Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund IncBWG · Entity 8987 | PM of Subadviser | December 08, 2016 | December 09, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BrandywineGLOBAL-Global Income Opportunities Fund Inc
Report date December 08, 2016 · Filed December 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-08 transaction · row 1
1 source rowRow 1 · 2016-12-08 · Sale · Disposed 50,000 · Balance 0 F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.790 to $11.860 inclusive. Mr. Smith undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.790 to $11.860 inclusive. Mr. Smith undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2016 Filed Dec 9, 2016 19:17 UTC | BrandywineGLOBAL-Global Income Opportunities Fund Inc BWG · Entity 8987 | SaleCommon Stock | 50,000 | $11.83 | $591,530.00 |
DisclosureSEC source: 0000914851-16-000762 · wf-form4_148131102694478.xml · nonDerivative · entry 1 Smith Stephen S. · CIK 0001544615 · PM of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.790 to $11.860 inclusive. Mr. Smith undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.