 shares of restricted Common Stock. Mr. Sokoloff previously served on the Issuer's board of directors as an appointee of Leonard Green & Partners, L.P. ("LGP"), and owns 86,567 shares, which are held for the benefit of LGP.

F4: Represents shares of the Common Stock held directly by Green Equity Investors V, L.P. ("GEI V").

F5: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F6: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F7: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F8: Represents shares of Common Stock held directly by GEI Side V.

F9: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F10: Represents shares of Common Stock held directly by TCS.

F11: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F12: The options reported on this row are fully vested.

F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote.517,266 Reported balance After 2023-06-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-06-27 · Grant · Acquired 457,986 · Balance 517,266

F1: Represents shares of the Issuer's common stock held by Jonathan Sokoloff and Brian Coleman, and Lily Chang. Of the 517,266 shares reported, 175,026 are held by Mr. Sokoloff, 175,026 are held by Ms. Chang, and 167,214 are held by Mr. Coleman. The shares are held for the benefit of Leonard Green & Partners, L.P. ("LGP") and each of Messrs. Sokoloff and Coleman and Ms. Chang disclaims beneficial ownership of such shares, except to the extent of his or her pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect20,436,421 Reported balance Holding disclosure · report date 2023-06-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 20,436,421

F2: Represents shares of common stock owned by Green Equity Investors CF, L.P. ("Main CF").

F3: GEI Capital CF, LLC ("Capital") is the general partner of Main CF and Green Equity Investors Side CF, L.P. ("Side CF"). LGP is the management company of Main CF and Side CF, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot Coinvest Manager LLC ("Peridot") is the manager of LGP Associates CF LLC ("Associates CF").

F4: Each of Main CF, Side CF, Associates CF, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of common stock held by Main CF, Side CF, and Associates CF (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the shares of common stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeDirect7,293,957 Reported balance Holding disclosure · report date 2023-06-27 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,293,957

F3: GEI Capital CF, LLC ("Capital") is the general partner of Main CF and Green Equity Investors Side CF, L.P. ("Side CF"). LGP is the management company of Main CF and Side CF, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot Coinvest Manager LLC ("Peridot") is the manager of LGP Associates CF LLC ("Associates CF").

F4: Each of Main CF, Side CF, Associates CF, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of common stock held by Main CF, Side CF, and Associates CF (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the shares of common stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F6: Represents shares of common stock owned by Side CF.

Common StockSEC Table I · non-derivativeDirect96,979 Reported balance Holding disclosure · report date 2023-06-27 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 96,979

F3: GEI Capital CF, LLC ("Capital") is the general partner of Main CF and Green Equity Investors Side CF, L.P. ("Side CF"). LGP is the management company of Main CF and Side CF, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot Coinvest Manager LLC ("Peridot") is the manager of LGP Associates CF LLC ("Associates CF").

F4: Each of Main CF, Side CF, Associates CF, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of common stock held by Main CF, Side CF, and Associates CF (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the shares of common stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F7: Represents shares of common stock owned by Associates CF.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of the Issuer's common stock held by Jonathan Sokoloff and Brian Coleman, and Lily Chang. Of the 517,266 shares reported, 175,026 are held by Mr. Sokoloff, 175,026 are held by Ms. Chang, and 167,214 are held by Mr. Coleman. The shares are held for the benefit of Leonard Green & Partners, L.P. ("LGP") and each of Messrs. Sokoloff and Coleman and Ms. Chang disclaims beneficial ownership of such shares, except to the extent of his or her pecuniary interest therein.

F2: Represents shares of common stock owned by Green Equity Investors CF, L.P. ("Main CF").

F3: GEI Capital CF, LLC ("Capital") is the general partner of Main CF and Green Equity Investors Side CF, L.P. ("Side CF"). LGP is the management company of Main CF and Side CF, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot Coinvest Manager LLC ("Peridot") is the manager of LGP Associates CF LLC ("Associates CF").

F4: Each of Main CF, Side CF, Associates CF, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of common stock held by Main CF, Side CF, and Associates CF (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5: Each of the Reporting Persons disclaims beneficial ownership of the shares of common stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F6: Represents shares of common stock owned by Side CF.

F7: Represents shares of common stock owned by Associates CF.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,120,323 Reported balance After 2026-08-28 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-08-28 · Other · Disposed 853,884 · Balance 2,120,323

F1: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), distributed by Green LTF Holdings II LP ("Green LTF") to certain of its limited partners for no consideration in a pro-rata in-kind distribution.

F2: Represents shares of Common Stock held by Green LTF.

F3: Green Equity Investors VI, L.P. ("GEI VI") and Green Equity Investors Side VI, L.P. ("GEI Side VI") are limited partners of Green LTF. GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Peridot Coinvest Manager LLC ("Peridot") is the general partner of Green LTF and the management company of LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B").

F4: Each of Green LTF, Associates VI-A, Associates VI-B, GEI VI, GEI Side VI, Holdings, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the securities held by Green LTF, Associates VI-A and Associates VI-B.

F5: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeDirect5,037 Reported balance Holding disclosure · report date 2026-08-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,037

F6: Represents shares of Common Stock held by Associates VI-A.

F3: Green Equity Investors VI, L.P. ("GEI VI") and Green Equity Investors Side VI, L.P. ("GEI Side VI") are limited partners of Green LTF. GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Peridot Coinvest Manager LLC ("Peridot") is the general partner of Green LTF and the management company of LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B").

F4: Each of Green LTF, Associates VI-A, Associates VI-B, GEI VI, GEI Side VI, Holdings, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the securities held by Green LTF, Associates VI-A and Associates VI-B.

F5: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeDirect50,206 Reported balance Holding disclosure · report date 2026-08-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 50,206

F7: Represents shares of Common Stock held by Associates VI-B.

F3: Green Equity Investors VI, L.P. ("GEI VI") and Green Equity Investors Side VI, L.P. ("GEI Side VI") are limited partners of Green LTF. GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Peridot Coinvest Manager LLC ("Peridot") is the general partner of Green LTF and the management company of LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B").

F4: Each of Green LTF, Associates VI-A, Associates VI-B, GEI VI, GEI Side VI, Holdings, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the securities held by Green LTF, Associates VI-A and Associates VI-B.

F5: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), distributed by Green LTF Holdings II LP ("Green LTF") to certain of its limited partners for no consideration in a pro-rata in-kind distribution.

F2: Represents shares of Common Stock held by Green LTF.

F3: Green Equity Investors VI, L.P. ("GEI VI") and Green Equity Investors Side VI, L.P. ("GEI Side VI") are limited partners of Green LTF. GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Peridot Coinvest Manager LLC ("Peridot") is the general partner of Green LTF and the management company of LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B").

F4: Each of Green LTF, Associates VI-A, Associates VI-B, GEI VI, GEI Side VI, Holdings, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the securities held by Green LTF, Associates VI-A and Associates VI-B.

F5: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F6: Represents shares of Common Stock held by Associates VI-A.

F7: Represents shares of Common Stock held by Associates VI-B.

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2025-03-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,314,666 Reported balance After 2025-03-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-03-14 · Disposition to issuer · Disposed 4,736,965 · Balance 2,314,666

F1: Represents shares of common stock, par value $0.0001 per share ("Common Stock") of the Issuer sold by Green Equity Investors CF, L.P. ("Main CF") to the Issuer.

