person · Reporting owner
Alexander Brian Patrick
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Knight-Swift Transportation Holdings Inc.
Report date November 30, 2016 · Filed December 01, 2016
Section 16 reporting ended · disclosed 2016-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 17,626 |
Ending reported balance
After 2016-11-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-11-30 · Exercise / conversion · Acquired 32,000 · Balance 37,134 F1: Reflects an exercise of 32,000 options and related sale of 19,508 shares to cover option cost and taxes, with the residual 12,492 shares held long in the reporting person's brokerage account. Row 2 · 2016-11-30 · Sale · Disposed 19,508 · Balance 17,626 F1: Reflects an exercise of 32,000 options and related sale of 19,508 shares to cover option cost and taxes, with the residual 12,492 shares held long in the reporting person's brokerage account. F2: The price of $25.02 reported in column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.15. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range. |
| Employee Stock Option (Right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2017-10-16 | Direct | 0 |
Reported balance
After 2016-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-30 · Exercise / conversion · Disposed 32,000 · Balance 0 F3: Options were granted under the Issuer's 2007 Omnibus Incentive Plan. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. F4: The options vested and became exercisable in three equal annual installments, beginning with the third anniversary from the October 16, 2007 grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an exercise of 32,000 options and related sale of 19,508 shares to cover option cost and taxes, with the residual 12,492 shares held long in the reporting person's brokerage account.
F2: The price of $25.02 reported in column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.15. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
F3: Options were granted under the Issuer's 2007 Omnibus Incentive Plan. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.
F4: The options vested and became exercisable in three equal annual installments, beginning with the third anniversary from the October 16, 2007 grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2016 Filed Dec 1, 2016 10:05 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionEmployee Stock Option (Right-to-buy) · Derivative | 32,000 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001604940-16-000005 · wf-form4_148060473053921.xml · derivative · entry 3 Alexander Brian Patrick · CIK 0001604940 · VP of Pricing and Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 32,000 shares Expires 2017-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Options were granted under the Issuer's 2007 Omnibus Incentive Plan. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. F4 · derivative.exercise_date: The options vested and became exercisable in three equal annual installments, beginning with the third anniversary from the October 16, 2007 grant date. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 10:05 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | SaleClass A Common Stock | 19,508 | $25.02 | $488,090.16 |
DisclosureSEC source: 0001604940-16-000005 · wf-form4_148060473053921.xml · nonDerivative · entry 2 Alexander Brian Patrick · CIK 0001604940 · VP of Pricing and Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,626 F1 · shares: Reflects an exercise of 32,000 options and related sale of 19,508 shares to cover option cost and taxes, with the residual 12,492 shares held long in the reporting person's brokerage account. F2 · price: The price of $25.02 reported in column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.15. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 10:05 UTC | Knight-Swift Transportation Holdings Inc. SWFT · Entity 762 | Exercise / conversionClass A Common Stock | 32,000 | $11.00 | $352,000.00 |
DisclosureSEC source: 0001604940-16-000005 · wf-form4_148060473053921.xml · nonDerivative · entry 1 Alexander Brian Patrick · CIK 0001604940 · VP of Pricing and Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects an exercise of 32,000 options and related sale of 19,508 shares to cover option cost and taxes, with the residual 12,492 shares held long in the reporting person's brokerage account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.