person · Reporting owner
LUNDY JAMES HARWOOD III
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTERN ALLIANCE BANCORPORATIONWAL · Entity 3616 | EVP, Arizona Administration | December 07, 2016 | December 09, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTERN ALLIANCE BANCORPORATION
Report date December 07, 2016 · Filed December 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,831 |
Reported balance
After 2016-12-07 transaction · row 1
1 source rowRow 1 · 2016-12-07 · Sale · Disposed 5,782 · Balance 50,831 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.45 to $48.55, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Common StockSEC Table I · non-derivative | Indirect401K Plan | 287 |
Reported balance
Holding disclosure · report date 2016-12-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 287 F2: Reflects shares held in the 401K Plan to include employer match as of 12/8/16. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.45 to $48.55, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2: Reflects shares held in the 401K Plan to include employer match as of 12/8/16.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2016 Filed Dec 9, 2016 21:22 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 5,782 | $48.49 | $280,369.18 |
DisclosureSEC source: 0001212545-16-000551 · wf-form4_148131854847221.xml · nonDerivative · entry 1 LUNDY JAMES HARWOOD III · CIK 0001331635 · EVP, Arizona Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,831 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.45 to $48.55, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:13 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 29,293 | $44.61 | $1,306,760.73 |
DisclosureSEC source: 0001212545-16-000493 · wf-form4_147933080466150.xml · nonDerivative · entry 1 LUNDY JAMES HARWOOD III · CIK 0001331635 · EVP, Arizona Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,613 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.96, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.