F2: Represents shares of Common Stock owned by Main CF.

F3: GEI Capital CF, LLC ("Capital") is the general partner of Main CF and Green Equity Investors Side CF, L.P. ("Side CF"). Leonard Green & Partners, L.P. ("LGP") is the management company of Main CF and Side CF, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates CF LLC ("Associates CF").

F4: Each of Main CF, Side CF, Associates CF, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by Main CF, Side CF, and Associates CF.

F5: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeDirect826,127 Reported balance After 2025-03-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2025-03-14 · Disposition to issuer · Disposed 1,690,670 · Balance 826,127

F6: Represents shares of Common Stock sold by Side CF to the Issuer.

F3: GEI Capital CF, LLC ("Capital") is the general partner of Main CF and Green Equity Investors Side CF, L.P. ("Side CF"). Leonard Green & Partners, L.P. ("LGP") is the management company of Main CF and Side CF, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates CF LLC ("Associates CF").

F4: Each of Main CF, Side CF, Associates CF, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by Main CF, Side CF, and Associates CF.

F5: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F7: Represents shares of Common Stock owned by Side CF.

Common StockSEC Table I · non-derivativeDirect457 Reported balance After 2025-03-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2025-03-14 · Disposition to issuer · Disposed 936 · Balance 457

F8: Represents shares of Common Stock sold by Associates CF to the Issuer.

F3: GEI Capital CF, LLC ("Capital") is the general partner of Main CF and Green Equity Investors Side CF, L.P. ("Side CF"). Leonard Green & Partners, L.P. ("LGP") is the management company of Main CF and Side CF, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates CF LLC ("Associates CF").

F4: Each of Main CF, Side CF, Associates CF, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by Main CF, Side CF, and Associates CF.

F5: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F9: Represents shares of Common Stock owned by Associates CF.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock, par value $0.0001 per share ("Common Stock") of the Issuer sold by Green Equity Investors CF, L.P. ("Main CF") to the Issuer.

F2: Represents shares of Common Stock owned by Main CF.

F3: GEI Capital CF, LLC ("Capital") is the general partner of Main CF and Green Equity Investors Side CF, L.P. ("Side CF"). Leonard Green & Partners, L.P. ("LGP") is the management company of Main CF and Side CF, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates CF LLC ("Associates CF").

F4: Each of Main CF, Side CF, Associates CF, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by Main CF, Side CF, and Associates CF.

F5: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F6: Represents shares of Common Stock sold by Side CF to the Issuer.

F7: Represents shares of Common Stock owned by Side CF.

F8: Represents shares of Common Stock sold by Associates CF to the Issuer.

F9: Represents shares of Common Stock owned by Associates CF.

Section 16 reporting ended · disclosed 2019-06-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,441,554 Reported balance After 2019-06-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-06-07 · Sale · Disposed 6,526,354 · Balance 7,441,554

F1: Represents shares of common stock, par value $0.01 per share ("Common Stock") of BJ's Wholesale Club Holdings, Inc. (the "Issuer") sold by Green Equity Investors V, L.P. ("GEI V").

F2: Represents Common Stock owned by GEI V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F3: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F4: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder.

F5: Each of GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeDirect2,232,287 Reported balance After 2019-06-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-06-07 · Sale · Disposed 1,957,749 · Balance 2,232,287

F6: Represents Common Stock sold by GEI Side V.

F7: Represents Common Stock owned by GEI Side V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F3: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F4: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder.

F8: Each of GEI V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeDirect303,183 Reported balance After 2019-06-07 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-06-07 · Sale · Disposed 265,897 · Balance 303,183

F9: Represents Common Stock sold by Beacon.

F10: Represents Common Stock owned by Beacon. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F3: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F4: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder.

F11: Each of GEI V, GEI Side V, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Beacon, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock, par value $0.01 per share ("Common Stock") of BJ's Wholesale Club Holdings, Inc. (the "Issuer") sold by Green Equity Investors V, L.P. ("GEI V").

F2: Represents Common Stock owned by GEI V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F3: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F4: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder.

F5: Each of GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F6: Represents Common Stock sold by GEI Side V.

F7: Represents Common Stock owned by GEI Side V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F8: Each of GEI V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F9: Represents Common Stock sold by Beacon.

F10: Represents Common Stock owned by Beacon. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F11: Each of GEI V, GEI Side V, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Beacon, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Section 16 reporting ended · disclosed 2016-10-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-10-03 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2016-10-03 · Disposition to issuer · Disposed 14,579,471 · Balance 0

F1: On October 3, 2016, pursuant to an Agreement and Plan of Merger entered into by and between the Issuer and Quintiles Transnational Holdings Inc., each outstanding share of common stock of the Issuer ("Share") was automatically converted into the right to receive 0.3840 of a share of common stock, par value $0.01 per share, of Quintiles IMS Holdings, Inc. (the "Conversion"). The Shares reported on this row were owned by Green Equity Investors V, L.P. ("GEI V").

F2: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares.

F3: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice.

F4: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice.

F5: Each of GEI Side V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-10-03 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2016-10-03 · Disposition to issuer · Disposed 4,373,491 · Balance 0

F6: The Shares reported on this row were owned by GEI Side V and were automatically converted pursuant to the Conversion described in note 1 to this Form 4.

F2: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares.

F3: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice.

F4: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice.

F7: Each of GEI V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-10-03 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2016-10-03 · Disposition to issuer · Disposed 138,733 · Balance 0

F8: The Shares reported on this row were owned by LGP Ice and were automatically converted pursuant to the Conversion described in note 1 to this Form 4.

F2: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares.

F3: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice.

F4: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice.

F9: Each of GEI V, GEI Side V, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: On October 3, 2016, pursuant to an Agreement and Plan of Merger entered into by and between the Issuer and Quintiles Transnational Holdings Inc., each outstanding share of common stock of the Issuer ("Share") was automatically converted into the right to receive 0.3840 of a share of common stock, par value $0.01 per share, of Quintiles IMS Holdings, Inc. (the "Conversion"). The Shares reported on this row were owned by Green Equity Investors V, L.P. ("GEI V").

F2: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares.

F3: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice.

F4: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice.

F5: Each of GEI Side V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

F6: The Shares reported on this row were owned by GEI Side V and were automatically converted pursuant to the Conversion described in note 1 to this Form 4.

F7: Each of GEI V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

F8: The Shares reported on this row were owned by LGP Ice and were automatically converted pursuant to the Conversion described in note 1 to this Form 4.

F9: Each of GEI V, GEI Side V, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Section 16 reporting ended · disclosed 2026-05-19. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-19 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-05-19 · Other · Disposed 134,812,845 · Balance 0

F1: In connection with the terms of an Agreement and Plan of Merger, dated February 17, 2026 (the "Merger Agreement"), by and among the Issuer, MCW Parent, LP ("Parent"), Boson Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), and, solely for purposes of certain provisions in the Merger Agreement, Mister Car Wash Holdings, Inc., a wholly owned subsidiary of the Issuer, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger").

