Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Riot Platforms, Inc.APPY · Entity 3724 | Director | November 30, 2016 | December 02, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Riot Platforms, Inc.
Report date November 30, 2016 · Filed December 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2026-11-30 | Direct | 14,000 |
Reported balance
After 2016-11-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-11-30 · Grant · Acquired 14,000 · Balance 14,000 F1: Options to purchase 14,000 shares of common stock shall become exercisable on each of the first, second and third anniversaries of the date of grant. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2026-11-30 | Direct | 2,333 |
Reported balance
After 2016-11-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-11-30 · Grant · Acquired 2,333 · Balance 2,333 F2: Options to purchase 2,333 shares of common stock are vested on the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Options to purchase 14,000 shares of common stock shall become exercisable on each of the first, second and third anniversaries of the date of grant.
F2: Options to purchase 2,333 shares of common stock are vested on the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2016 Filed Dec 2, 2016 16:11 UTC | Riot Platforms, Inc. APPY · Entity 3724 | GrantStock Option (Right to Buy) · Derivative | 2,333 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088614 · doc1.xml · derivative · entry 2 ROUTH MICHAEL W · CIK 0001162764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333 Underlying: Common Stock · 2,333 shares Expires 2026-11-30 F2 · derivative.exercise_date: Options to purchase 2,333 shares of common stock are vested on the date of grant. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 16:11 UTC | Riot Platforms, Inc. APPY · Entity 3724 | GrantStock Option (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088614 · doc1.xml · derivative · entry 1 ROUTH MICHAEL W · CIK 0001162764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2026-11-30 F1 · derivative.exercise_date: Options to purchase 14,000 shares of common stock shall become exercisable on each of the first, second and third anniversaries of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.