Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENERGIZER HOLDINGS, INC.ENR · Entity 4736 | EXECUTIVE VP, CFO | December 06, 2016 | December 08, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENERGIZER HOLDINGS, INC.
Report date December 06, 2016 · Filed December 08, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-06 transaction · row 1
1 source rowRow 1 · 2016-12-06 · Sale · Disposed 29,833 · Balance 0 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.94 to $45.70, inclusive. The Reporting Person undertakes to provide to Energizer Holdings, Inc., any security holder of Energizer Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.94 to $45.70, inclusive. The Reporting Person undertakes to provide to Energizer Holdings, Inc., any security holder of Energizer Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2016 Filed Dec 8, 2016 16:40 UTC | ENERGIZER HOLDINGS, INC. ENR · Entity 4736 | SaleCommon Stock | 29,833 | $45.30 | $1,351,434.90 |
DisclosureSEC source: 0001632790-16-000158 · edgardoc.xml · nonDerivative · entry 1 Hamm Brian K · CIK 0001561629 · EXECUTIVE VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.94 to $45.70, inclusive. The Reporting Person undertakes to provide to Energizer Holdings, Inc., any security holder of Energizer Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 16:37 UTC | ENERGIZER HOLDINGS, INC. ENR · Entity 4736 | GrantRestricted Stock Equivalent 11/14/2016 TB · Derivative | 7,405 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001632790-16-000151 · edgardoc.xml · derivative · entry 4 Hamm Brian K · CIK 0001561629 · EXECUTIVE VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,405 Underlying: Common Stock · 7,405 shares Expires not disclosed F3 · derivative.exercise_date: RSE vests and converts into shares of Energizer Common Stock on 11/14/2019 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events. F3 · derivative.expiration_date: RSE vests and converts into shares of Energizer Common Stock on 11/14/2019 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 16:37 UTC | ENERGIZER HOLDINGS, INC. ENR · Entity 4736 | Exercise / conversionRestricted Stock Equivalent 11/13/2014 TB · Derivative | 10,216 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001632790-16-000151 · edgardoc.xml · derivative · entry 3 Hamm Brian K · CIK 0001561629 · EXECUTIVE VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSE vests and converts into shares of Energizer Common Stock on 11/13/2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events. F2 · derivative.expiration_date: RSE vests and converts into shares of Energizer Common Stock on 11/13/2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 16:37 UTC | ENERGIZER HOLDINGS, INC. ENR · Entity 4736 | Tax withholdingCommon Stock | 4,899 | $43.84 | $214,772.16 |
DisclosureSEC source: 0001632790-16-000151 · edgardoc.xml · nonDerivative · entry 2 Hamm Brian K · CIK 0001561629 · EXECUTIVE VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,833 F1 · shares: Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of Restricted Stock Equivalent award ("RSE") previously granted under the Energizer Holdings, Inc. Equity Incentive Plan. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 16:37 UTC | ENERGIZER HOLDINGS, INC. ENR · Entity 4736 | Exercise / conversionCommon Stock | 10,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001632790-16-000151 · edgardoc.xml · nonDerivative · entry 1 Hamm Brian K · CIK 0001561629 · EXECUTIVE VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 10:03 UTC | ENERGIZER HOLDINGS, INC. ENR · Entity 4736 | Exercise / conversionRestricted Stock Equivalent 11/06/2013 PB-TB · Derivative | 9,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001632790-16-000138 · edgardoc.xml · derivative · entry 3 Hamm Brian K · CIK 0001561629 · EXECUTIVE VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSE vests and converts into shares of Energizer Common Stock on the date that Energizer releases its earnings report for the fiscal year ending on September 30, 2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events. F2 · derivative.expiration_date: RSE vests and converts into shares of Energizer Common Stock on the date that Energizer releases its earnings report for the fiscal year ending on September 30, 2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 10:03 UTC | ENERGIZER HOLDINGS, INC. ENR · Entity 4736 | Tax withholdingCommon Stock | 4,647 | $46.23 | $214,830.81 |
DisclosureSEC source: 0001632790-16-000138 · edgardoc.xml · nonDerivative · entry 2 Hamm Brian K · CIK 0001561629 · EXECUTIVE VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,516 F1 · shares: Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of Restricted Stock Equivalent award ("RSE") previously granted under the Energizer Holdings, Inc. Equity Incentive Plan. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 10:03 UTC | ENERGIZER HOLDINGS, INC. ENR · Entity 4736 | Exercise / conversionCommon Stock | 9,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001632790-16-000138 · edgardoc.xml · nonDerivative · entry 1 Hamm Brian K · CIK 0001561629 · EXECUTIVE VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:30 UTC | ENERGIZER HOLDINGS, INC. ENR · Entity 4736 | Exercise / conversionRestricted Stock Equivalent 11/06/2013 TB · Derivative | 3,231 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033028 · doc4.xml · derivative · entry 3 Hamm Brian K · CIK 0001561629 · EXECUTIVE VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSE vests and converts into shares of Energizer Common Stock on 11/06/2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events. F2 · derivative.expiration_date: RSE vests and converts into shares of Energizer Common Stock on 11/06/2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:30 UTC | ENERGIZER HOLDINGS, INC. ENR · Entity 4736 | Tax withholdingCommon Stock | 1,550 | $45.50 | $70,525.00 |
DisclosureSEC source: 0000899243-16-033028 · doc4.xml · nonDerivative · entry 2 Hamm Brian K · CIK 0001561629 · EXECUTIVE VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,472 F1 · shares: Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of Restricted Stock Equivalent award ("RSE") previously granted under the Energizer Holdings, Inc. Equity Incentive Plan. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:30 UTC | ENERGIZER HOLDINGS, INC. ENR · Entity 4736 | Exercise / conversionCommon Stock | 3,231 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033028 · doc4.xml · nonDerivative · entry 1 Hamm Brian K · CIK 0001561629 · EXECUTIVE VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.