F2: Immediately prior to the effective time of the Merger, pursuant to the Contribution Agreement, dated February 17, 2026, by and among Parent, Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B"), the shares of the Issuer's Common Stock ("Common Stock"), par value $0.01 (the "Shares"), owned by the Reporting Persons were contributed and assigned to Parent in exchange for equity interests in Parent (together with the Merger, the "Transaction"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger, the Shares were automatically cancelled and extinguished without any conversion thereof or consideration paid therefor.

F3: Represents shares of Common Stock previously owned by GEI VI that were cancelled as part of the Transaction.

F4: Represents shares owned by GEI VI.

F5: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI and GEI Side VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Associates VI-A and Associates VI-B, and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F6: Each of GEI VI, GEI Side VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B and, therefore, a "ten percent holder" hereunder.

F7: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 of the Exchange Act or for any other purpose.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-19 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2026-05-19 · Other · Disposed 80,348,253 · Balance 0

F1: In connection with the terms of an Agreement and Plan of Merger, dated February 17, 2026 (the "Merger Agreement"), by and among the Issuer, MCW Parent, LP ("Parent"), Boson Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), and, solely for purposes of certain provisions in the Merger Agreement, Mister Car Wash Holdings, Inc., a wholly owned subsidiary of the Issuer, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger").

F2: Immediately prior to the effective time of the Merger, pursuant to the Contribution Agreement, dated February 17, 2026, by and among Parent, Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B"), the shares of the Issuer's Common Stock ("Common Stock"), par value $0.01 (the "Shares"), owned by the Reporting Persons were contributed and assigned to Parent in exchange for equity interests in Parent (together with the Merger, the "Transaction"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger, the Shares were automatically cancelled and extinguished without any conversion thereof or consideration paid therefor.

F8: Represents shares of Common Stock previously owned by GEI Side VI that were cancelled as part of the Transaction.

F5: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI and GEI Side VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Associates VI-A and Associates VI-B, and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F6: Each of GEI VI, GEI Side VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B and, therefore, a "ten percent holder" hereunder.

F7: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 of the Exchange Act or for any other purpose.

F9: Represents shares of Common Stock owned by GEI Side VI.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-19 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2026-05-19 · Other · Disposed 315,683 · Balance 0

F1: In connection with the terms of an Agreement and Plan of Merger, dated February 17, 2026 (the "Merger Agreement"), by and among the Issuer, MCW Parent, LP ("Parent"), Boson Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), and, solely for purposes of certain provisions in the Merger Agreement, Mister Car Wash Holdings, Inc., a wholly owned subsidiary of the Issuer, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger").

F2: Immediately prior to the effective time of the Merger, pursuant to the Contribution Agreement, dated February 17, 2026, by and among Parent, Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B"), the shares of the Issuer's Common Stock ("Common Stock"), par value $0.01 (the "Shares"), owned by the Reporting Persons were contributed and assigned to Parent in exchange for equity interests in Parent (together with the Merger, the "Transaction"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger, the Shares were automatically cancelled and extinguished without any conversion thereof or consideration paid therefor.

F10: Represents shares of Common Stock previously owned by Associates VI-A that were cancelled as part of the Transaction.

F5: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI and GEI Side VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Associates VI-A and Associates VI-B, and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F6: Each of GEI VI, GEI Side VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B and, therefore, a "ten percent holder" hereunder.

F7: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 of the Exchange Act or for any other purpose.

F11: Represents shares of Common Stock owned by Associates VI-A.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-19 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2026-05-19 · Other · Disposed 3,736,298 · Balance 0

F1: In connection with the terms of an Agreement and Plan of Merger, dated February 17, 2026 (the "Merger Agreement"), by and among the Issuer, MCW Parent, LP ("Parent"), Boson Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), and, solely for purposes of certain provisions in the Merger Agreement, Mister Car Wash Holdings, Inc., a wholly owned subsidiary of the Issuer, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger").

F2: Immediately prior to the effective time of the Merger, pursuant to the Contribution Agreement, dated February 17, 2026, by and among Parent, Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B"), the shares of the Issuer's Common Stock ("Common Stock"), par value $0.01 (the "Shares"), owned by the Reporting Persons were contributed and assigned to Parent in exchange for equity interests in Parent (together with the Merger, the "Transaction"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger, the Shares were automatically cancelled and extinguished without any conversion thereof or consideration paid therefor.

F12: Represents shares of Common Stock previously owned by Associates VI-B that were cancelled as part of the Transaction.

F5: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI and GEI Side VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Associates VI-A and Associates VI-B, and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F6: Each of GEI VI, GEI Side VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B and, therefore, a "ten percent holder" hereunder.

F7: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 of the Exchange Act or for any other purpose.

F13: Represents shares of Common Stock owned by Associates VI-B.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the terms of an Agreement and Plan of Merger, dated February 17, 2026 (the "Merger Agreement"), by and among the Issuer, MCW Parent, LP ("Parent"), Boson Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), and, solely for purposes of certain provisions in the Merger Agreement, Mister Car Wash Holdings, Inc., a wholly owned subsidiary of the Issuer, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger").

F2: Immediately prior to the effective time of the Merger, pursuant to the Contribution Agreement, dated February 17, 2026, by and among Parent, Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B"), the shares of the Issuer's Common Stock ("Common Stock"), par value $0.01 (the "Shares"), owned by the Reporting Persons were contributed and assigned to Parent in exchange for equity interests in Parent (together with the Merger, the "Transaction"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger, the Shares were automatically cancelled and extinguished without any conversion thereof or consideration paid therefor.

F3: Represents shares of Common Stock previously owned by GEI VI that were cancelled as part of the Transaction.

F4: Represents shares owned by GEI VI.

F5: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI and GEI Side VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Associates VI-A and Associates VI-B, and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F6: Each of GEI VI, GEI Side VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B and, therefore, a "ten percent holder" hereunder.

F7: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 of the Exchange Act or for any other purpose.

F8: Represents shares of Common Stock previously owned by GEI Side VI that were cancelled as part of the Transaction.

F9: Represents shares of Common Stock owned by GEI Side VI.

F10: Represents shares of Common Stock previously owned by Associates VI-A that were cancelled as part of the Transaction.

F11: Represents shares of Common Stock owned by Associates VI-A.

F12: Represents shares of Common Stock previously owned by Associates VI-B that were cancelled as part of the Transaction.

F13: Represents shares of Common Stock owned by Associates VI-B.

Section 16 reporting ended · disclosed 2024-10-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Convertible Preference SharesSEC Table II · derivative / convertible security · Conversion / exercise price $78.78Direct0 Reported balance After 2024-10-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-10-21 · Sale · Disposed 63,553 · Balance 0

F2: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares").

F3: The Series A Preference Shares have a stated value of $1,050.94 per share and are convertible into Common Shares of the issuer at a current conversion price of $78.7817 per share at a conversion ratio of 12.6933 Common Shares per Series A Preference Share. The conversion ratio is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments.

F4: On October 8, 2024 Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") delivered notice to the issuer of a conversion of 102,500 Series A Preference Shares (in the aggregate) for cash in accordance with the terms of the Certificate of Designation of the Series A Preference Shares (the "Certificate of Designation"). Of the 102,500 Series A Preference Shares converted, GEI VI converted 63,553 Series A Preference Shares, GEI Side VI converted 37,878 Series A Preference Shares, Associates VI-A converted 77 Series A Preference Shares, and Associates VI-B converted 992 Series A Preference Shares. The conversion was settled in cash by the issuer for approximately $135.3 million, based on the volume weighted average share price on the date of the conversion notice, which was $99.25 per Common Share, pursuant to the terms of the Certificate of Designation.

F5: Immediately.

F6: The Series A Preference Shares do not have an expiration date.

F7: Represents Series A Preference Shares, as converted, owned by GEI VI. GEI VI is the direct owner of 0 Series A Preference Shares.

F8: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. LGP is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates VI-A and Associates VI-B, and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F9: Each of GEI VI, GEI Side VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Series A Preference Shares and underlying Common Shares held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B (collectively, the "Equity Interests").

F10: Each of GEI Side VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Series A Convertible Preference SharesSEC Table II · derivative / convertible security · Conversion / exercise price $78.78Direct0 Reported balance After 2024-10-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-10-21 · Sale · Disposed 37,878 · Balance 0

F2: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares").

F3: The Series A Preference Shares have a stated value of $1,050.94 per share and are convertible into Common Shares of the issuer at a current conversion price of $78.7817 per share at a conversion ratio of 12.6933 Common Shares per Series A Preference Share. The conversion ratio is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments.

F4: On October 8, 2024 Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") delivered notice to the issuer of a conversion of 102,500 Series A Preference Shares (in the aggregate) for cash in accordance with the terms of the Certificate of Designation of the Series A Preference Shares (the "Certificate of Designation"). Of the 102,500 Series A Preference Shares converted, GEI VI converted 63,553 Series A Preference Shares, GEI Side VI converted 37,878 Series A Preference Shares, Associates VI-A converted 77 Series A Preference Shares, and Associates VI-B converted 992 Series A Preference Shares. The conversion was settled in cash by the issuer for approximately $135.3 million, based on the volume weighted average share price on the date of the conversion notice, which was $99.25 per Common Share, pursuant to the terms of the Certificate of Designation.

F5: Immediately.

F6: The Series A Preference Shares do not have an expiration date.

F8: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. LGP is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates VI-A and Associates VI-B, and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F9: Each of GEI VI, GEI Side VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Series A Preference Shares and underlying Common Shares held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B (collectively, the "Equity Interests").

F11: Represents Series A Preference Shares, as converted, owned by GEI Side VI. GEI Side VI is the direct owner of 0 Series A Preference Shares.

F12: Each of GEI VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Series A Convertible Preference SharesSEC Table II · derivative / convertible security · Conversion / exercise price $78.78Direct0 Reported balance After 2024-10-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-10-21 · Sale · Disposed 77 · Balance 0

F2: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares").

F3: The Series A Preference Shares have a stated value of $1,050.94 per share and are convertible into Common Shares of the issuer at a current conversion price of $78.7817 per share at a conversion ratio of 12.6933 Common Shares per Series A Preference Share. The conversion ratio is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments.

F4: On October 8, 2024 Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") delivered notice to the issuer of a conversion of 102,500 Series A Preference Shares (in the aggregate) for cash in accordance with the terms of the Certificate of Designation of the Series A Preference Shares (the "Certificate of Designation"). Of the 102,500 Series A Preference Shares converted, GEI VI converted 63,553 Series A Preference Shares, GEI Side VI converted 37,878 Series A Preference Shares, Associates VI-A converted 77 Series A Preference Shares, and Associates VI-B converted 992 Series A Preference Shares. The conversion was settled in cash by the issuer for approximately $135.3 million, based on the volume weighted average share price on the date of the conversion notice, which was $99.25 per Common Share, pursuant to the terms of the Certificate of Designation.

F5: Immediately.

F6: The Series A Preference Shares do not have an expiration date.

F8: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. LGP is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates VI-A and Associates VI-B, and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F9: Each of GEI VI, GEI Side VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Series A Preference Shares and underlying Common Shares held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B (collectively, the "Equity Interests").

F13: Represents Series A Preference Shares, as converted, owned by Associates VI-A. Associates VI-A is the direct owner of 0 Series A Preference Shares.

F14: Each of GEI VI, GEI Side VI, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Associates VI-A, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Series A Convertible Preference SharesSEC Table II · derivative / convertible security · Conversion / exercise price $78.78Direct0 Reported balance After 2024-10-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-10-21 · Sale · Disposed 992 · Balance 0

F2: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares").

F3: The Series A Preference Shares have a stated value of $1,050.94 per share and are convertible into Common Shares of the issuer at a current conversion price of $78.7817 per share at a conversion ratio of 12.6933 Common Shares per Series A Preference Share. The conversion ratio is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments.

F4: On October 8, 2024 Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") delivered notice to the issuer of a conversion of 102,500 Series A Preference Shares (in the aggregate) for cash in accordance with the terms of the Certificate of Designation of the Series A Preference Shares (the "Certificate of Designation"). Of the 102,500 Series A Preference Shares converted, GEI VI converted 63,553 Series A Preference Shares, GEI Side VI converted 37,878 Series A Preference Shares, Associates VI-A converted 77 Series A Preference Shares, and Associates VI-B converted 992 Series A Preference Shares. The conversion was settled in cash by the issuer for approximately $135.3 million, based on the volume weighted average share price on the date of the conversion notice, which was $99.25 per Common Share, pursuant to the terms of the Certificate of Designation.

F5: Immediately.

F6: The Series A Preference Shares do not have an expiration date.

F8: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. LGP is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates VI-A and Associates VI-B, and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F9: Each of GEI VI, GEI Side VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Series A Preference Shares and underlying Common Shares held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B (collectively, the "Equity Interests").

F15: Represents Series A Preference Shares, as converted, owned by Associates VI-B. Associates VI-B is the direct owner of 0 Series A Preference Shares.

F16: Each of GEI VI, GEI Side VI, Associates VI-A, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Associates VI-B, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Common Shares, par value $0.18SEC Table I · non-derivativeIndirectSee footnote39,050 Reported balance Holding disclosure · report date 2024-10-21 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 39,050

F1: Of the 39,050 Common Shares reported, 24,687 are owned by Mr. Jonathan A. Seiffer and held for the benefit of Leonard Green & Partners, L.P. ("LGP") (and includes 1,641 restricted stock units which are subject to certain vesting and forfeiture provisions), and 14,363 are owned by Mr. Jonathan D. Sokoloff, a partner of LGP, and held for the benefit of LGP.

Filing footnotes · ownership attribution and instrument terms

F1: Of the 39,050 Common Shares reported, 24,687 are owned by Mr. Jonathan A. Seiffer and held for the benefit of Leonard Green & Partners, L.P. ("LGP") (and includes 1,641 restricted stock units which are subject to certain vesting and forfeiture provisions), and 14,363 are owned by Mr. Jonathan D. Sokoloff, a partner of LGP, and held for the benefit of LGP.

F2: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares").

F3: The Series A Preference Shares have a stated value of $1,050.94 per share and are convertible into Common Shares of the issuer at a current conversion price of $78.7817 per share at a conversion ratio of 12.6933 Common Shares per Series A Preference Share. The conversion ratio is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments.

F4: On October 8, 2024 Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") delivered notice to the issuer of a conversion of 102,500 Series A Preference Shares (in the aggregate) for cash in accordance with the terms of the Certificate of Designation of the Series A Preference Shares (the "Certificate of Designation"). Of the 102,500 Series A Preference Shares converted, GEI VI converted 63,553 Series A Preference Shares, GEI Side VI converted 37,878 Series A Preference Shares, Associates VI-A converted 77 Series A Preference Shares, and Associates VI-B converted 992 Series A Preference Shares. The conversion was settled in cash by the issuer for approximately $135.3 million, based on the volume weighted average share price on the date of the conversion notice, which was $99.25 per Common Share, pursuant to the terms of the Certificate of Designation.

F5: Immediately.

F6: The Series A Preference Shares do not have an expiration date.

F7: Represents Series A Preference Shares, as converted, owned by GEI VI. GEI VI is the direct owner of 0 Series A Preference Shares.

F8: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and GEI Side VI. Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. LGP is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates VI-A and Associates VI-B, and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F9: Each of GEI VI, GEI Side VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Series A Preference Shares and underlying Common Shares held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B (collectively, the "Equity Interests").

F10: Each of GEI Side VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F11: Represents Series A Preference Shares, as converted, owned by GEI Side VI. GEI Side VI is the direct owner of 0 Series A Preference Shares.

F12: Each of GEI VI, Associates VI-A, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F13: Represents Series A Preference Shares, as converted, owned by Associates VI-A. Associates VI-A is the direct owner of 0 Series A Preference Shares.

F14: Each of GEI VI, GEI Side VI, Associates VI-B, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Associates VI-A, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F15: Represents Series A Preference Shares, as converted, owned by Associates VI-B. Associates VI-B is the direct owner of 0 Series A Preference Shares.

F16: Each of GEI VI, GEI Side VI, Associates VI-A, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Associates VI-B, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Section 16 reporting ended · disclosed 2018-09-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect899,910 Reported balance After 2018-09-04 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-09-04 · Sale · Disposed 102,589 · Balance 899,910

F1: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI").

F2: This transaction was executed in multiple trades at prices ranging from $59.15 to $60.13. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3: Represents shares owned by GEI VI.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F6: Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeDirect65,684 Reported balance After 2018-09-04 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-09-04 · Sale · Disposed 7,488 · Balance 65,684

F7: Represents shares of A-Common sold by Malted.

F2: This transaction was executed in multiple trades at prices ranging from $59.15 to $60.13. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F8: Represents shares owned by Malted.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F9: Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeDirect1,240,346 Reported balance After 2018-09-04 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-09-04 · Sale · Disposed 61,144 · Balance 1,240,346

F10: Represents shares of A-Common sold by GEI Side VI.

F2: This transaction was executed in multiple trades at prices ranging from $59.15 to $60.13. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F11: Represents shares owned by GEI Side VI.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F12: Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeDirect882,667 Reported balance After 2018-09-04 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2018-09-04 · Sale · Disposed 17,243 · Balance 882,667

F1: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI").

F13: This transaction was executed in multiple trades at prices ranging from $58.61 to $59.11. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3: Represents shares owned by GEI VI.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F6: Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeDirect64,425 Reported balance After 2018-09-04 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2018-09-04 · Sale · Disposed 1,259 · Balance 64,425

F7: Represents shares of A-Common sold by Malted.

F13: This transaction was executed in multiple trades at prices ranging from $58.61 to $59.11. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F8: Represents shares owned by Malted.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F9: Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeDirect1,230,069 Reported balance After 2018-09-04 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2018-09-04 · Sale · Disposed 10,277 · Balance 1,230,069

F10: Represents shares of A-Common sold by GEI Side VI.

F13: This transaction was executed in multiple trades at prices ranging from $58.61 to $59.11. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F11: Represents shares owned by GEI Side VI.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F12: Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeDirect861,159 Reported balance After 2018-09-06 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2018-09-06 · Sale · Disposed 21,508 · Balance 861,159

F1: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI").

F14: This transaction was executed in multiple trades at prices ranging from $57.82 to $58.8. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3: Represents shares owned by GEI VI.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F6: Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeDirect62,855 Reported balance After 2018-09-06 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2018-09-06 · Sale · Disposed 1,570 · Balance 62,855

F7: Represents shares of A-Common sold by Malted.

F14: This transaction was executed in multiple trades at prices ranging from $57.82 to $58.8. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F8: Represents shares owned by Malted.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F9: Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeDirect1,217,250 Reported balance After 2018-09-06 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2018-09-06 · Sale · Disposed 12,819 · Balance 1,217,250

F10: Represents shares of A-Common sold by GEI Side VI.

F14: This transaction was executed in multiple trades at prices ranging from $57.82 to $58.8. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F11: Represents shares owned by GEI Side VI.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F12: Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeDirect852,709 Reported balance After 2018-09-06 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2018-09-06 · Sale · Disposed 8,450 · Balance 852,709

F1: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI").

F15: This transaction was executed in multiple trades at prices ranging from $58.905 to $59.13. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3: Represents shares owned by GEI VI.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F6: Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeDirect62,238 Reported balance After 2018-09-06 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2018-09-06 · Sale · Disposed 617 · Balance 62,238

F7: Represents shares of A-Common sold by Malted.

F15: This transaction was executed in multiple trades at prices ranging from $58.905 to $59.13. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F8: Represents shares owned by Malted.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F9: Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeDirect1,212,214 Reported balance After 2018-09-06 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2018-09-06 · Sale · Disposed 5,036 · Balance 1,212,214

F10: Represents shares of A-Common sold by GEI Side VI.

F15: This transaction was executed in multiple trades at prices ranging from $58.905 to $59.13. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F11: Represents shares owned by GEI Side VI.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F12: Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote1,032 Reported balance Holding disclosure · report date 2018-09-04 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 1,032

F16: Represents shares of A-Common underlying restricted stock units awarded to Mr. Jonathan D. Sokoloff, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy on June 12, 2018 and June 12, 2017. The restricted stock units represent the right to receive shares of A-Common, subject to Mr. Sokoloff's continued service with the Issuer. Of the 1,032 shares of A-Common reported, 642 are vested and 390 will vest on June 12, 2019.

F17: Represents shares owned by Mr. Sokoloff.

Class B Common StockSEC Table II · derivative / convertible securityDirect1,181,199 Reported balance Holding disclosure · report date 2018-09-04 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 1,181,199

F18: Pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, shares of B-Common can be paired with LLC Interests on a one-to-one basis and tendered to the Issuer in exchange for shares of A-Common (or cash, at the Issuer's election).

F19: Not applicable.

F3: Represents shares owned by GEI VI.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F6: Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityDirect86,217 Reported balance Holding disclosure · report date 2018-09-04 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 86,217

F18: Pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, shares of B-Common can be paired with LLC Interests on a one-to-one basis and tendered to the Issuer in exchange for shares of A-Common (or cash, at the Issuer's election).

F19: Not applicable.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F8: Represents shares owned by Malted.

F9: Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.62 · Expires 2026-05-19IndirectSee footnote10,254 Reported balance Holding disclosure · report date 2018-09-04 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 10,254

F20: These options are fully vested.

F21: Represents options granted in respect of Mr. Sokoloff's service on the Issuer's board of directors. These options are fully vested.

F22: The options reported on this row were granted in respect of Mr. Sokoloff's service on the Issuer's board of directors and are held by Mr. Sokoloff for the benefit of LGP. LGP directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2025-01-29IndirectSee footnote10,254 Reported balance Holding disclosure · report date 2018-09-04 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 10,254

F20: These options are fully vested.

F21: Represents options granted in respect of Mr. Sokoloff's service on the Issuer's board of directors. These options are fully vested.

F22: The options reported on this row were granted in respect of Mr. Sokoloff's service on the Issuer's board of directors and are held by Mr. Sokoloff for the benefit of LGP. LGP directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI").

F2: This transaction was executed in multiple trades at prices ranging from $59.15 to $60.13. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3: Represents shares owned by GEI VI.

F4: GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F5: Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.

F6: Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F7: Represents shares of A-Common sold by Malted.

F8: Represents shares owned by Malted.

F9: Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F10: Represents shares of A-Common sold by GEI Side VI.

F11: Represents shares owned by GEI Side VI.

F12: Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F13: This transaction was executed in multiple trades at prices ranging from $58.61 to $59.11. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F14: This transaction was executed in multiple trades at prices ranging from $57.82 to $58.8. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F15: This transaction was executed in multiple trades at prices ranging from $58.905 to $59.13. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F16: Represents shares of A-Common underlying restricted stock units awarded to Mr. Jonathan D. Sokoloff, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy on June 12, 2018 and June 12, 2017. The restricted stock units represent the right to receive shares of A-Common, subject to Mr. Sokoloff's continued service with the Issuer. Of the 1,032 shares of A-Common reported, 642 are vested and 390 will vest on June 12, 2019.

F17: Represents shares owned by Mr. Sokoloff.

F18: Pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, shares of B-Common can be paired with LLC Interests on a one-to-one basis and tendered to the Issuer in exchange for shares of A-Common (or cash, at the Issuer's election).

F19: Not applicable.

F20: These options are fully vested.

F21: Represents options granted in respect of Mr. Sokoloff's service on the Issuer's board of directors. These options are fully vested.

F22: The options reported on this row were granted in respect of Mr. Sokoloff's service on the Issuer's board of directors and are held by Mr. Sokoloff for the benefit of LGP. LGP directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2021 Filed Apr 2, 2021 23:07 UTC AerSale Corp ASLE · Entity 1521 OtherCommon Stock 743,522 $13.50 $10,037,547.00
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,771,203

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F3 · shares: Represents shares of Common Stock of the Issuer acquired by GEI V pursuant to the "earnout" provision in the Merger Agreement.

F4 · balance_after: Represents shares of Common Stock owned by GEI V.

F5 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F6 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F7 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:57 UTC CLARIVATE PLC CCC · Entity 4778 GrantOrdinary Shares 8,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-005173 · doc4.xml · nonDerivative · entry 6

Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 1,188,261

F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.

F15 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of Associates VII-B through Holdings, of which Associates VII-B is a member.

F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.

F16 · balance_after: Represents Ordinary Shares held by Topco on behalf of Associates VII-B through Holdings, of which Associates VII-B is a member.

F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F16 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of Associates VII-B through Holdings, of which Associates VII-B is a member.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:57 UTC CLARIVATE PLC CCC · Entity 4778 GrantOrdinary Shares 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-005173 · doc4.xml · nonDerivative · entry 5

Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 121,171

F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.

F13 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of Associates VII-A through Holdings, of which Associates VII-A is a member.

F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.

F14 · balance_after: Represents Ordinary Shares held by Topco on behalf of Associates VII-A through Holdings, of which Associates VII-A is a member.

F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F14 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of Associates VII-A through Holdings, of which Associates VII-A is a member.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:57 UTC CLARIVATE PLC CCC · Entity 4778 GrantOrdinary Shares 193,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-005173 · doc4.xml · nonDerivative · entry 4

Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 28,094,163

F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.

F11 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of Coinvest through Holdings, of which Coinvest is a member.

F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.

F12 · balance_after: Represents Ordinary Shares held by Topco on behalf of Coinvest through Holdings, of which Coinvest is a member.

F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F12 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of Coinvest through Holdings, of which Coinvest is a member.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:57 UTC CLARIVATE PLC CCC · Entity 4778 GrantOrdinary Shares 42,864 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-005173 · doc4.xml · nonDerivative · entry 3

Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 6,234,835

F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.

F9 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of AIV through Holdings, of which AIV is a member.

F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.

F10 · balance_after: Represents Ordinary Shares held by Topco on behalf of AIV through Holdings, of which AIV is a member.

F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F10 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of AIV through Holdings, of which AIV is a member.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:57 UTC CLARIVATE PLC CCC · Entity 4778 GrantOrdinary Shares 324,938 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-005173 · doc4.xml · nonDerivative · entry 2

Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 47,264,079

F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.

F7 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of GEI Side VII through Holdings, of which GEI Side VII is a member.

F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.

F8 · balance_after: Represents Ordinary Shares held by Topco on behalf of GEI Side VII through Holdings, of which GEI Side VII is a member.

F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of GEI Side VII through Holdings, of which GEI Side VII is a member.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 22:57 UTC CLARIVATE PLC CCC · Entity 4778 GrantOrdinary Shares 232,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-005173 · doc4.xml · nonDerivative · entry 1

Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 33,763,998

F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.

F2 · shares: Represents Ordinary Shares acquired by Capri Acquisitions Topco Limited ("Topco"), to be held on behalf of Green Equity Investors VII, L.P. ("GEI VII") through GEI VII Capri Holdings, LLC ("Holdings"), of which GEI VII is a member.

F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited.

F3 · balance_after: Represents Ordinary Shares held by Topco on behalf of GEI VII through Holdings, of which GEI VII is a member.

F3 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of GEI VII through Holdings, of which GEI VII is a member.

F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest").

F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 22:54 UTC SIGNET JEWELERS LTD SIG · Entity 8824 GrantCommon Shares, par value $0.18 472 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065558 · doc4.xml · nonDerivative · entry 1

Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner

GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner

Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner

Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates VI-A LLC · CIK 0001568921 · Director · 10% owner

LGP Associates VI-B LLC · CIK 0001568923 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 30,028

F1 · shares: Represents shares of Common Stock of the Issuer ("Common Shares") granted to Mr. Jonathan A. Seiffer in lieu of the reporting person's quarterly board retainer fees that were temporarily reduced in response to the ongoing financial impact of the COVID-19 pandemic. Such common shares were issued in accordance with the Signet Jewelers Limited 2018 Omnibus Incentive Plan and were fully vested on the date of issuance. The Common Shares are held for the benefit of Leonard, Green & Partners, L.P. ("LGP").

F2 · balance_after: Of the 30,028 Common Shares reported, 15,665 are owned by Mr. Seiffer and held for the benefit of LGP (and includes 5,952 restricted stock units which are subject to certain vesting and forfeiture provisions), and 14,363 are owned by Mr. Jonathan D. Sokoloff, a partner of LGP, and held for the benefit of LGP.

F2 · ownership.nature: Of the 30,028 Common Shares reported, 15,665 are owned by Mr. Seiffer and held for the benefit of LGP (and includes 5,952 restricted stock units which are subject to certain vesting and forfeiture provisions), and 14,363 are owned by Mr. Jonathan D. Sokoloff, a partner of LGP, and held for the benefit of LGP.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 23:34 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 53,811 $10.00 $538,110.00
Disclosure

SEC source: 0001209191-20-060074 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,943

F9 · shares: Represents shares of Common Stock sold by TCS.

F3 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F4 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F10 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 23:34 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 1,256,734 $10.00 $12,567,340.00
Disclosure

SEC source: 0001209191-20-060074 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,646,261

F6 · shares: Represents shares of Common Stock sold by GEI Side V.

F3 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F4 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F7 · balance_after: Represents shares owned by GEI Side V.

F8 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 23:34 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 4,189,455 $10.00 $41,894,550.00
Disclosure

SEC source: 0001209191-20-060074 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,488,802

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F2 · balance_after: Represents shares owned by GEI V.

F3 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F4 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F5 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 3,777 $9.92 $37,467.84
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 9

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,754

F10 · shares: Represents shares of Common Stock sold by TCS.

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.75 to $10.195. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 88,200 $9.92 $874,944.00
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 8

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902,995

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.75 to $10.195. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 294,024 $9.92 $2,916,718.08
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 7

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,678,257

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.75 to $10.195. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 533 $9.75 $5,196.75
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 6

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,531

F10 · shares: Represents shares of Common Stock sold by TCS.

F13 · price: This transaction was executed in multiple trades at prices ranging from $9.67 to $10.065. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 12,452 $9.75 $121,407.00
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 5

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,991,195

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F13 · price: This transaction was executed in multiple trades at prices ranging from $9.67 to $10.065. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 41,510 $9.75 $404,722.50
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,972,281

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F13 · price: This transaction was executed in multiple trades at prices ranging from $9.67 to $10.065. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 1,321 $10.09 $13,328.89
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,064

F10 · shares: Represents shares of Common Stock sold by TCS.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.37. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 30,855 $10.09 $311,326.95
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,003,647

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.37. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 102,860 $10.09 $1,037,857.40
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,013,791

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.37. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 1,491 $10.07 $15,014.37
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 9

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,385

F10 · shares: Represents shares of Common Stock sold by TCS.

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.98 to $10.385. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 34,815 $10.07 $350,587.05
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 8

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,034,502

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.98 to $10.385. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 116,061 $10.07 $1,168,734.27
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 7

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,116,651

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.98 to $10.385. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 1,460 $10.15 $14,819.00
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 6

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,876

F10 · shares: Represents shares of Common Stock sold by TCS.

F13 · price: This transaction was executed in multiple trades at prices ranging from $10.05 to $10.325. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 34,098 $10.15 $346,094.70
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 5

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,069,317

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F13 · price: This transaction was executed in multiple trades at prices ranging from $10.05 to $10.325. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 113,668 $10.15 $1,153,730.20
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,232,712

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F13 · price: This transaction was executed in multiple trades at prices ranging from $10.05 to $10.325. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 1,811 $10.30 $18,653.30
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,336

F10 · shares: Represents shares of Common Stock sold by TCS.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.10 to $10.525. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 42,285 $10.30 $435,535.50
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,103,415

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.10 to $10.525. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 140,963 $10.30 $1,451,918.90
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,346,380

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.10 to $10.525. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 01:44 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 161 $10.47 $1,685.67
Disclosure

SEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 12

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,147

F10 · shares: Represents shares of Common Stock sold by TCS.

F15 · price: This transaction was executed in multiple trades at prices ranging from $10.455 to $10.60. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 01:44 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 3,775 $10.47 $39,524.25
Disclosure

SEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 11

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,145,700

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F15 · price: This transaction was executed in multiple trades at prices ranging from $10.455 to $10.60. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 01:44 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 12,582 $10.47 $131,733.54
Disclosure

SEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 10

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,487,343

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F15 · price: This transaction was executed in multiple trades at prices ranging from $10.455 to $10.60. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 01:44 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 817 $9.87 $8,063.79
Disclosure

SEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 9

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,308

F10 · shares: Represents shares of Common Stock sold by TCS.

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.45 to $10.40. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 01:44 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 19,075 $9.87 $188,270.25
Disclosure

SEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 8

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,149,475

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.45 to $10.40. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 01:44 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 63,590 $9.87 $627,633.30
Disclosure

SEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 7

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,499,925

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.45 to $10.40. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 01:44 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 1,957 $9.99 $19,550.43
Disclosure

SEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 6

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,125

F10 · shares: Represents shares of Common Stock sold by TCS.

F13 · price: This transaction was executed in multiple trades at prices ranging from $9.74 to $10.225. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 01:44 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 45,699 $9.99 $456,533.01
Disclosure

SEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 5

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,168,550

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F13 · price: This transaction was executed in multiple trades at prices ranging from $9.74 to $10.225. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 01:44 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 152,344 $9.99 $1,521,916.56
Disclosure

SEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,563,515

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F13 · price: This transaction was executed in multiple trades at prices ranging from $9.74 to $10.225. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 05, 2020 Filed Nov 10, 2020 01:44 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 3,036 $10.48 $31,817.28
Disclosure

SEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,082

F10 · shares: Represents shares of Common Stock sold by TCS.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.20 to $10.60. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 05, 2020 Filed Nov 10, 2020 01:44 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 70,915 $10.48 $743,189.20
Disclosure

SEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,214,249

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.20 to $10.60. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 05, 2020 Filed Nov 10, 2020 01:44 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 236,403 $10.48 $2,477,503.44
Disclosure

SEC source: 0001209191-20-057526 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,715,859

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.20 to $10.60. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 22:53 UTC SIGNET JEWELERS LTD SIG · Entity 8824 GrantCommon Shares, par value $0.18 729 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052381 · doc4.xml · nonDerivative · entry 1

Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner

GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner

Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner

Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates VI-A LLC · CIK 0001568921 · Director · 10% owner

LGP Associates VI-B LLC · CIK 0001568923 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 29,556

F1 · shares: Represents shares of Common Stock of the Issuer ("Common Shares") granted to Mr. Jonathan A. Seiffer in lieu of his quarterly board retainer fees that were temporarily reduced in response to the ongoing financial impact of the COVID-19 pandemic. Such Common Shares were issued in accordance with the Signet Jewelers Limited 2018 Omnibus Incentive Plan and were fully vested on the date of issuance. The Common Shares are held for the benefit of Leonard, Green & Partners, L.P. ("LGP").

F2 · balance_after: Of the 29,556 Common Shares reported, 15,193 are owned by Mr. Seiffer and held for the benefit of LGP (and includes 5,952 restricted stock units which are subject to certain vesting and forfeiture provisions), and 14,363 are owned by Mr. Jonathan D. Sokoloff, a partner of LGP, and held for the benefit of LGP.

F2 · ownership.nature: Of the 29,556 Common Shares reported, 15,193 are owned by Mr. Seiffer and held for the benefit of LGP (and includes 5,952 restricted stock units which are subject to certain vesting and forfeiture provisions), and 14,363 are owned by Mr. Jonathan D. Sokoloff, a partner of LGP, and held for the benefit of LGP.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:42 UTC Container Store Group, Inc. TCS · Entity 87876 GrantCommon Stock, par value $0.01 76,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048639 · doc4.xml · nonDerivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 168,414

F9 · shares: Represents shares of restricted Common Stock of the Issuer awarded to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 26, 2020.

F10 · price: Granted as compensation for services.

F11 · balance_after: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 56,138 shares of restricted Common Stock.

F11 · ownership.nature: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 56,138 shares of restricted Common Stock.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 23:57 UTC SIGNET JEWELERS LTD SIG · Entity 8824 GrantCommon Shares, par value $0.18 1,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039256 · doc4.xml · nonDerivative · entry 1

Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner

GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner

Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner

Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates VI-A LLC · CIK 0001568921 · Director · 10% owner

LGP Associates VI-B LLC · CIK 0001568923 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 28,827

F1 · shares: Represents shares of Common Stock of the Issuer ("Common Shares") granted to Mr. Jonathan Sokoloff and Mr. Jonathan A. Seiffer on June 25, 2020 as compensation for their services on the Issuer's board of directors. Mr. Sokoloff's tenure with the Issuer's board of directors ended effective June 12, 2020. The Common Shares reported are held by Mr. Sokoloff and Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP").

F1 · price: Represents shares of Common Stock of the Issuer ("Common Shares") granted to Mr. Jonathan Sokoloff and Mr. Jonathan A. Seiffer on June 25, 2020 as compensation for their services on the Issuer's board of directors. Mr. Sokoloff's tenure with the Issuer's board of directors ended effective June 12, 2020. The Common Shares reported are held by Mr. Sokoloff and Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP").

F2 · balance_after: Of the 28,827 Common Shares reported, 14,464 are owned by Mr. Seiffer and held for the benefit of LGP, and 14,363 are owned by Mr. Sokoloff and held for the benefit of LGP.

F2 · ownership.nature: Of the 28,827 Common Shares reported, 14,464 are owned by Mr. Seiffer and held for the benefit of LGP, and 14,363 are owned by Mr. Sokoloff and held for the benefit of LGP.

Read SEC document
June 12, 2020 Filed Jun 17, 2020 00:37 UTC SIGNET JEWELERS LTD SIG · Entity 8824 GrantCommon Shares, par value $0.18 5,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037143 · doc4.xml · nonDerivative · entry 1

Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner

GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner

Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner

Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates VI-A LLC · CIK 0001568921 · Director · 10% owner

LGP Associates VI-B LLC · CIK 0001568923 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 26,902

F1 · shares: Represents shares of Common Stock of the Issuer ("Common Shares") underlying restricted stock units awarded to Mr. Jonathan A. Seiffer on June 12, 2020 as compensation for his service on the Issuer's board of directors which vest on the first anniversary of the grant date and are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP").

F1 · price: Represents shares of Common Stock of the Issuer ("Common Shares") underlying restricted stock units awarded to Mr. Jonathan A. Seiffer on June 12, 2020 as compensation for his service on the Issuer's board of directors which vest on the first anniversary of the grant date and are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP").

F2 · balance_after: Of the 26,902 Common Shares reported, 13,396 are owned by Mr. Seiffer and held for the benefit of LGP, and 13,506 are owned by Mr. Jonathan D. Sokoloff, a partner of LGP, and held for the benefit of LGP.

F2 · ownership.nature: Of the 26,902 Common Shares reported, 13,396 are owned by Mr. Seiffer and held for the benefit of LGP, and 13,506 are owned by Mr. Jonathan D. Sokoloff, a partner of LGP, and held for the benefit of LGP.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:13 UTC Container Store Group, Inc. TCS · Entity 87876 GrantCommon Stock, par value $0.01 64,797 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047865 · doc4.xml · nonDerivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 92,271

F9 · shares: Represents shares of restricted Common Stock of the Issuer awarded to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 28, 2019.

F10 · price: Granted as compensation for services.

F11 · balance_after: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 30,757 shares of restricted Common Stock.

F11 · ownership.nature: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 30,757 shares of restricted Common Stock.

Read SEC document
June 14, 2019 Filed Jun 19, 2019 01:39 UTC SIGNET JEWELERS LTD SIG · Entity 8824 GrantCommon Shares, par value $0.18 14,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037890 · doc4.xml · nonDerivative · entry 1

Green Equity Investors VI, L.P. · CIK 0001531051 · Director · 10% owner

GEI Capital VI, LLC · CIK 0001632071 · Director · 10% owner

Green Equity Investors Side VI, L.P. · CIK 0001531059 · Director · 10% owner

Green VI Holdings, LLC · CIK 0001632074 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates VI-A LLC · CIK 0001568921 · Director · 10% owner

LGP Associates VI-B LLC · CIK 0001568923 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 20,950

F1 · shares: The shares of Common Stock of the Issuer ("Common Shares") reported on this row were awarded to Mr. Jonathan D. Sokoloff and Mr. Jonathan A. Seiffer as compensation for their service on the Issuer's board of directors and are held by Mr. Sokoloff and Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP"). Of the Common Shares reported, 7,444 Common Shares were acquired by Mr. Sokoloff and 7,444 Common Shares were acquired by Mr. Seiffer.

F1 · price: The shares of Common Stock of the Issuer ("Common Shares") reported on this row were awarded to Mr. Jonathan D. Sokoloff and Mr. Jonathan A. Seiffer as compensation for their service on the Issuer's board of directors and are held by Mr. Sokoloff and Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP"). Of the Common Shares reported, 7,444 Common Shares were acquired by Mr. Sokoloff and 7,444 Common Shares were acquired by Mr. Seiffer.

F2 · balance_after: Of the 20,950 Common Shares reported, 13,506 Common Shares are owned by Mr. Sokoloff and 7,444 Common Shares are owned by Mr. Seiffer.

F3 · ownership.nature: Represents Common Shares owned by Mr. Sokoloff and Mr. Seiffer.

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June 07, 2019 Filed Jun 11, 2019 21:42 UTC BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 SaleCommon Stock 265,897 $24.53 $6,522,453.41
Disclosure

SEC source: 0001209191-19-036142 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Beacon Coinvest LLC · CIK 0001533152 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,183

F9 · shares: Represents Common Stock sold by Beacon.

F10 · balance_after: Represents Common Stock owned by Beacon. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F3 · ownership.direct: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F4 · ownership.direct: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder.

F11 · ownership.direct: Each of GEI V, GEI Side V, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Beacon, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

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June 07, 2019 Filed Jun 11, 2019 21:42 UTC BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 SaleCommon Stock 1,957,749 $24.53 $48,023,582.97
Disclosure

SEC source: 0001209191-19-036142 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Beacon Coinvest LLC · CIK 0001533152 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232,287

F6 · shares: Represents Common Stock sold by GEI Side V.

F7 · balance_after: Represents Common Stock owned by GEI Side V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F3 · ownership.direct: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F4 · ownership.direct: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder.

F8 · ownership.direct: Each of GEI V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

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June 07, 2019 Filed Jun 11, 2019 21:42 UTC BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 SaleCommon Stock 6,526,354 $24.53 $160,091,463.62
Disclosure

SEC source: 0001209191-19-036142 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Beacon Coinvest LLC · CIK 0001533152 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,441,554

F1 · shares: Represents shares of common stock, par value $0.01 per share ("Common Stock") of BJ's Wholesale Club Holdings, Inc. (the "Issuer") sold by Green Equity Investors V, L.P. ("GEI V").

F2 · balance_after: Represents Common Stock owned by GEI V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F3 · ownership.direct: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F4 · ownership.direct: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder.

F5 · ownership.direct: Each of GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.